Original filing (PDF)20250924062822NAL0002869907001

ESSEN MEDICAL ASSOCIATES, P.C.

Name: ESSEN MEDICAL ASSOCIATES, P.C. — ESSEN MEDICAL ASSOCIATES, PC 401(K) PLAN AND TRUST, Form 5500 (2024)
Creator: ESSEN MEDICAL ASSOCIATES, P.C.

Form 5500

FILING_RECEIVED

ESSEN MEDICAL ASSOCIATES, PC 401(K) PLAN AND TRUST

401(k) retirement plan

Signals · 2

29% in single holdingCorrective distributions issued

Active participants

1,480

Accounts w/ balance

339

Plan assets (EOY)

$21.5M

Net assets (EOY)

$21.5M

How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ESSEN MEDICAL ASSOCIATES, P.C..

Plan sponsor

Name

ESSEN MEDICAL ASSOCIATES, P.C.

EIN

58-2501863

Address

P.O. BOX 788 · HARTSDALE, NY · 10530

Phone

(914) 722-9277

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-24

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTIT. OPERAT	04-2647786	—	RECORDKEEPER	$5K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$11K	—

Investments

32 direct securities· $21.1M(98% of reported assets)

Other securities

$20.0M

29 holdings

Cash / Money Market

$619K

1 holding

U.S. Treasuries

$259K

1 holding

Bonds / Notes

$204K

1 holding

					% of plan
American Funds American Mutual Fund® Class R-6	Other securities	—	—	$6.1M	28.6%
Fidelity 500 Index Fund	Other securities	—	—	$5.1M	23.9%
Fidelity Freedom 2050 Fund Class K6	Other securities	—	—	$2.2M	10.2%
Fidelity Blue Chip Growth K6 Fund	Other securities	—	—	$1.3M	6.0%
Fidelity Freedom 2035 Fund Class K6	Other securities	—	—	$807K	3.8%
Fidelity Government Money Market Fund Class K6	Cash / Money Market	—	—	$619K	2.9%
T. Rowe Price Dividend Growth Fund I Class	Other securities	—	—	$574K	2.7%
Fidelity Freedom 2040 Fund Class K6	Other securities	—	—	$540K	2.5%
Fidelity Freedom 2045 Fund Class K6	Other securities	—	—	$468K	2.2%
Fidelity Freedom 2025 Fund Class K6	Other securities	—	—	$405K	1.9%
Fidelity Global ex U.S. Index Fund	Other securities	—	—	$340K	1.6%
Fidelity Freedom 2055 Fund Class K6	Other securities	—	—	$275K	1.3%
JPMorgan Government Bond Fund Class R6	U.S. Treasuries	—	—	$259K	1.2%
Fidelity U.S. Bond Index Fund	Other securities	—	—	$242K	1.1%
Fidelity Small Cap Index Fund	Other securities	—	—	$218K	1.0%
Participant loans Maturing through November 2029 with interest rates ranging from 4.25% to 8.50% $-0-	Bonds / Notes	—	—	$204K	0.9%
Fidelity Mid Cap Index Fund	Other securities	—	—	$188K	0.9%
Fidelity Freedom 2030 Fund Class K6	Other securities	—	—	$169K	0.8%
Fidelity Inflation-Protected Bond Index Fund	Other securities	—	—	$167K	0.8%
Columbia Emerging Markets Fund Institutional 3 Class	Other securities	—	—	$152K	0.7%
Allspring Special Mid Cap Value Fund - Class R6	Other securities	—	—	$125K	0.6%
Fidelity Freedom 2060 Fund Class K6	Other securities	—	—	$114K	0.5%
Fidelity Total Bond K6 Fund	Other securities	—	—	$106K	0.5%
Fidelity International Capital Appreciation K6 Fund	Other securities	—	—	$90K	0.4%
Fidelity Small Cap Growth K6 Fund	Other securities	—	—	$64K	0.3%
BNY Mellon Small/Mid Cap Growth Fund Class Y	Other securities	—	—	$63K	0.3%
Fidelity Freedom 2015 Fund Class K6	Other securities	—	—	$42K	0.2%
Fidelity Freedom 2065 Fund Class K6	Other securities	—	—	$41K	0.2%
Fidelity Freedom 2020 Fund Class K6	Other securities	—	—	$30K	0.1%
Fidelity Freedom Income Fund Class K6	Other securities	—	—	$19K	<0.1%
Cohen & Steers Realty Shares Fund Class Z	Other securities	—	—	$10K	<0.1%
Allspring Special Small Cap Value Fund - Class R6	Other securities	—	—	$3K	<0.1%