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Original filing (PDF)20251003194757NAL0002752016001
HORIZON LINES, LLC
Form 5500
FILING_RECEIVED
HORIZON LINES CAPITAL SAVINGS PLAN
401(k) retirement plan
Signals · 1
10% employer stock
Active participants
261
Accounts w/ balance
115
Plan assets (EOY)
$9.2M
Net assets (EOY)
$9.2M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
88
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- 10% of plan in employer / sponsor stock.
- Only 44% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- Below-peer total fees (11 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HORIZON LINES, LLC.
Plan sponsor
Name
HORIZON LINES, LLC
EIN
56-2098440
Address
2121 N. CALIFORNIA BLVD. · SUITE 500 · WALNUT CREEK, CA · 94596
Phone
(510) 628-4000
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
3I · Requires investment in employer securities
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
PBMARES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $6K | — |
Investments
32 direct securities · 1 pooled fund· $9.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.3M
31 holdings
Common Stocks
$928K
1 holding
Common Collective Trust
$9K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Growth Co Pool A | — | — | — | $937K | 10.1% | |
| ** * Horizon Lines CSX Lines | Common Stocks | — | — | $928K | 10.0% | |
| Fidelity Freedom Blend 2030 Q | — | — | — | $862K | 9.3% | |
| Fidelity Freedom Blend 2050 Q | — | — | — | $807K | 8.7% | |
| Fidelity Freedom Blend 2045 Q | — | — | — | $706K | 7.6% | |
| Fidelity Freedom Blend 2040 Q | — | — | — | $610K | 6.6% | |
| Fidelity Freedom Blend 2035 Q | — | — | — | $582K | 6.3% | |
| Northern Trust NT S&P 500 Index | — | — | — | $488K | 5.3% | |
| Franklin Templeton Putnam Stable Value Fund | — | — | — | $465K | 5.0% | |
| Northern Trust NT Extended Equity Market Index | — | — | — | $398K | 4.3% | |
| Participant loans:*** * Participants 4.25% – 9.5%; maturing through 2029 | — | — | — | $308K | 3.3% | |
| Fidelity Freedom Blend 2025 Q | — | — | — | $295K | 3.2% | |
| Fidelity Freedom Blend 2055 Q | — | — | — | $284K | 3.1% | |
| PGIM Total Return Bond Fund R6 | — | — | — | $244K | 2.6% | |
| Northern Trust NT ACWI Ex-US Index | — | — | — | $149K | 1.6% | |
| Fidelity Low-Priced Stock Fund K6 | — | — | — | $143K | 1.5% | |
| Fidelity Freedom Blend 2060 Q | — | — | — | $138K | 1.5% | |
| John Hancock John Hancock Disciplined Value R6 | — | — | — | $118K | 1.3% | |
| Northern Trust NT Aggregate Bond Index | — | — | — | $107K | 1.2% | |
| Fidelity Freedom Blend 2010 Q | — | — | — | $105K | 1.1% | |
| Fidelity Freedom Blend Inc Q | — | — | — | $89K | 1.0% | |
| Fidelity Capital & Income Fund | — | — | — | $82K | 0.9% | |
| Fidelity Emerging Markets K | — | — | — | $74K | 0.8% | |
| American Funds AF EuroPacific Growth Fund R6 | — | — | — | $72K | 0.8% | |
| BlackRock Mid Cap Growth Equity K | — | — | — | $61K | 0.7% | |
| Cohen & Steers Cohen & Steers Institutional Realty Shares | — | — | — | $57K | 0.6% | |
| Loomis Small Cap Growth Institutional Shares | — | — | — | $53K | 0.6% | |
| Fidelity Freedom Blend 2015 Q | — | — | — | $52K | 0.6% | |
| Designates party-in-interest. ** All investments, other than common stock, are participant directed; common stock cost information is not available. *** Net of $38,174 in deemed loan distributions. | — | — | — | $38K | 0.4% | |
| Fidelity Managed Income Portfolio Class 2 | — | — | — | $9K | <0.1% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $9K | <0.1% | |
| Fidelity Freedom Blend 2065 Q | — | — | — | $5K | <0.1% | |
| Fidelity Freedom Blend 2020 Q | — | — | — | $4K | <0.1% |
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