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Original filing (PDF)20251015161701NAL0006734912001
LENDMARK FINANCIAL SERVICES, LLC
Form 5500
FILING_RECEIVED
LENDMARK 401(K) PLAN
401(k) retirement plan
Active participants
2,277
Accounts w/ balance
2,529
Plan assets (EOY)
$114.7M
Net assets (EOY)
$114.7M
How this plan invests
This plan
15 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 30 bps in Schedule C fees — 203% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LENDMARK FINANCIAL SERVICES, LLC.
Plan sponsor
Name
LENDMARK FINANCIAL SERVICES, LLC
EIN
58-2257419
Address
1735 NORTH BROWN ROAD · LAWRENCEVILLE, GA · 30043
Phone
(678) 625-6500
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HLB GROSS COLLINS PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $245K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT INSURANCE SERVICES INC DBA | — | NEW YORK, NY | INVESTMENT ADVISOR | $95K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADVISED ASSETS GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $8K | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | NONE | $10 | — |
Investments
17 direct securities · 15 pooled funds· $114.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$61.7M
12 holdings
Uncategorized
$44.2M
17 holdings
Common Collective Trust
$8.1M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Stable Value Fund * Guaranteed Income Fund Stable Value Fund a $ | — | — | — | $12.1M | 10.6% | |
| DAY ONE 2035 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 682 | Pooled Separate Account | — | — | $9.9M | 8.6% | |
| DAY ONE 2030 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 681 | Pooled Separate Account | — | — | $9.5M | 8.3% | |
| DAY ONE 2045 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 684 | Pooled Separate Account | — | — | $8.9M | 7.7% | |
| DAY ONE 2040 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 683 | Pooled Separate Account | — | — | $7.7M | 6.7% | |
| Fidelity 500 Index Fund Registered investment funds a | — | — | — | $7.6M | 6.6% | |
| DAY ONE 2050 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 685 | Pooled Separate Account | — | — | $7.5M | 6.6% | |
| DAY ONE 2055 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 686 | Pooled Separate Account | — | — | $5.6M | 4.9% | |
| maturing from January 09, 2025 through December 30, 2029 | — | — | — | $4.9M | 4.3% | |
| LARGE CAP GROWTH FUND II FEE CLASS GREAT GRAY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $4.2M | 3.7% | |
| DAY ONE 2025 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 680 | Pooled Separate Account | — | — | $4.1M | 3.6% | |
| Hartford Equity Income R6 Registered investment funds a | — | — | — | $4.0M | 3.5% | |
| Clearbridge Appreciation Fund Registered investment funds a | — | — | — | $3.4M | 2.9% | |
| DAY ONE INCOME FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 698 | Pooled Separate Account | — | — | $2.8M | 2.5% | |
| PIONEER BOND TRUST R1 GREAT GRAY · EIN 81-5420248 / PN 291 | Common Collective Trust | — | — | $2.6M | 2.3% | |
| DAY ONE 2060 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 803 | Pooled Separate Account | — | — | $2.6M | 2.3% | |
| DAY ONE 2020 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 679 | Pooled Separate Account | — | — | $2.3M | 2.0% | |
| Fidelity Mid Cap Index Registered investment funds a | — | — | — | $2.1M | 1.9% | |
| American Century Mid Cap Vale R6 Registered investment funds a | — | — | — | $1.8M | 1.5% | |
| PIMCO Income lnstl Registered investment funds a | — | — | — | $1.6M | 1.4% | |
| INTERNATIONAL GROWTH FUND II FEE R1 GREAT GRAY · EIN 38-4139842 / PN 000 | Common Collective Trust | — | — | $1.3M | 1.2% | |
| JP Morgan Mid Cap Growth R6 Registered investment funds a | — | — | — | $1.3M | 1.1% | |
| American Funds New Perspective R6 Registered investment funds a | — | — | — | $1.2M | 1.0% | |
| American Funds New World R6 Registered investment funds a | — | — | — | $958K | 0.8% | |
| Fidelity Advisor Small Cap Growth Z Registered investment funds a | — | — | — | $922K | 0.8% | |
| John Hancock Small Cap Core R6 Registered investment funds a | — | — | — | $711K | 0.6% | |
| Fidelity International Index Registered investment funds a | — | — | — | $697K | 0.6% | |
| DAY ONE 2065 FUND9892932 EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 838 | Pooled Separate Account | — | — | $690K | 0.6% | |
| PIMCO Real Return INSTL Registered investment funds a | — | — | — | $526K | 0.5% | |
| Fidelity Small Cap Index Registered investment funds a | — | — | — | $457K | 0.4% | |
| DAY ONE 2015 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 678 | Pooled Separate Account | — | — | $56K | <0.1% | |
| Empower Self-directed brokerage Self-directed brokerage accounts a | — | — | — | $3K | <0.1% |