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Original filing (PDF)20250404083734NAL0006712835001
AUGUSTA ORTHOPEDIC & SPORTS MEDICINE SPECIALISTS, P.C.
Form 5500
FILING_RECEIVED
AUGUSTA ORTHOPEDIC & SPORTS MEDICINE SPECIALISTS, P.C. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
110
Accounts w/ balance
141
Plan assets (EOY)
$13.3M
Net assets (EOY)
$13.3M
How this plan invests
This plan
23 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 68 bps in Schedule C fees — 136% above peer band of 29 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUGUSTA ORTHOPEDIC & SPORTS MEDICINE SPECIALISTS, P.C..
Plan sponsor
Name
AUGUSTA ORTHOPEDIC & SPORTS MEDICINE SPECIALISTS, P.C.
EIN
58-1327528
Address
3650 J DEWEY GRAY CIRCLE · AUGUSTA, GA · 30909
Phone
(706) 863-9797
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-04-04
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
SMITH & HOWARD, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE | 01-0233346 | — | RECORDKEEPER | $15K | — |
Advisor / Consultant
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| APOLLON WEALTH MANAGEMENT | 82-3706323 | — | ADVISOR | $29K | — |
| THE MAHURIN GROUP | — | BOWLING GREEN, KY | ADVISOR | $16K | — |
| JACQUELINE LISTER | — | ATHENS, GA | ADVISOR | $15K | — |
| STRATEGIC FINANCIAL MANAGEMENT | — | AUGUSTA, GA | ADVISOR | $12K | — |
| FIRETHORN WEALTH PARTNERS | — | AUGUSTA, GA | ADVISOR | $3K | — |
Investments
23 pooled funds· $6.1M(46% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| BLACKROCK LIFEPATH INDEX 2040 JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $1.4M | 10.5% |
| BLACKROCK LIFEPATH INDEX 2045 JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $744K | 5.6% |
| BLACKROCK LIFEPATH INDEX 2050 JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $628K | 4.7% |
| BLACKROCK LIFEPATH INDEX 2060 JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $530K | 4.0% |
| BLACKROCK LIFEPATH INDEX 2035 JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $500K | 3.8% |
| BLACKROCK LIFEPATH INDEX 2030 JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $417K | 3.1% |
| BLACKROCK LIFEPATH INDEX 2055 JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $392K | 3.0% |
| AF THE GROWTH FUNDS OF AMERICA JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $273K | 2.1% |
| BLACKROCK LIFEPATH INDEX 2025 JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $257K | 1.9% |
| DODGE & COX JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $164K | 1.2% |
| AF AMERICAN BALANCED FUND JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $148K | 1.1% |
| VANGUARD INTERN-TERM BOND IDX JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $120K | 0.9% |
| BLACKROCK LIFEPATH INDEX RET JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $98K | 0.7% |
| VANGUARD MID-CAP GROWTH ETF JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $86K | 0.7% |
| VANGUARD SMALL CAP GROWTH INDEX JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $84K | 0.6% |
| BLACKROCK LIFEPATH INDEX 2065 JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $78K | 0.6% |
| AMERICAN FUNDS EUROPAC GROWTH JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $58K | 0.4% |
| VANGUARD SMALL CAP VALUE INDEX JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $26K | 0.2% |
| VANGUARD MID-CAP VALUE ETF JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $25K | 0.2% |
| WISDOMTREE SC DIVIDEND ETF JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $24K | 0.2% |
| AMERICAN FUNDS NEW WORLD FUND JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $10K | <0.1% |
| 500 INDEX FUND JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $3K | <0.1% |
| ISHARE GOLD TRUST ETF JOHN HANCOCK · EIN 01-0233346 / PN 000 | Pooled Separate Account | $0 | <0.1% |