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Original filing (PDF)20250828103525NAL0005490003001
KOBELCO CONSTRUCTION MACHINERY USA, INC.
Form 5500
FILING_RECEIVED
KOBELCO CONSTRUCTION MACHINERY USA, INC. 401(K) PLAN
401(k) retirement plan
Active participants
90
Accounts w/ balance
127
Plan assets (EOY)
$10.9M
Net assets (EOY)
$10.9M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 66 bps in Schedule C fees — 129% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KOBELCO CONSTRUCTION MACHINERY USA, INC..
Plan sponsor
Name
KOBELCO CONSTRUCTION MACHINERY USA, INC.
EIN
58-2649910
Address
22350 MERCHANTS WAY · KATY, TX · 77449
Phone
(281) 888-8430
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WEINSTEIN & SPIRA AND COMPANY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $10K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $26K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE BENEFIT PRACTICE | — | STAMFORD, CT | CONTRACT ADMIN | $10K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $26K | — |
Investments
28 direct securities· $10.9M(100% of reported assets)
Uncategorized
$9.9M
27 holdings
Guaranteed Income / GIC
$1.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $1.4M | 13.2% | |
| Fidelity Investments Fidelity U.S. Bond Index Fund | — | — | — | $1.3M | 11.9% | |
| (2) * Empower Annuity Insurance Company of America Guaranteed Interest Fund | Guaranteed Income / GIC | — | — | $1.0M | 9.2% | |
| American Funds American Funds 2045 Target Date Retirement Fund | — | — | — | $806K | 7.4% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $640K | 5.9% | |
| American Funds American Funds New World Fund | — | — | — | $618K | 5.7% | |
| American Funds American Funds 2055 Target Date Retirement Fund | — | — | — | $607K | 5.6% | |
| Massachusetts Financial Services MFS Mid Cap Value Fund | — | — | — | $458K | 4.2% | |
| Fidelity Investments Fidelity Mid Cap Index Fund | — | — | — | $414K | 3.8% | |
| American Funds American Funds 2060 Target Date Retirement Fund | — | — | — | $401K | 3.7% | |
| American Funds American Funds 2030 Target Date Retirement Fund | — | — | — | $382K | 3.5% | |
| American Funds American Funds 2040 Target Date Retirement Fund | — | — | — | $376K | 3.4% | |
| American Funds American Funds 2050 Target Date Retirement Fund | — | — | — | $343K | 3.1% | |
| due at various dates through August 2029 | — | — | — | $262K | 2.4% | |
| American Funds American Funds Inflation Linked Bond Fund | — | — | — | $250K | 2.3% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $237K | 2.2% | |
| Fidelity Investments Fidelity Real Estate Index Fund | — | — | — | $194K | 1.8% | |
| Allspring Global Investments Allspring Core Plus Bond Fund | — | — | — | $193K | 1.8% | |
| JPMorgan Asset Management JPMorgan Equity Income Fund | — | — | — | $189K | 1.7% | |
| American Funds American Funds American Balanced Fund | — | — | — | $154K | 1.4% | |
| American Funds American Funds International Vantage Fund | — | — | — | $129K | 1.2% | |
| American Funds American Funds 2035 Target Date Retirement Fund | — | — | — | $121K | 1.1% | |
| PGIM Investments PGIM High-Yield Fund | — | — | — | $120K | 1.1% | |
| Victory Capital Victory Nasdaq 100 Index Fund | — | — | — | $86K | 0.8% | |
| Massachusetts Financial Services MFS Mid Cap Growth Fund | — | — | — | $77K | 0.7% | |
| Similar Party Description of Investment Value Mutual Funds: (1) AllianceBernstein AB Discovery Value Fund | — | — | — | $46K | 0.4% | |
| Janus Henderson Janus Henderson Triton Fund | — | — | — | $42K | 0.4% | |
| Pacific Investment Management Company PIMCO International Bond Fund (U.S. Dollar-Hedged) | — | — | — | $36K | 0.3% |
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