Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK, USA | 01-0233346 | BUFFALO, NY | RECORDKEEPER | $612 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC | 13-2638166 | WEEHAWKEN, NJ | REGISTERED INV ADVISOR | $20K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JH MULTIMANAGER LS CONSERVATIVE JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $1.7M | 36.0% | |
| JH MULTIMANAGER LS BALANCED JOHN HANCOCK · EIN 01-0233346 / PN 001 |
Pooled Separate Account |
| — |
| — |
| $687K |
| 14.5% |
| JH MULTIMANAGER LS MODERATE JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $515K | 10.9% |
| JH MULTIMANAGER LS AGGRESSIVE JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $204K | 4.3% |
| VANGUARD TARGET RETIREMENT 2030 JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $172K | 3.6% |
| JOHN HANCOCK STABLE VALUE FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $172K | 3.6% |
| JH MULTIMANAGER LS GROWTH JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $150K | 3.2% |
| FIDELITY CONTRAFUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $105K | 2.2% |
| AMERICAN BALANCED FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $95K | 2.0% |
| AMERICAN FUNDS NEW PERSPECTIVE FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $95K | 2.0% |
| Participant Loans (4.25% - 9.50%) - | Participant loans | — | — | $88K | 1.9% |
| JOHN HANCOCK DISCIPLINED VALUE JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $87K | 1.8% |
| CAPITAL APPRECIATION FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $83K | 1.8% |
| FRANKLIN SMALL-MID GROWTH JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $67K | 1.4% |
| INDEX 500 FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $65K | 1.4% |
| T. ROWE PRICE HEALTH SCIENCE JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $65K | 1.4% |
| VANGUARD TARGET RETIREMENT 2020 JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $41K | 0.9% |
| T. ROWE PRICE SCIENCE & TECHNOLOGY JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $38K | 0.8% |
| DFA US TARGETED VALUE FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $37K | 0.8% |
| EUROPACIFIC GROWTH FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $34K | 0.7% |
| T. ROWE PRICE SPECTRUM JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $34K | 0.7% |
| MIDCAP INDEX FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $31K | 0.7% |
| DFA US SMALL CAP FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $28K | 0.6% |
| VANGUARD TARGET RETIREMENT 2035 JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $23K | 0.5% |
| HIGH YIELD FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $22K | 0.5% |
| HARTFORD WORLD BOND FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $20K | 0.4% |
| FRANKLIN UTILITIES JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $14K | 0.3% |
| INVESCO SMALL CAP GROWTH JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $14K | 0.3% |
| VANGUARD TARGET RETIREMENT 2025 JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $14K | 0.3% |
| VANGUARD TARGET RETIREMENT 2045 JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $10K | 0.2% |
| VANGUARD TARGET RETIREMENT 2040 JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $7K | 0.2% |
| JPMORGAN MIDCAP VALUE FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $5K | <0.1% |
| DFA INTERNATIONAL SMALL CO FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $4K | <0.1% |
| VANGUARD ENERGY FUND JOHN HANCOCK · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $4K | <0.1% |
