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Original filing (PDF)20250905102635NAL0035762050001
HEELY-BROWN COMPANY, INC.
Form 5500
FILING_RECEIVED
HEELY-BROWN COMPANY, INC. 401(K) PLAN
401(k) retirement plan
Active participants
136
Accounts w/ balance
109
Plan assets (EOY)
$11.0M
Net assets (EOY)
$11.0M
How this plan invests
This plan
19 pooled trusts
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HEELY-BROWN COMPANY, INC..
Plan sponsor
Name
HEELY-BROWN COMPANY, INC.
EIN
58-0534179
Address
1280 CHATTAHOOCHEE AVE · ATLANTA, GA · 30318
Phone
(404) 352-0022
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-05
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CRI CARR RIGS & INGRAM
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $32K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEAFHOUSE FINANCIAL ADVISORS, LLC | — | AUSTIN, TX | INVESTMENT ADVISOR | $5K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH INC | — | JERSEY CITY, NJ | BROKER/ADVISER | $0 | — |
Investments
19 pooled funds· $9.6M(87% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$9.6M
18 holdings
Pooled Separate Account
$142
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM RETIREMENT ADVT 2025 FUND XA PUTNAM INVESTMENTS · EIN 26-1384344 / PN 263 | Common Collective Trust | — | — | $1.5M | 13.9% | |
| PUTNAM RETIREMENT ADVT 2035 FUND XA PUTNAM INVESTMENTS · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $1.5M | 13.4% | |
| GREAT GRAY BLENDED RESRCH CORE EQTY GREAT GRAY · EIN 99-3500679 / PN 001 | Common Collective Trust | — | — | $1.1M | 9.7% | |
| PUTNAM RETIREMENT ADVT 2040 FUND XA PUTNAM INVESTMENTS · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $1.0M | 9.2% | |
| PUTNAM RETIREMENT ADVT 2030 FUND XA PUTNAM INVESTMENTS · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $888K | 8.1% | |
| ALTA FEDERATED MDT SMALL CAP CORE ALTA TRUST · EIN 99-2666297 / PN 001 | Common Collective Trust | — | — | $720K | 6.5% | |
| MID CAP GROWTH FUND FEE CLASS R1 AST WILMINGTON TRUST · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $597K | 5.4% | |
| AMERICAN INNOVATION ALTA TRUST · EIN 88-1455698 / PN 001 | Common Collective Trust | — | — | $549K | 5.0% | |
| PUTNAM RETIREMENT ADVT 2045 FUND XA PUTNAM INVESTMENTS · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $517K | 4.7% | |
| PUTNAM RETIREMENT ADVT 2050 FUND XA PUTNAM INVESTMENTS · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $324K | 2.9% | |
| MID CAP VALUE FEE CLASS R1 AST WILMINGTON TRUST · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $217K | 2.0% | |
| PUTNAM RETIREMENT ADV MATUR FUND XA PUTNAM INVESTMENTS · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $211K | 1.9% | |
| PUTNAM RETIREMENT ADVT 2055 FUND XA PUTNAM INVESTMENTS · EIN 27-3616920 / PN 272 | Common Collective Trust | — | — | $195K | 1.8% | |
| INTERNATIONAL GROWTH FUND II R1 GREAT GRAY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $121K | 1.1% | |
| PUTNAM SMALL CAP GROWTH CL R GREAT GRAY · EIN 86-1846156 / PN 677 | Common Collective Trust | — | — | $97K | 0.9% | |
| PUTNAM RETIREMENT ADVT 2060 FUND XA PUTNAM INVESTMENTS · EIN 47-5459433 / PN 273 | Common Collective Trust | — | — | $57K | 0.5% | |
| CORE PLUS BOND FUND FEE CLASS R1 AST WILMINGTON TRUST · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $8K | <0.1% | |
| FUTUREFUNDS SERIES ACC II OF GRW EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 003 | Pooled Separate Account | — | — | $142 | <0.1% | |
| LORD ABBETT SMALL CAP GROW TRST II AST WILMINGTON TRUST · EIN 38-4139856 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |