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Original filing (PDF)20241004070208NAL0006437603001
VERTICAL COMMUNICATIONS, INC.
Form 5500
FILING_RECEIVED
VERTICAL COMMUNICATIONS, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
85
Accounts w/ balance
116
Plan assets (EOY)
$14.4M
Net assets (EOY)
$14.4M
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 60 bps in Schedule C fees — 106% above peer band of 29 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VERTICAL COMMUNICATIONS, INC..
Plan sponsor
Name
VERTICAL COMMUNICATIONS, INC.
EIN
58-1438684
Address
1000 HOLCOMB WOODS · BLDG 400, SUITE 415 · ROSWELL, GA · 30076
Phone
(800) 580-4565
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
401K SAFE, LLC
EIN
83-0824803
City
ALBERTVILLE, AL
Phone
(888) 401-4723
Plan characteristics
Plan number
002
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-10-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2K · 401(m) arrangement
Audit & trust (Schedule H)
Auditor
BD AND ASSOCIATES CPAS, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | RECORDKEEPER | $53K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IRON-CO-FID-COMPREHENSIVE | — | NORTHBROOK, IL | ADVISOR | $10K | — |
| LINCOLN FINANCIAL ADVISORS | — | FORT WAYNE, IN | ADVISOR | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT PROFESSIONALS INC. | 90-1118690 | — | TPA | $17K | — |
| 401 K SAFE LLC | 83-0824803 | ALBERTVILLE, AL | TPA | $6K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.