Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | INVESTMENT ADVISORY | $643 | — |
| MORNINGSTAR | 36-3297908 | — | INVESTMENT ADVISORY | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $4K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY CO · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $5.1M | 96.8% |
| MyCompass Index Moderate 2035 Fd R | — | — | — | $1.5M | 28.8% |
| MyCompass Ind Mod 2045 Fd R Common Collective Trust | — | — | — | $944K | 17.8% |
| (Held at End of Year) CAVINESS & CATES BUILDING & DEVELOPMENT 401(K) PL EIN#56-2119964 Plan# 001 MyCompass Ind Mod 2055 Fd R Common Collective Trust | — | — | — | $723K | 13.6% |
| MyCompass Ind Mod Ret Fd R Common Collective Trust | — | — | — | $450K | 8.5% |
| Fidelity 500 Index Fund | — | — | — | $308K | 5.8% |
| MyCompass Ind Cns 2055 F R Common Collective Trust | — | — | — | $213K | 4.0% |
| Vanguard Mid-Cap Index Fund Adm | — | — | — | $210K | 4.0% |
| American Funds Fundamental Inv R6 | — | — | — | $129K | 2.4% |
| Voya Fixed Account*** | — | — | — | $106K | 2.0% |
| Voya Gov Money Mkt Fnd A (Hold Acct) | — | — | — | $83K | 1.6% |
| American Funds AMCAP Fund R6 | — | — | — | $69K | 1.3% |
| Notes Receivable from Participants Interest rates ranging from 5.25% to 10.50% | — | — | — | $65K | 1.2% |
| LOAN FUND Participant Loans - Rates 5.25% to 10.50% | Participant loans | — | — | $65K | 1.2% |
| MyCompass Ind Cns 2035 F R Common Collective Trust | — | — | — | $60K | 1.1% |
| DFA U.S. Targeted Value Port Inst | — | — | — | $52K | 1.0% |
| American Funds New World R6 | — | — | — | $49K | 0.9% |
| Vanguard Small-Cap Index Fund Adm | — | — | — | $46K | 0.9% |
| MFS Total Return Fund R6 | — | — | — | $37K | 0.7% |
| INVESCO Diversified Dividend Fund R6 | — | — | — | $32K | 0.6% |
| iShares MSCI EAFE Intl Index Fund K | — | — | — | $28K | 0.5% |
| American Funds EuroPacific Grw R6 | — | — | — | $28K | 0.5% |
| MyCompass Index Conservative 2045 Rd | — | — | — | $26K | 0.5% |
| Allspring Spec MdCp Vl Fd R6 | — | — | — | $25K | 0.5% |
| Principal Real Estate Secs Fd R6 | — | — | — | $24K | 0.4% |
| ClearBridge Sm Cp Growth Fnd IS | — | — | — | $23K | 0.4% |
| ClrBrg SmCp Grw Fd IS Registered Investment Company | — | — | — | $23K | 0.4% |
| MyCompass Ind Agg 2045 Fd R Common Collective Trust | — | — | — | $13K | 0.2% |
| DFA Commodity Strategy Port Inst | — | — | — | $7K | 0.1% |
| Pioneer Bond Fund K | — | — | — | $6K | 0.1% |
| MyCompass Ind Agg 2065 Fd R Common Collective Trust | — | — | — | $4K | <0.1% |
| Vanguard Total Bnd Mrkt Ind F Adm | — | — | — | $3K | <0.1% |
| Vangrd Tot Bd Mkt Ind Fd Adm Registered Investment Company | — | — | — | $3K | <0.1% |
| PGIM High Yield Fund R6 | — | — | — | $2K | <0.1% |
| DFA Inflat-Prot Securities Port Inst | — | — | — | $2K | <0.1% |
| Neuberger Berman Md Cp Grw Fnd R6 815 Brandywine GLOBAL Glbl Opp Bond Fund IS | — | — | — | $2K | <0.1% |
| BrandywineGLOBAL Glb Opp Bd IS Registered Investment Company | — | — | — | $2K | <0.1% |
