Original filing (PDF)20260203141856NAL0003621043001

CHARLESTON GASTROENTEROLOGY SPECIALISTS, P.A.

Name: CHARLESTON GASTROENTEROLOGY SPECIALISTS, P.A. — CHARLESTON GASTRO SPECIALISTS, P.A. PROFIT SHARING 401(K) PLAN, Form 5500 (2024)
Creator: CHARLESTON GASTROENTEROLOGY SPECIALISTS, P.A.

Form 5500

FILING_RECEIVED

CHARLESTON GASTRO SPECIALISTS, P.A. PROFIT SHARING 401(K) PLAN

401(k) retirement plan

Signals · 4

Late filing · 2.6 mo27% in single holding17% employer stock~95 bps in Sched C fees

Active participants

182

Accounts w/ balance

291

Plan assets (EOY)

$21.6M

Net assets (EOY)

$21.6M

How this plan invests

This plan

93 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CHARLESTON GASTROENTEROLOGY SPECIALISTS, P.A..

Plan sponsor

Name

CHARLESTON GASTROENTEROLOGY SPECIALISTS, P.A.

EIN

57-0965630

Address

2001 2ND AVENUE SUITE 101 · SUMMERVILLE, SC · 29486

Phone

(843) 722-8000

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2026-02-03

Pension benefit codes

2E · Profit-sharing

2H · Partial participant-directed accounts

2J · 401(k) feature

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

MELISSA G. CRITCHER, CPA, PC

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
MY BENEFITS, LLC	45-2098338	—	RECORDKEEPER	$18K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MORGAN STANLEY	20-8764829	—	INVESTMENT ADVISORY-PLAN	$103K	—

Investments

93 direct securities· $19.7M(91% of reported assets)

Other securities

$15.9M

32 holdings

Common Stock

$3.4M

59 holdings

Cash / Money Market

$395K

2 holdings

					% of plan
MORGAN STANLEY Self-Directed Brokerage Account	Other securities	—	$4.6M	$5.3M	24.4%
RAYMOND JAMES Self-Directed Brokerage Account	Other securities	—	$2.9M	$3.1M	14.5%
WELLS FARGO Self-Directed Brokerage Account	Other securities	—	$1.1M	$1.4M	6.6%
AMERIPRISE Self-Directed Brokerage Account	Other securities	—	$692K	$1.1M	4.9%
ISHARES RUSSELL 1000 GRW Exchange Traded Fund	Other securities	—	$347K	$563K	2.6%
SPPDR S&P 500 Exchange Traded Fund	Other securities	—	$500K	$537K	2.5%
FIDELITY NASDAQ INDEX Exchange Traded Fund	Other securities	—	$493K	$527K	2.4%
INVESCO BULLETSHARES 2029 CO Exchange Traded Fund	Common Stock	—	$332K	$334K	1.5%
INVESCO PREMIER INST MONEY MARKET Mutual Fund	Cash / Money Market	—	$322K	$322K	1.5%
THE TECHNOILOGY SEL SEC SPDR FD Exchange Traded Fund	Other securities	—	$281K	$299K	1.4%
Party-in-interest lessor or similar party rate of interest, collateral, par or maturity value Cost Value MERRILL LYNCH RCMA Self-Directed Brokerage Account	Other securities	—	$245K	$280K	1.3%
AMERICAN MUTUAL F2 (AMRFX) Mutual Fund	Other securities	—	$225K	$273K	1.3%
ISHARES CORE S&P US GROWTH Exchange Traded Fund	Other securities	—	$241K	$259K	1.2%
VANGUARD VALUE ETF INDEX Exchange Traded Fund	Other securities	—	$240K	$241K	1.1%
AMERICAN NEW PERSPECTIVE F2 (ANWFX) Mutual Fund	Other securities	—	$195K	$239K	1.1%
VANGUARD TTL WORKS STOCK INDEX Exchange Traded Fund	Other securities	—	$227K	$237K	1.1%
INVESCO BULLETSHARES 2026 CO Exchange Traded Fund	Common Stock	—	$222K	$225K	1.0%
INVESCO BULLETSHARES 2028 CO Exchange Traded Fund	Common Stock	—	$225K	$224K	1.0%
INVESCO BULLETSHARES 2027 CO Exchange Traded Fund	Common Stock	—	$199K	$200K	0.9%
ISHARES RUSSELL 3000 GRW Exchange Traded Fund	Other securities	—	$176K	$186K	0.9%
BLACKROCK MULTI-ASSET INC INST (BIICX) Mutual Fund	Common Stock	—	$188K	$185K	0.9%
ISHARES MORNINGSTAR MLTI INC Exchange Traded Fund	Common Stock	—	$181K	$177K	0.8%
JPMORGAN VALUE ADVANTAGE I (JVASX) Mutual Fund	Other securities	—	$135K	$147K	0.7%
ISHARES MSCI EMERGING MKTS Exchange Traded Fund	Other securities	—	$129K	$138K	0.6%
MAIN STREET CAPITAL CORP Corporate Bond	Common Stock	—	$127K	$128K	0.6%
EDGEWOOD GROWTH INSTL (EGFIX) Mutual Fund	Other securities	—	$87K	$123K	0.6%
T ROWE PRICE GROWTH STOCK (PRGFX) Mutual Fund	Other securities	—	$87K	$120K	0.6%
INVESCO BULLETSHARES 2025 CO Exchange Traded Fund	Common Stock	—	$115K	$116K	0.5%
Party-in-interest lessor or similar party rate of interest, collateral, par or maturity value Cost Value ISHARES IBONDS DEC 2025 CORP Exchange Traded Fund	Common Stock	—	$114K	$116K	0.5%
VIRTUS KAR MID-CAP CORE I (VIMCX) Mutual Fund	Other securities	—	$98K	$111K	0.5%
Party-in-interest lessor or similar party rate of interest, collateral, par or maturity value Cost Value AMERICAN NEW WORLD FS (NFFFX) Mutual Fund	Other securities	—	$98K	$109K	0.5%
NEW MOUNTAIN FINANCE CORP Corporate Bond	Common Stock	—	$99K	$102K	0.5%
ISHARES CORE MSCI PACIFIC ETF Exchange Traded Fund	Other securities	—	$100K	$97K	0.5%
ISHARES MSCI EURO FINANCIAL Exchange Traded Fund	Other securities	—	$69K	$87K	0.4%
WELLS FARGO & CO NEW (WFC) Common Stock	Common Stock	—	$50K	$86K	0.4%
MICROSOFT CORP (MSFT) Common Stock	Common Stock	—	$35K	$84K	0.4%
PIMCO 1-5 YEAR US TIPXIDX Exchange Traded Fund	Other securities	—	$75K	$75K	0.3%
BLACKROCK FEDFUND PREMIER MONEY MARKET Mutual Fund	Cash / Money Market	—	$73K	$73K	0.3%
COLUMBIA SMALL CAP INDEX (NMSCX) Mutual Fund	Other securities	—	$76K	$71K	0.3%
ALLSPRING SPECIAL MDCP VL I (WFMIX) Mutual Fund	Other securities	—	$56K	$67K	0.3%
GOLDMAN SACHS INFL PRTCT SECI (GSIPX) Mutual Fund	Other securities	—	$70K	$62K	0.3%
PALO ALTO NETWORKS INC (PANW) Common Stock	Common Stock	—	$34K	$62K	0.3%
PIMCO REAL RETURN I2 (PRLPX) Mutual Fund	Other securities	—	$65K	$56K	0.3%
MC DONALDS CORP (MCD) Common Stock	Common Stock	—	$29K	$56K	0.3%
JPMORGAN CHASE & CO (JPM) Common Stock	Common Stock	—	$25K	$55K	0.3%
WALT DISNEY CO HLDG CO (DIS) Common Stock	Common Stock	—	$47K	$53K	0.2%
ISHARES GLOBAL REIT Exchange Traded Fund	Common Stock	—	$57K	$52K	0.2%
BLACKSTONE INC Common Stock	Common Stock	—	$34K	$51K	0.2%
HERCULES CAPITAL INC Corporate Bond	Common Stock	—	$50K	$51K	0.2%
BLUE OWL TECHNOLOGY FINANCE CORP Corporate Bond	Common Stock	—	$50K	$50K	0.2%