Back to filter
Original filing (PDF)20250415101134NAL0003167697001
NATIONAL BOARD FOR CERTIFIED COUNSELORS, INC.
Form 5500
FILING_RECEIVED
NATIONAL BOARD FOR CERTIFIED COUNSELORS, INC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
141
Accounts w/ balance
163
Plan assets (EOY)
$6.2M
Net assets (EOY)
$6.2M
How this plan invests
This plan
53 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 68 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NATIONAL BOARD FOR CERTIFIED COUNSELORS, INC..
Plan sponsor
Name
NATIONAL BOARD FOR CERTIFIED COUNSELORS, INC.
EIN
58-2085335
Address
3-D TERRACE WAY · GREENSBORO, NC · 27403
Phone
(336) 547-0607
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-04-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BUTLER & BURKE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | — | $30K | — |
| QUALIFIED PLAN ADMINISTRATORS INC | 56-1763821 | GREENSBORO, NC | — | $13K | — |
| PARK AVENUE SECURITIES LLLC | — | — | — | $0 | — |
Investments
53 pooled funds· $6.1M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| FID PURITAN NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $1.5M | 23.4% |
| NW FXD SEL OPTN NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $709K | 11.4% |
| FIDADV GR OPPR INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $392K | 6.3% |
| FID 500 INDX NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $253K | 4.1% |
| VNGRD INTL GR ADML NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $233K | 3.7% |
| DE IVY MDCAP INC OPPR I NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $222K | 3.6% |
| AMCENT SMCAP VAL R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $148K | 2.4% |
| GDMNSCS GQGPTNRINT OPPR NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $138K | 2.2% |
| LEGGM CLRBRDG SEL I NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $135K | 2.2% |
| DODGECOX INST STK I NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $130K | 2.1% |
| COL DIVD INC INST2 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $129K | 2.1% |
| NW LOOMIS ALLCAP GR R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $127K | 2.0% |
| FID INTL INDX NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $126K | 2.0% |
| FED HRMS KAUFMAN SMCAP R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $126K | 2.0% |
| AVNTS US LGCAP VAL INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $119K | 1.9% |
| JPM LGCAP GR R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $115K | 1.8% |
| DFA EMRG MKT COR EQ INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $108K | 1.7% |
| JPM EQ INC R5 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $106K | 1.7% |
| FID US BD INDX NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $100K | 1.6% |
| AMFDS US GOVT SEC R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $95K | 1.5% |
| VNGRD TRGT RTRMT 2040 INV NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $92K | 1.5% |
| PARNASSUS VAL EQ INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $87K | 1.4% |
| AMFDS INFL LNKD BD R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $84K | 1.4% |
| MNNPR RNIER INTL DISC Z NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $82K | 1.3% |
| PGIM TTL RTN BD R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $72K | 1.2% |
| BLKRK HI YLD BD PORT K NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $71K | 1.1% |
| MFS MDCAP GR R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $64K | 1.0% |
| PRNCPL GLBL REALEST R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $63K | 1.0% |
| DIAMOND HILL MDCAP I NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $62K | 1.0% |
| JPM GR ADVTG R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $54K | 0.9% |
| PIMCO REAL RTN INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $50K | 0.8% |
| AMFDS CAP WLD BD R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $49K | 0.8% |
| LEGAL & GENERAL COMM STRATEGY NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $48K | 0.8% |
| TROWEPR COMM TECH NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $41K | 0.7% |
| TIAACRF REALEST SEC INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $41K | 0.7% |
| VNGRD EXPLR ADML NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $35K | 0.6% |
| AVNTS US SMCAP VAL INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $34K | 0.6% |
| AB GLBL BD I NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $30K | 0.5% |
| BLKRK TLT RTN K NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $28K | 0.4% |
| FED HRMS GOV OBLGTNS PRMR NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $12K | 0.2% |
| BAIRD INTMD BD INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $9K | 0.2% |
| TROWEPR HLTH SCNC NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $6K | <0.1% |
| PGIM HI YLD R6 NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $6K | <0.1% |
| PIONR HI YLD Y NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $6K | <0.1% |
| JNSHNDRSN GLBLTECH INNOV N NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $5K | <0.1% |
| OKMRK INTL SMCAP INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $2K | <0.1% |
| FNKLNMSF MUT SHRS Z NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $1K | <0.1% |
| GDMNSCS MDCAP VAL INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $1K | <0.1% |
| NUVN HI YLD INC I NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $1K | <0.1% |
| TROWEPR FIN SVC NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $904 | <0.1% |
| VNGRD INTL VAL INV NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $598 | <0.1% |
| PIMCOCOMDYREALRTN STRATINST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $308 | <0.1% |
| BLKRK MDCAP GR EQ INST NATIONWIDE FINANCIAL · EIN 31-4156830 / PN 000 | Pooled Separate Account | $0 | <0.1% |