Original filing (PDF)20231013101440NAL0032939041001

THE WINTER GROUP OF COMPANIES

Name: THE WINTER GROUP OF COMPANIES — THE WINTER GROUP OF COMPANIES 401(K) RETIREMENT SAVINGS PLAN, Form 5500 (2022)
Creator: THE WINTER GROUP OF COMPANIES

Form 5500

FILING_RECEIVED

THE WINTER GROUP OF COMPANIES 401(K) RETIREMENT SAVINGS PLAN

401(k) retirement plan

Signals · 3

1 failed disclosureLate participant contributionsCorrective distributions issued

Active participants

187

Accounts w/ balance

321

Plan assets (EOY)

$21.8M

Net assets (EOY)

$21.8M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

1 Schedule C provider failed to disclose compensation.
Delinquent participant contributions reported (Schedule H 4a) — 145K (7% of contributions).
Corrective distributions issued (likely failed ADP/ACP testing).
Total administrative cost in the bottom quartile of peers (14th percentile).

Helping the score

High account-holder ratio — balance-holders per active participant in the top 15% of peers (90th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for THE WINTER GROUP OF COMPANIES.

Plan sponsor

Name

THE WINTER GROUP OF COMPANIES

EIN

58-2337538

Address

5616 PEACHTREE RD · SUITE 100 · ATLANTA, GA · 30341

Phone

(404) 965-3371

Industry

Constructionsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2022

Plan year begin

2022-01-01

Tax period

2022-12-31

Filed

2023-10-13

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

FRAZIER & DEETER, LLC

Trustee / custodian

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$43K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
UBS FINANCIAL SERVICES	13-2638166	—	INVESTMENT ADVISOR	$70K	—

Accountant / Auditor

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

1 pooled fund· $3.3M(15% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.