This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE BANK OF NEW YORK MELLON | 13-5160382 | — | CUSTODIAL | $15K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEPC, LLC | 26-1429809 | — | INVESTMENT MANAGEMENT | $106K | — |
| STATE STREET BANK AND TRUST | 04-1867445 | — | INVESTMENT MANAGEMENT | $8K | — |
| WILLIAM BLAIR INVESTMENT | 47-2614791 |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| LONG US CREDIT INDX NL CTF (CMQANON STATE STREET GLOBAL ADVISORS LIMITED · EIN 04-0025081 / PN 001 | Common Collective Trust | $27.2M | 26.7% |
| LONG U.S. TREASURY INDEX NL CTF (CM STATE STREET GLOBAL ADVISORS LIMITED · EIN 04-0025081 / PN 001 | Common Collective Trust | $17.8M | 17.5% |
| — |
| INVESTMENT MANAGEMENT |
| $5K |
| — |
| NEPC GLOBAL EQUITY SERIES CL A EMORY UNIV VEBA · EIN 86-2551937 / PN 000 | Master Trust | $6.0M | 5.9% |
| S&P 500 (R) INDX NL CTF (CM10CTF) STATE STREET GLOBAL ADVISORS LIMITED · EIN 90-0337987 / PN 001 | Common Collective Trust | $5.0M | 4.9% |
| FTSE RAFI US 1000 INDEX NL CTF (CM9 STATE STREET GLOBAL ADVISORS LIMITED · EIN 06-6556853 / PN 000 | Common Collective Trust | $3.2M | 3.1% |
| U.S. TIPS INDX NL CTF (CMY5) STATE STREET GLOBAL ADVISORS LIMITED · EIN 90-0337987 / PN 000 | Common Collective Trust | $2.9M | 2.9% |
| NEPC US SMALL CAP EQ SRS CLS A EMORY UNIV VEBA · EIN 92-2747164 / PN 000 | Master Trust | $2.2M | 2.2% |
| MSCI EAFE 100 PERCENT HEDGED TO USD STATE STREET GLOBAL ADVISORS LIMITED · EIN 04-0025081 / PN 001 | Common Collective Trust | $2.2M | 2.1% |
| NEPC EMER MKTS EQ SRS CLASS A EMORY UNIV VEBA · EIN 86-2638829 / PN 000 | Master Trust | $1.8M | 1.8% |
| CAXTON GLOBAL CLASS T-I SHARES B CAXTON ASSOCIATES LP · EIN 22-3420173 / PN 000 | Common Collective Trust | $1.4M | 1.4% |
| TRANCHE A - SERIES 173 400 CAPITAL 400 CAPITAL MANAGEMENT LLC · EIN 26-3489627 / PN 000 | Common Collective Trust | $1.4M | 1.4% |
| SEGPART C1S1 SEG PARTNERS OFFSHORE SELECT EQUITY GROUP LP · EIN 98-1007715 / PN 000 | Common Collective Trust | $1.4M | 1.4% |
| DAVIDSON KEMPNER INTERNATIONAL (BVI DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · EIN 13-3863161 / PN 000 | Common Collective Trust | $1.3M | 1.3% |
| AXIOM INTERNATIONAL SMALL-CAP AXIOM INTERNATIONAL INVESTORS, LLC · EIN 13-4021938 / PN 000 | Common Collective Trust | $1.0M | 1.0% |
| MSCI EAFE INDX NL CTF (ECTF) STATE STREET GLOBAL ADVISORS LIMITED · EIN 04-0025081 / PN 001 | Common Collective Trust | $813K | 0.8% |
