Original filing (PDF)20250530092034NAL0005150195001

DWM ASSET MANAGEMENT, LLC.

Name: DWM ASSET MANAGEMENT, LLC. — DWM ASSET MANAGEMENT, LLC. 401(K) PLAN, Form 5500 (2024)
Creator: DWM ASSET MANAGEMENT, LLC.

Form 5500-SF

FILING_RECEIVED

DWM ASSET MANAGEMENT, LLC. 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$4.3M

Net assets (EOY)

$4.3M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DWM ASSET MANAGEMENT, LLC..

Plan sponsor

Name

DWM ASSET MANAGEMENT, LLC.

EIN

56-2633053

Address

100 FIRST STAMFORD PLACE · 4TH FLOOR · STAMFORD, CT · 06902

Phone

(203) 655-5453

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-05-30

Pension benefit codes

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

INVESTMENT PERFORMANCE SERVICES, LLC

INVESTMENT PERFORMANCE SERVICES, LLC 401(K) PLAN

$4.3M · 30 participants

VERSANT CAPITAL MANAGEMENT, INC.

VERSANT CAPITAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN

$4.3M · 21 participants

HEYBOER & BOLT CEILING & CERAMICS, INC.

H & B RETIREMENT PLAN

$4.4M · 32 participants

SOUDERS FINANCIAL GROUP, INC.

SOUDERS FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN

$4.4M · 11 participants

KARBAN FINANCIAL, LLC

RAK 401(K) PLAN