Back to filter
Original filing (PDF)20250828105020NAL0005499171003
UNION SQUARE ADVISORS, LLC
Form 5500-SF
FILING_RECEIVED
UNION SQUARE ADVISORS, LLC RETIREMENT PLAN
401(k) retirement plan
Active participants
37
Accounts w/ balance
54
Plan assets (EOY)
$7.3M
Net assets (EOY)
$7.3M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNION SQUARE ADVISORS, LLC.
Plan sponsor
Name
UNION SQUARE ADVISORS, LLC
EIN
56-2592217
Address
600 MONTGOMERY STREET 22ND FLOOR · SAN FRANCISCO, CA · 94111
Phone
(415) 501-8090
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
Similar-size Finance & Insurance plans
J. WOOD CAPITAL ADVISORS LLC
J. WOOD CAPITAL ADVISORS LLC 401(K) PROFIT SHARING PLAN
$7.3M · 20 participants
MOOV FINANCIAL, INC.
MOOV FINANCIAL 401(K) PLAN
$7.3M · 56 participants
BERNARDI SECURITIES, INC.
BERNARDI SECURITIES, INC. 401(K) PROFIT SHARING PLAN
$7.2M · 21 participants
PRIVET CAPITAL, LLC
PRIVET CAPITAL, LLC 401K RETIREMENT PLAN
$7.2M · 8 participants
CORRIDOR INVESTORS LLC
CORRIDOR INVESTORS, LLC 401(K)
$7.4M · 33 participants
STEINBERGANNA WEALTH MANAGEMENT CORP.
STEINBERGANNA 401(K) PLAN
$7.4M · 3 participants
Large plans in California
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND
$215.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND E
$190.9B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND F
$188.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
RUSSELL 1000 INDEX FUND
$187.7B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
CASH EQUIVALENT FUND II
$125.0B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
BLACKROCK MSCI ACWI EX-US IMI INDEX FUND E
$88.3B