Original filing (PDF)20251014123812NAL0005961922001

SMALLWOOD, REYNOLDS, STEWART, STEWART & ASSOCIATES, INC.

Name: SMALLWOOD, REYNOLDS, STEWART, STEWART & ASSOCIATES, INC. — SMALLWOOD, REYNOLDS, STEWART, STEWART & ASSOCIATES, INC. ESOP, Form 5500 (2024)
Creator: SMALLWOOD, REYNOLDS, STEWART, STEWART & ASSOCIATES, INC.

Form 5500

FILING_RECEIVED

SMALLWOOD, REYNOLDS, STEWART, STEWART & ASSOCIATES, INC. ESOP

Defined-contribution retirement plan

Signals · 3

100% in single holding100% employer stockHigh average account balance

Active participants

Accounts w/ balance

110

Plan assets (EOY)

$7.0M

Net assets (EOY)

$7.0M

How this plan invests

This plan

2 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

100

Plan health

Vendor & structure

100

Knocking points off

100% of assets in employer securities (concentration risk).

Helping the score

Below-peer total plan cost (100th percentile).
High average account balance (90th percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (91st percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SMALLWOOD, REYNOLDS, STEWART, STEWART & ASSOCIATES, INC..

Plan sponsor

Name

SMALLWOOD, REYNOLDS, STEWART, STEWART & ASSOCIATES, INC.

EIN

58-1353898

Address

3495 PIEDMONT RD NE · BUILDING 10 SUITE 700 · ATLANTA, GA · 30305

Phone

(404) 264-6561

Industry

Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

004

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2E · Profit-sharing

2P · Leveraged ESOP

3H · Sponsor in controlled / affiliated group

3I · Requires investment in employer securities

Audit & trust (Schedule H)

Auditor

EIDE BAILLY LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

No Schedule C providers reported

Investments

2 direct securities· $7.0M(100% of reported assets)

Common Stock

$7.0M

1 holding

Cash / Money Market

$1K

1 holding

PI						% of plan
	Similar Party Par, or Maturity Value Cost Value Non-Participant Directed * Smallwood, Reynolds, Stewart & Stewart & Associates, Inc. Common stock, 8,871 shares	Common Stock	—	$28.0M	$7.0M	100.0%
	PNC Bank Money Market Deposit Account	Cash / Money Market	—	$1K	$1K	<0.1%