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Original filing (PDF)20241008084453NAL0017304177001
TASI HOLDINGS, INC.
Form 5500
FILING_RECEIVED
TASI HOLDINGS 401(K) PLAN
401(k) retirement plan
Active participants
1,260
Accounts w/ balance
688
Plan assets (EOY)
$131.5M
Net assets (EOY)
$131.5M
How this plan invests
This plan
13 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 55% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TASI HOLDINGS, INC..
Plan sponsor
Name
TASI HOLDINGS, INC.
EIN
56-2394552
Address
10100 PROGRESS WAY · HARRISON, OH · 45030
Phone
(513) 367-6699
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST AND YOUNG, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $12K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA ADVISORS LLC | — | EL SEGUNDO, CA | INVESTMENT ADVISOR | $101K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $13K | — |
Investments
13 pooled funds· $86.7M(66% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| PUTNAM RETIREMENT ADVT TRST 2030 X PUTNAM INVESTMENTS CIT · EIN 26-0788179 / PN 264 | Common Collective Trust | $17.1M | 13.0% |
| PUTNAM RETIREMENT ADVT TRST 2035 X PUTNAM INVESTMENTS CIT · EIN 26-0788179 / PN 264 | Common Collective Trust | $16.4M | 12.4% |
| PUTNAM RETIREMENT ADVT TRST 2025 X PUTNAM INVESTMENTS CIT · EIN 26-0788179 / PN 264 | Common Collective Trust | $10.4M | 7.9% |
| PUTNAM RETIREMENT ADVT TRST 2040 X PUTNAM INVESTMENTS CIT · EIN 26-1384398 / PN 260 | Common Collective Trust | $9.6M | 7.3% |
| PUTNAM RETIREMENT ADVT TRST 2045 X PUTNAM INVESTMENTS CIT · EIN 26-0788179 / PN 264 | Common Collective Trust | $8.2M | 6.2% |
| PUTNAM RETIREMENT ADVT TRST 2050 X PUTNAM INVESTMENTS CIT · EIN 26-0788179 / PN 264 | Common Collective Trust | $6.2M | 4.7% |
| PUTNAM RETIREMENT ADVANTAGE TRST MA PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | $5.6M | 4.2% |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | $4.4M | 3.4% |
| PUTNAM RETIREMENT ADVT TRST 2055 X PUTNAM INVESTMENTS CIT · EIN 26-0788179 / PN 264 | Common Collective Trust | $4.0M | 3.0% |
| PUTNAM RETIREMENT ADVT TRST 2060 X PUTNAM INVESTMENTS CIT · EIN 26-0788179 / PN 264 | Common Collective Trust | $2.1M | 1.6% |
| PUTNAM LARGE CAP VALUE TRUST II CLA GREAT GRAY · EIN 86-1899009 / PN 676 | Common Collective Trust | $1.9M | 1.4% |
| GALLIARD STABLE RETURN FUND M WELLS FARGO MUTUAL FUNDS · EIN 94-6751924 / PN 001 | Common Collective Trust | $797K | 0.6% |
| PUTNAM RETIREMENT ADVT TRST 2065 X PUTNAM INVESTMENTS CIT · EIN 85-3582370 / PN 000 | Common Collective Trust | $118K | <0.1% |