Back to filter
Original filing (PDF)20250806130851NAL0001717283001
HOUSTON ORTHOPAEDIC SURGERY
Form 5500
FILING_RECEIVED
HOUSTON ORTHOPAEDIC SURG & SPORTS MEDICINE PS
401(k) retirement plan
Active participants
84
Accounts w/ balance
106
Plan assets (EOY)
$19.1M
Net assets (EOY)
$19.1M
How this plan invests
This plan
19 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 43 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOUSTON ORTHOPAEDIC SURGERY.
Plan sponsor
Name
HOUSTON ORTHOPAEDIC SURGERY
EIN
58-2394003
Address
3051 WATSON BLVD · WARNER ROBINS, GA · 31093
Phone
(478) 971-2209
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-06
Pension benefit codes
2A · Age/service weighted or new comparability
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLH CPAS, LLC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS LLC | 11-3665754 | — | NONE | $51K | — |
| ONE DIGITAL INVESTMENT ADVISORS | — | OVERLAND PARK, KS | NONE | $32K | — |
Investments
15 direct securities · 19 pooled funds· $19.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.4M
15 holdings
Common Collective Trust
$5.7M
19 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Large Cap Growth R6 JP Morgan 0 | — | — | — | $3.6M | 18.6% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $2.5M | 13.2% | |
| FEDERATED HERMES CAPITAL PRES R6 FEDERATED HERMES · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $2.1M | 11.2% | |
| Fidelity Mid Cap Index Fidelity 0 | — | — | — | $1.7M | 8.7% | |
| Macquarie Mid Cap Growth R6 Macquarie 0 | — | — | — | $1.4M | 7.5% | |
| Vanguard Equity Income Adm Vanguard 0 | — | — | — | $1.2M | 6.1% | |
| AM1 DOMESTIC EQUITY ALTA TRUST · EIN 99-0743104 / PN 001 | Common Collective Trust | — | — | $935K | 4.9% | |
| Fidelity International Index Fidelity 0 | — | — | — | $933K | 4.9% | |
| MFS Mid Cap Value R6 MFS 0 | — | — | — | $783K | 4.1% | |
| Fidelity Small Cap Index Fidelity 0 | — | — | — | $641K | 3.4% | |
| T. ROWE PRICE RETIREMENT 2045 TRUST T. ROWE PRICE · EIN 32-6199848 / PN 393 | Common Collective Trust | — | — | $574K | 3.0% | |
| T. ROWE PRICE RETIREMENT 2025 TRUST T. ROWE PRICE · EIN 37-6495447 / PN 381 | Common Collective Trust | — | — | $457K | 2.4% | |
| AM1 CORE FIXED INCOME CL 1 ALTA TRUST · EIN 83-2064950 / PN 001 | Common Collective Trust | — | — | $450K | 2.4% | |
| AM1 INCOME ALTA TRUST · EIN 99-0817300 / PN 001 | Common Collective Trust | — | — | $283K | 1.5% | |
| AM1 INTERNATIONAL EQUITY ALTA TRUST · EIN 99-0743245 / PN 001 | Common Collective Trust | — | — | $244K | 1.3% | |
| Vanguard Wellington Admiral Vanguard 0 | — | — | — | $185K | 1.0% | |
| Dodge & Cox Income Fund I Dodge & Cox 0 | — | — | — | $179K | 0.9% | |
| T. ROWE PRICE RETIREMENT 2040 TRUST T. ROWE PRICE · EIN 35-6941729 / PN 390 | Common Collective Trust | — | — | $153K | 0.8% | |
| Federated Hermes Mdt Sm Cap Gr R6 Federated 0 | — | — | — | $143K | 0.7% | |
| T. ROWE PRICE RETIREMENT 2035 TRUST T. ROWE PRICE · EIN 36-7595013 / PN 387 | Common Collective Trust | — | — | $126K | 0.7% | |
| T. ROWE PRICE RETIREMENT 2055 TRUST T. ROWE PRICE · EIN 35-6941728 / PN 399 | Common Collective Trust | — | — | $101K | 0.5% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $95K | 0.5% | |
| DFA U.S. Targeted Value Portfolio I DFA 0 | — | — | — | $85K | 0.4% | |
| T. ROWE PRICE RETIREMENT 2050 TRUST T. ROWE PRICE · EIN 30-6303214 / PN 396 | Common Collective Trust | — | — | $81K | 0.4% | |
| T. ROWE PRICE RETIREMENT 2065 TRUST T. ROWE PRICE · EIN 85-1763138 / PN 131 | Common Collective Trust | — | — | $36K | 0.2% | |
| T. ROWE PRICE RETIREMENT 2015 TRUST T. ROWE PRICE · EIN 35-6941654 / PN 375 | Common Collective Trust | — | — | $35K | 0.2% | |
| T. ROWE PRICE RETIREMENT 2060 TRUST T. ROWE PRICE · EIN 47-1088316 / PN 363 | Common Collective Trust | — | — | $29K | 0.2% | |
| AM1 PORTFOLIO DIVERSIFIERS ALTA TRUST · EIN 99-0817374 / PN 001 | Common Collective Trust | — | — | $27K | 0.1% | |
| Fidelity RealEstate Investment Portf Fidelity 0 | — | — | — | $17K | <0.1% | |
| American Funds US Government Sec R6 American Funds 0 | — | — | — | $9K | <0.1% | |
| T. ROWE PRICE RETIREMENT 2030 TRUST T. ROWE PRICE · EIN 38-7010946 / PN 384 | Common Collective Trust | — | — | $4K | <0.1% | |
| T. ROWE PRICE RETIREMENT 2020 TRUST T. ROWE PRICE · EIN 36-7594871 / PN 378 | Common Collective Trust | — | — | $2K | <0.1% | |
| CL)RESOURCES DIVERSIFIED EQUITY CL ALTA TRUST · EIN 83-2060613 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| CL)RESOURCES DIVERS RISK MITIGATION ALTA TRUST · EIN 83-2080943 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |