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Original filing (PDF)20251013202902NAL0001937553002
SOUTHERN GRAPHICS INC.
Form 5500
FILING_RECEIVED
SOUTHERN GRAPHICS INC. SAVINGS PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
1,241
Accounts w/ balance
1,426
Plan assets (EOY)
$202.1M
Net assets (EOY)
$202.1M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHERN GRAPHICS INC..
Plan sponsor
Name
SOUTHERN GRAPHICS INC.
EIN
56-2555719
Address
626 W. MAIN ST. · SUITE 400 · LOUISVILLE, KY · 40202
Phone
(502) 634-5230
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $165K | — |
Broker
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GREAT WATERS WEALTH MANAGEMENT | 84-4771850 | — | SECURITIES BROKER | $6K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | SECURITIES BROKER | $295 | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Accountant / Auditor
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHERRY BEKAERT LLP | 56-0574444 | — | AUDITOR | $30K | — |
| MCM CPAS & ADVISORS LLP | 27-1235638 | — | AUDITOR | $10K | — |
Investments
33 direct securities · 1 pooled fund· $200.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$200.0M
33 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Instl Index | — | — | — | $34.4M | 17.0% | |
| American Funds American Fds Gr Fd of America R6 | — | — | — | $21.8M | 10.8% | |
| Transamerica Life Insurance Company Transamerica Guaranteed Inv Option | — | — | — | $18.8M | 9.3% | |
| JPMorgan Eq Inc R6 | — | — | — | $15.5M | 7.6% | |
| Legg Mason/Western Asset Western Asset Core Bd A | — | — | — | $11.8M | 5.8% | |
| Vanguard Small Cap Index Inst | — | — | — | $9.8M | 4.8% | |
| American Funds American Funds 2035 Trgt Dt Ret R6 | — | — | — | $7.8M | 3.8% | |
| American Funds American Funds 2030 Trgt Dt Ret R6 | — | — | — | $7.5M | 3.7% | |
| American Funds American Funds Capital World G/I R6 | — | — | — | $6.5M | 3.2% | |
| American Funds American Fds Inc Fd of America R6 | — | — | — | $6.1M | 3.0% | |
| MFS Intl Diversification R3 | — | — | — | $5.9M | 2.9% | |
| Vanguard Mid Cap Index Adm | — | — | — | $4.7M | 2.3% | |
| Vanguard Inf-Protected Secs Adm | — | — | — | $4.4M | 2.2% | |
| Eagle Carillon Eagle Mid Cap Gr I | — | — | — | $4.4M | 2.2% | |
| American Funds American Funds 2050 Trgt Dt Ret R6 | — | — | — | $4.0M | 2.0% | |
| Transamerica Capital, Inc. Transamerica Mid Cap Value Opp R4 | — | — | — | $3.6M | 1.8% | |
| Vanguard GNMA Admiral | — | — | — | $3.4M | 1.7% | |
| Transamerica Capital, Inc. Transamerica High Yield Bond R4 | — | — | — | $3.3M | 1.6% | |
| Invesco Developing Mkts Y | — | — | — | $3.3M | 1.6% | |
| American Funds American Funds 2025 Trgt Dt Ret R6 | — | — | — | $3.0M | 1.5% | |
| Charles Schwab Instl Personal Choice Retirement Account (Other Funds) | — | — | — | $3.0M | 1.5% | |
| American Funds American Funds 2045 Trgt Dt Ret R6 | — | — | — | $2.8M | 1.4% | |
| Fidelity Intl Index | — | — | — | $2.4M | 1.2% | |
| American Funds American Funds 2040 Trgt Dt Ret R6 | — | — | — | $2.4M | 1.2% | |
| Invesco Small Cap Gr R5 | — | — | — | $1.9M | 1.0% | |
| American Funds American Funds 2020 Trgt Dt Ret R6 | — | — | — | $1.7M | 0.9% | |
| American Funds American Funds 2055 Trgt Dt Ret R6 | — | — | — | $1.4M | 0.7% | |
| Participants Notes Receivable with interest rates of 4.25% to 9.50% | — | — | — | $1.3M | 0.6% | |
| Cohen & Steers Cohen & Steers Glbl Realty A | — | — | — | $1.2M | 0.6% | |
| American Funds American Funds 2060 Trgt Dt Ret R6 | — | — | — | $818K | 0.4% | |
| Fidelity Small Cap Val | — | — | — | $612K | 0.3% | |
| American Funds American Funds 2065 Trgt Dt Ret R6 | — | — | — | $346K | 0.2% | |
| State Street State St l US Govt M1y Mkt Premier | — | — | — | $107K | <0.1% | |
| TRANSAMERICA RET SOLUTIONS CT TRANSAMERICA RET SOLUTIONS CORP · EIN 04-6784256 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |