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Original filing (PDF)20250828153648NAL0018210848001
DIAGNOSTIC RADIOLOGY CONSULTANTS, P.A.
Form 5500
FILING_RECEIVED
DIAGNOSTIC RADIOLOGY CONSULTANTS, P.A. PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
28% in single holdingNo recordkeeper disclosed
Active participants
131
Accounts w/ balance
161
Plan assets (EOY)
$24.8M
Net assets (EOY)
$24.8M
How this plan invests
This plan
5 pooled trusts
Schedule D
46 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Principal Life Large Cap S&P 500 Index Sep Acct" is 28% of plan.
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DIAGNOSTIC RADIOLOGY CONSULTANTS, P.A..
Plan sponsor
Name
DIAGNOSTIC RADIOLOGY CONSULTANTS, P.A.
EIN
58-1090514
Address
1604 GUNBARREL ROAD · CHATTANOOGA, TN · 37421
Phone
(423) 893-7226
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-28
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
JASON UNDERWOOD, CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH | 13-5674085 | — | CONSULTANT | $65K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $37K | — |
| ERISA SERVICES, INC. | 62-1200951 | — | CONTRACT ADMINISTRATOR | $2K | — |
Investments
42 direct securities · 5 pooled funds· $24.4M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$16.6M
39 holdings
Pooled Separate Account
$7.0M
5 holdings
Mutual Funds
$406K
2 holdings
Guaranteed Income / GIC
$341K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $6.7M | 27.2% | |
| American Funds American Balanced R6 Fund | — | — | — | $5.1M | 20.6% | |
| American Funds Growth Fund of Am R6 Fund | — | — | — | $2.9M | 11.7% | |
| American Funds Washington Mutual Investors R6 Fund | — | — | — | $1.4M | 5.8% | |
| Vanguard Int-Tm Bd Index Adm Fund | — | — | — | $697K | 2.8% | |
| TIAA-CREF Large Cap Growth Index Inst Fund | — | — | — | $607K | 2.4% | |
| Vanguard Target Retirement 2050 Inv Fund | — | — | — | $543K | 2.2% | |
| American Funds Cons Growth & Income Portfolio R6 | — | — | — | $505K | 2.0% | |
| Vanguard Small Cap Growth Index Adm Fund | — | — | — | $443K | 1.8% | |
| MassMutual Mid Cap Growth I Fund | — | — | — | $409K | 1.6% | |
| s - continued American Funds EuroPacific Growth R6 Fund | Mutual Funds | — | — | $400K | 1.6% | |
| TIAA-CREF Large Cap VI Index Inst Fund | — | — | — | $364K | 1.5% | |
| * Principal Life Fixed Income Guaranteed Option | Guaranteed Income / GIC | — | — | $341K | 1.4% | |
| Vanguard Target Retirement 2045 Inv Fund | — | — | — | $270K | 1.1% | |
| Vanguard Info Tech Index Adm Fund | — | — | — | $254K | 1.0% | |
| Invesco Inv Gold Sp Minerals R6 Fund | — | — | — | $253K | 1.0% | |
| American Funds AMCAP R6 Fund | — | — | — | $218K | 0.9% | |
| American Funds New Perspective R6 Fund | — | — | — | $215K | 0.9% | |
| T. Rowe Price Health Science I Fund | — | — | — | $209K | 0.8% | |
| Vanguard Target Retirement 2035 Inv Fund | — | — | — | $189K | 0.8% | |
| Janus Mid Cap Value N | — | — | — | $186K | 0.7% | |
| Vanguard Target Retirement 2040 Inv Fund | — | — | — | $179K | 0.7% | |
| Vanguard Target Retirement 2030 Inv Fund | — | — | — | $173K | 0.7% | |
| Vanguard Equity Income Adm Fund | — | — | — | $161K | 0.6% | |
| American Funds Growth and Income Portfolio | — | — | — | $161K | 0.6% | |
| Vanguard RE Index Adm Fund | — | — | — | $129K | 0.5% | |
| Vanguard Small Cap Value Index Adm Fund | — | — | — | $125K | 0.5% | |
| Principal Life Mid Cap S&P 400 Index Sep Acct | — | — | — | $125K | 0.5% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $125K | 0.5% | |
| Lord Abbett High Yield Fund R6 | — | — | — | $118K | 0.5% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $113K | 0.5% | |
| Vanguard Target Retirement 2055 Inv Fund | — | — | — | $111K | 0.4% | |
| PIMCO CommPLUS Strat Inst Fund | — | — | — | $105K | 0.4% | |
| Vanguard Global Cap Cyc Inv Fund | — | — | — | $100K | 0.4% | |
| Vanguard Fin Index Adm Fund | — | — | — | $88K | 0.4% | |
| Fidelity Adv Asset Manager 85% Z | — | — | — | $59K | 0.2% | |
| CORE FIX INC SEP ACCT 2 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $54K | 0.2% | |
| American Funds Fundamental Investors R6 Fund | — | — | — | $52K | 0.2% | |
| American Funds New World R6 | — | — | — | $18K | <0.1% | |
| Vanguard Inflation-Prot Securities Adm Fund | — | — | — | $9K | <0.1% | |
| Vanguard Target Retirement 2070 Inv Fund | — | — | — | $7K | <0.1% | |
| Vanguard Total Intl Stock Index Adm Fund | — | — | — | $6K | <0.1% | |
| Fidelity Adv Asset Manager 20% Z | — | — | — | $6K | <0.1% | |
| Franklin Templeton Global Bond Fund R6 | Mutual Funds | — | — | $5K | <0.1% | |
| Vanguard Target Retirement 2065 Inv Fund | — | — | — | $5K | <0.1% | |
| Vanguard Target Retirement 2060 Inv Fund | — | — | — | $4K | <0.1% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $2K | <0.1% |