Back to filter
Original filing (PDF)20250918132313NAL0000680531001
ALPHADYNE ASSET MANAGEMENT LP
Form 5500
FILING_RECEIVED
ALPHADYNE ASSET MANAGEMENT LP INCENTIVE SAVINGS TRUST
401(k) retirement plan
Active participants
105
Accounts w/ balance
146
Plan assets (EOY)
$40.7M
Net assets (EOY)
$40.7M
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALPHADYNE ASSET MANAGEMENT LP.
Plan sponsor
Name
ALPHADYNE ASSET MANAGEMENT LP
EIN
57-1220818
Address
17 STATE STREET, 30TH FLOOR · NEW YORK, NY · 10004
Phone
(212) 806-3700
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $44K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP, LLC | 61-1758632 | — | ADVISOR | $25K | — |
Investments
38 direct securities· $39.4M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund 28,559 units | — | — | — | $5.8M | 14.3% | |
| Fidelity Self-directed Brokerage Account Self-directed | — | — | — | $5.2M | 12.7% | |
| MFS Massachusetts Investors Growth Stock Fund 98,750 units | — | — | — | $4.4M | 10.7% | |
| American Funds 2045 Target Date Retirement Fund 151,923 units | — | — | — | $3.2M | 7.9% | |
| Hartford Core Equity Fund 45,458 units | — | — | — | $2.4M | 6.0% | |
| Fidelity Government Money Market Fund 1,646,084 units | — | — | — | $1.6M | 4.0% | |
| American Funds 2060 Target Date Retirement Fund 90,031 units | — | — | — | $1.6M | 4.0% | |
| American Funds 2055 Target Date Retirement Fund 56,844 units | — | — | — | $1.5M | 3.7% | |
| BNY Mellon Global Stock Fund 67,291 units | — | — | — | $1.4M | 3.4% | |
| MFS Mid Cap Growth Fund 39,676 units | — | — | — | $1.2M | 3.1% | |
| American Funds 2040 Target Date Retirement Fund 57,595 units | — | — | — | $1.2M | 2.9% | |
| Carillon Scout Mid Cap Fund 40,705 units | — | — | — | $944K | 2.3% | |
| Fidelity Advisor Stock Selector Small Cap Fund 24,049 units | — | — | — | $900K | 2.2% | |
| American Funds 2030 Target Date Retirement Fund 49,099 units | — | — | — | $849K | 2.1% | |
| Neuberger Berman Large Cap Value Fund 18,387 units | — | — | — | $824K | 2.0% | |
| American Funds 2050 Target Date Retirement Fund 37,791 units | — | — | — | $790K | 1.9% | |
| Hedged) Putnam Dynamic Asset Allocation Growth Fund 30,366 units | — | — | — | $600K | 1.5% | |
| Macquarie Small Cap Growth Fund Class Institutional 27,417 units | — | — | — | $599K | 1.5% | |
| American Funds 2025 Target Date Retirement Fund 37,985 units | — | — | — | $577K | 1.4% | |
| Allspring Special Small Cap Value Fund 13,066 units | — | — | — | $526K | 1.3% | |
| PIMCO StocksPLUS International Fund (U.S. Dollar- 57,224 units | — | — | — | $481K | 1.2% | |
| Baird Core Plus Bond Fund 46,317 units | — | — | — | $464K | 1.1% | |
| T. Rowe Price Overseas Stock Fund 33,524 units | — | — | — | $420K | 1.0% | |
| Janus Henderson Overseas Fund 8,973 units | — | — | — | $403K | 1.0% | |
| Loomis Sayles Limited Term Government and Agency 33,734 units | — | — | — | $364K | 0.9% | |
| American Funds 2035 Target Date Retirement Fund 15,847 units | — | — | — | $302K | 0.7% | |
| Fidelity Advisor Focused Emerging Markets Fund 5,915 units | — | — | — | $182K | 0.4% | |
| Cohen & Steers Real Estate Securities Fund, Inc. 7,764 units | — | — | — | $134K | 0.3% | |
| American Funds American Balanced Fund 2,669 units | — | — | — | $92K | 0.2% | |
| MFS Mid Cap Value Fund 2,181 units | — | — | — | $69K | 0.2% | |
| American Funds 2065 Target Date Retirement Fund 3,541 units | — | — | — | $62K | 0.2% | |
| Invesco Corporate Bond Fund 9,313 units | — | — | — | $58K | 0.1% | |
| Various Plan Participants Varying maturity dates with | — | — | — | $48K | 0.1% | |
| American Funds American High-Income Trust 4,339 units | — | — | — | $42K | 0.1% | |
| PIMCO Long-Term Credit Bond Fund 4,220 units | — | — | — | $37K | <0.1% | |
| Fund Lord Abbett Short Duration Income Fund 8,251 units | — | — | — | $32K | <0.1% | |
| DoubleLine Emerging Markets Fixed Income Fund 2,080 units | — | — | — | $19K | <0.1% | |
| PIMCO Income Fund 685 units | — | — | — | $7K | <0.1% |
Related plans
Other plans using FIDELITY INVESTMENTS INSTITUTIONAL
KAISER PERMANENTE MEDICAL CARE PROGRAM
KAISER PERMANENTE GROUP TRUST
$66.6B
MICROSOFT CORPORATION
MICROSOFT CORPORATION SAVINGS PLUS 401K PLAN
$65.6B · 123,878 participants
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
VERIZON COMMUNICATIONS INC.
VERIZON MASTER SAVINGS TRUST
$41.1B
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN SAVINGS PLAN
$39.5B · 99,799 participants
Similar-size Finance & Insurance plans
GREEN STREET ADVISORS, LLC, A DELAWARE LIMITED LIABILITY COMPANY
GREEN STREET ADVISORS RETIREMENT SAVINGS PLAN
$40.7M · 253 participants
FIDUCIARY WISE, LLC
SDM RETIREMENT PLAN
$40.8M · 872 participants
ABRAMS CAPITAL MANAGEMENT, LLC
ABRAMS CAPITAL 401(K) PLAN
$40.8M · 50 participants
JMI MANAGEMENT, L.P.
JMI MANAGEMENT, L.P. 401(K) PROFIT SHARING PLAN
$40.6M · 74 participants
SENTINEL CAPITAL MANAGEMENT HOLDINGS LP
SENTINEL CAPITAL PARTNERS, L.L.C. RETIREMENT PLAN AND TRUST
$41.0M · 61 participants
SENECA HOLDINGS, LLC
SENECA HOLDINGS, LLC 401(K) RETIREMENT SAVINGS PLAN
$41.0M · 1,024 participants
Large plans in New York
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM PERSONAL PENSION PLAN
$17.9B · 43,052 participants