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Original filing (PDF)20251013101613NAL0000478339001
SREE HOTELS, LLC
Form 5500
FILING_RECEIVED
SREE HOTELS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
26% in single holding~86 bps in Sched C fees
Active participants
431
Accounts w/ balance
239
Plan assets (EOY)
$8.8M
Net assets (EOY)
$8.8M
How this plan invests
This plan
14 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "BlackRock Lifepath Index Retirement K" is 26% of plan.
- 86 bps in Schedule C fees — 65% above peer band of 52 bps.
- 55% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SREE HOTELS, LLC.
Plan sponsor
Name
SREE HOTELS, LLC
EIN
56-2073512
Address
5113 PIPER STATION DRIVE, SUITE 300 · CHARLOTTE, NC · 282776690
Phone
(704) 364-6008
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARTER, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $29K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST CITIZENS BANK AND TRUST | — | RALEIGH, NC | INVESTMENT ADVISOR | $31K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENTEGRA SERVICES INC | — | CHARLOTTE, NC | CONTRACT ADMINISTRATOR | $15K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $0 | — |
Investments
28 direct securities · 14 pooled funds· $8.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.6M
28 holdings
Common Collective Trust
$214K
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Lifepath Index Retirement K | — | — | — | $2.3M | 26.5% | |
| BlackRock Lifepath Index 2040 K | — | — | — | $1.3M | 14.8% | |
| BlackRock Lifepath Index 2035 K | — | — | — | $976K | 11.1% | |
| BlackRock Lifepath Index 2045 K | — | — | — | $601K | 6.8% | |
| BlackRock Lifepath Index 2050 K | — | — | — | $589K | 6.7% | |
| Vanguard 500 Index Admiral | — | — | — | $403K | 4.6% | |
| Vanguard Total Intl Stock Index | — | — | — | $325K | 3.7% | |
| Federated Hermes Government Obligation Fund | — | — | — | $316K | 3.6% | |
| Vanguard Total Stock Mkt Idx Adm | — | — | — | $273K | 3.1% | |
| BlackRock Lifepath Index 2030 K | — | — | — | $196K | 2.2% | |
| Vanguard Small Cap Index Adm | — | — | — | $157K | 1.8% | |
| BlackRock Lifepath Index 2055 K | — | — | — | $155K | 1.8% | |
| BlackRock Lifepath Index 2060 K | — | — | — | $154K | 1.8% | |
| AB US LARGE CAP GROWTH CIT W SERIES GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $152K | 1.7% | |
| Vanguard Mid Cap Index Fund Admiral | — | — | — | $138K | 1.6% | |
| Participant Loans Participant loans: maturing through | — | — | — | $124K | 1.4% | |
| BlackRock Advantage International K | — | — | — | $116K | 1.3% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $111K | 1.3% | |
| Macquarie Emerging Markets R6 | — | — | — | $69K | 0.8% | |
| Fidelity Short-term Bond Index | — | — | — | $65K | 0.7% | |
| COHEN & STEERS US REALTY CIT CLASS COHEN & STEERS REALTY SHARES · EIN 47-1211722 / PN 000 | Common Collective Trust | — | — | $62K | 0.7% | |
| Vanguard Equity Income Adm | — | — | — | $41K | 0.5% | |
| Goldman Sachs Intl Small Cap Insights | — | — | — | $30K | 0.3% | |
| Vanguard Inflation Protected Secs Adm | — | — | — | $26K | 0.3% | |
| similar a party collateral, par, or maturity value Baird Aggregate Bond Inst | — | — | — | $20K | 0.2% | |
| MFS Mid Cap Value R6 601 Pioneer Strategic Income K | — | — | — | $15K | 0.2% | |
| BlackRock Mid-Cap Growth Equity K | — | — | — | $15K | 0.2% | |
| BlackRock High Yield Bond Portfolio K | — | — | — | $13K | 0.1% | |
| Federated Hermes Government Obligations Fund Premier | — | — | — | $11K | 0.1% | |
| Federated Hermes MDT Small CP Core IS | — | — | — | $2K | <0.1% | |
| SCHWAB MANAGED RET TR FD 2030 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2045 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2025 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2055 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2035 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2020 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2040 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2010 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2015 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2050 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD 2060 IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| SCHWAB MANAGED RET TR FD INC IV CHARLES SCHWAB & COMPANY · EIN 81-0625169 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |