How big is Brock & Scott PLLC's plan?

Brock & Scott PLLC's plan reported $15.4M in assets and 628 participants for 2024.

Original filing (PDF)20250730150903NAL0002477987001

Brock & Scott PLLC

Name: Brock & Scott PLLC — Brock & Scott PLLC 401(k), Form 5500 (2024)
Creator: Brock & Scott PLLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Brock & Scott PLLC 401(k) Profit Sharing Plan and Trust

401(k) retirement plan · Brock & Scott PLLC's Brock & Scott PLLC 401(k) Profit Sharing Plan and Trust held $15.4M in plan assets for 628 participants in 2024, with Paychex as recordkeeper.

Signals · 1

Corrective distributions issued

Active participants

628

Accounts w/ balance

534

Plan assets (EOY)

$15.4M

Net assets (EOY)

$15.4M

People on this filing

LOIS Stokes signed Brock & Scott PLLC's 2024 Form 5500 as plan administrator.

LOIS Stokes — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Brock & Scott PLLC's EIN is 56-2107459.

EIN 56-2107459

Plan number 001

Plan year 2024

ACK ID 20250730150903NAL0002477987001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Brock & Scott PLLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Brock & Scott PLLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for BROCK & SCOTT PLLC.

Finding similar companies…

How this plan invests

This plan

1 pooled trust

Schedule D

25 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Total administrative cost in the bottom quartile of peers (12th percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (18th percentile).

Plan sponsor

Name

BROCK & SCOTT PLLC

EIN

all filings

Address

1315 WESTBROOK PLAZA DR STE 100 · WINSTON SALEM, NC · 271031357

Phone

(336) 354-1200

Industry

All Other Professional Services· Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-30

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
PAYCHEX, INC.	16-1124166	ROCHESTER, NY	RECORDKEEPER	$39K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
TRUIST ADVISORY SERVICES, INC.	37-1808847	ATLANTA, GA	ADVISOR	$54K	—
MESIROW	36-3429599

Investments

25 direct securities · 1 pooled fund· $15.4M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$6.6M

14 holdings

Mutual Funds

$5.7M

8 holdings

Common Collective Trusts

$2.5M

2 holdings

Common Collective Trust

$434K

1 holding

Bonds / Notes

$187K

1 holding

					% of plan
State Street State Street Equity 500 Index K	Common Collective Trusts	—	—	$2.2M	14.1%
Vanguard Growth Index Admiral	Mutual Funds	—	—	$2.0M	12.9%
Vanguard Value Index Admiral	Mutual Funds	—	—	$1.3M	8.4%
State Street State Street Target Retirement 2030 K	Other securities	—	—	$1.1M	7.4%
State Street State Street Target Retirement 2035 K	Other securities	—	—	$1.1M	7.3%
State Street State Street Target Retirement 2050 K	Other securities	—	—	$951K	6.2%
Vanguard Balanced Index Admiral	Mutual Funds	—	—	$717K	4.6%
Blackrock Ishares MSCI EAFE International Index K	Other securities	—	—	$618K	4.0%
Fidelity Mid Cap Index	Mutual Funds	—	—	$586K	3.8%
State Street State Street Target Retirement 2045 K	Other securities	—	—	$561K	3.6%
State Street State Street Target Retirement 2040 K	Other securities	—	—	$516K	3.3%
State Street State Street Aggregate Bond Index K	Other securities	—	—	$467K	3.0%
State Street State Street Target Retirement 2055 K	Other securities	—	—	$445K	2.9%
Fidelity Small Cap Index	Mutual Funds	—	—	$439K	2.8%
METLIFE GAC SERIES 25053 0 RELIANCE TRUST · EIN 46-6625485 / PN 001	Common Collective Trust	—	—	$434K	2.8%
Nuveen TIAA-CREF Equity Index Institutional	Common Collective Trusts	—	—	$358K	2.3%
Vanguard Small Cap Growth Index Admiral	Mutual Funds	—	—	$305K	2.0%
State Street State Street Target Retirement 2060 K	Other securities	—	—	$292K	1.9%
Vanguard Small Cap Index Admiral	Mutual Funds	—	—	$263K	1.7%
Participants loans 4.25%-9.50%, various maturity dates through 2029	Bonds / Notes	—	—	$187K	1.2%
State Street State Street Target Retirement 2025 K	Other securities	—	—	$162K	1.0%
Vanguard Small Cap Value Index Admiral	Mutual Funds	—	—	$132K	0.9%
State Street State Street Global All Cap Equity Ex-Us Index K	Other securities	—	—	$111K	0.7%
State Street State Street Target Retirement 2020 K	Other securities	—	—	$110K	0.7%
State Street State Street Target Retirement K	Other securities	—	—	$38K	0.2%
State Street State Street Target Retirement 2065 K	Other securities	—	—	$10K	<0.1%