Back to filter
Original filing (PDF)20231229133943NAL0012679985001
LAYER 3 COMMUNICATIONS, LLC
Form 5500
FILING_RECEIVED
LAYER 3 COMMUNICATIONS, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
Late filing · 1.4 mo
Active participants
116
Accounts w/ balance
202
Plan assets (EOY)
$0
Net assets (EOY)
$0
How this plan invests
This plan
37 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
94
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Filed 1.4 months past the 10.5-month grace window.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LAYER 3 COMMUNICATIONS, LLC.
Plan sponsor
Name
LAYER 3 COMMUNICATIONS, LLC
EIN
58-2632188
Address
1450 OAKBROOK DR SUITE 900 · NORCROSS, GA · 30093
Phone
(770) 225-5300
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2022
Plan year begin
2022-01-01
Tax period
2022-12-31
Filed
2023-12-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BRADY WARE & SCHOENFELD, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $15K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MGMT | — | MILWAUKEE, WI | INVESTMENT ADVISOR | $41K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERISA SERVICES OF GEROGIA, LLC | — | KNOXVILLE, TN | CONTRACT ADMIN | $7K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $8K | — |
Investments
37 pooled funds· $19.1M
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| VANGUARD TARGET RETIREMENT 2045 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $2.1M | 11.0% |
| VANGUARD TARGET RETIREMENT 2035 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $2.0M | 10.7% |
| FIDELITY 500 INDEX GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $1.5M | 7.9% |
| VANGUARD TARGET RETIREMENT 2030 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $1.4M | 7.1% |
| VANGUARD TARGET RETIREMENT 2040 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $1.3M | 6.8% |
| VANGUARD TARGET RETIREMENT 2050 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $1.3M | 6.6% |
| VANGUARD TARGET RETIREMENT 2025 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $1.2M | 6.2% |
| TIAA CREF LARGE CAP GR IND INST GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $978K | 5.1% |
| VANGUARD TARGET RETIREMENT 2055 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $912K | 4.8% |
| FIDELITY MID CAP INDEX GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $588K | 3.1% |
| VANGUARD VALUE INDEX ADMIN GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $577K | 3.0% |
| VANGUARD TARGET RETIREMENT 2020 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $565K | 3.0% |
| JANUS HENDERSON TRITON N GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $436K | 2.3% |
| VANGUARD SMALL CAP VALUE INDEX ADM GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $436K | 2.3% |
| VANGUARD MID-CAP VALUE INDEX GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $409K | 2.1% |
| VANGUARD INTERNATIONAL GROWTH ADM GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $379K | 2.0% |
| VANGUARD INTERNATIONAL VALUE PORT GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $379K | 2.0% |
| VANGUARD DEVELOPED MARKETS INDEX GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $362K | 1.9% |
| TIAA CREF-CORE PLUS BOND INST GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $339K | 1.8% |
| VANGUARD US GROWTH SDM GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $266K | 1.4% |
| VANGUARD MID-CAP GROWTH INDEX GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $254K | 1.3% |
| VANGUARD TARGET RETIREMENT 2060 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $233K | 1.2% |
| KEY GUARANTEED PORTFOLIO FUND GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467900 / PN 000 | Pooled Separate Account | $208K | 1.1% |
| AMERICAN FUNDS AMERICAN BALANCES R6 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $184K | 1.0% |
| FIDELITY EMERGING MARKETS INDEX GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $172K | 0.9% |
| FIDELITY INFLATION PROTECTED BOND GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $153K | 0.8% |
| VANGUARD SMALL CAP INDEX GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $144K | 0.8% |
| PGMI HIGH YIELD R6 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $128K | 0.7% |
| NORTHERN GLOBAL SUSTAINABILITY IND GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $115K | 0.6% |
| DFA WORLD EX US GOVT FXD INC GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $41K | 0.2% |
| AMERICAN FUNDS NEW WORLD R GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $39K | 0.2% |
| DFA INTERNATIONAL CORE EQUITY 1 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $31K | 0.2% |
| MFS MASSACHUSETTS INV GR STK GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $22K | 0.1% |
| VANGUARD TARGET RETIREMENT INCOME GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $13K | <0.1% |
| GREAT-WEST T ROWE PRICE MID CAP GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $12K | <0.1% |
| VANGUARD TARGET RETIREMENT 2065 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $4K | <0.1% |
| VANGUARD TARGET RETIREMENT 2015 GREAT-WEST LIFE & ANNUITY INS. CO. · EIN 84-0467907 / PN 000 | Pooled Separate Account | $0 | <0.1% |
Related plans
Other plans using NORTHWESTERN MUTUAL WEALTH MGMT
PRINCIPAL LIFE INSURANCE COMPANY
PRINCIPAL EASE 401(K) PLAN
$650.9M · 161,040 participants
SEW-EURODRIVE, INC.
SEW-EURODRIVE, INC. PROFIT SHARING/401(K) RETIREMENT PLAN
$238.0M · 1,062 participants
GODBERSEN-SMITH CONSTRUCTION COMPANY
GODBERSEN-SMITH CONSTRUCTION COMPANY 401(K) PROFIT SHARING PLAN
$66.0M · 539 participants
INDUSTRIAL DIELECTRICS, INC.
INDUSTRIAL DIELECTRICS, INC. 401(K) PROFIT SHARING AND SAVINGS PLAN
$52.0M · 122 participants
U.S. GREEN BUILDING COUNCIL, INC.
U.S. GREEN BUILDING COUNCIL 401(K) PLAN
$49.2M · 266 participants
HANTZMON WIEBEL LLP
HANTZMON WIEBEL LLP PROFIT SHARING PLAN
$34.5M · 92 participants
Similar-size Professional & Technical Services plans
MOTIVA VENTURES, INC
MOTIVA VENTURES, INC GCF BENEFIT PLAN
$0
EXACTCAD DESIGN SERVICES INCORPORATED
EXACTCAD DESIGN SERVICES INCORPORATED 401(K) PLAN
$0
CATAPULT STRATEGIC DESIGN, LLC
CATAPULT STRATEGIC DESIGN LLC PROFIT SHARING PLAN
$0
LAUREN O'DONNELL INTERIORS
LAUREN O'DONNELL INTERIORS 401(K) PLAN
$0
GEORGIA FOUNTAIN COMPANY INC
GEORGIA FOUNTAIN COMPANY INC 401(K) PROFIT SHARING PLAN & TRUST
$0 · 3 participants
DESIGN SKYLIGHTS, LLC
DESIGN SKYLIGHTS 401(K) PLAN
$0
Large plans in Georgia
UNITED PARCEL SERVICE OF AMERICA, INC.
UPS GROUP TRUST
$42.9B
DELTA AIR LINES, INC
THE DELTA AIR LINES, INC. DEFINED CONTRIBUTION PLA
$37.3B
UNITED PARCEL SERVICE OF AMERICA, INC.
UPS RETIREMENT PLAN
$21.2B · 39,297 participants
DELTA AIR LINES, INC.
DELTA MASTER TRUST
$20.1B
INVESCO TRUST COMPANY
INVESCO SHORT-TERM BOND FUND
$19.7B
BOARD OF TRUSTEES OF THE TEAMSTERS - UPS 401K NATIONAL SAVINGS PLAN
THE TEAMSTER - UPS NATIONAL 401(K) TAX DEFERRED SAVINGS PLAN
$19.3B · 451,512 participants