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Original filing (PDF)20251008103508NAL0005411697001
3FISH, INC.
Form 5500
FILING_RECEIVED
3FISH, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
101
Accounts w/ balance
131
Plan assets (EOY)
$5.2M
Net assets (EOY)
$5.2M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 71 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for 3FISH, INC..
Plan sponsor
Name
3FISH, INC.
EIN
56-2049643
Address
700 TULIP DRIVE · GASTONIA, NC · 280521893
Phone
(704) 867-1818
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PARSONS, CPA PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $11K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JONES GREGG FINANCIAL LLC | — | CHARLOTTE, NC | INVESTMENT ADVISOR | $26K | — |
Investments
29 direct securities · 1 pooled fund· $10.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$5.1M
1 holding
Uncategorized
$5.1M
29 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE CO. · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $5.1M | 97.1% | |
| JPMorgan Large Cap Growth R6 Pooled Separate Accounts | — | — | — | $1.0M | 19.7% | |
| Hartford Dividend And Growth R6 Pooled Separate Accounts | — | — | — | $865K | 16.5% | |
| Columbia Overseas Value Inst3 Pooled Separate Accounts | — | — | — | $270K | 5.2% | |
| Invesco Small Cap Value R6 Pooled Separate Accounts | — | — | — | $231K | 4.4% | |
| MFS Mid Cap Value R6 Pooled Separate Accounts | — | — | — | $224K | 4.3% | |
| MFS International Growth R6 Pooled Separate Accounts | — | — | — | $218K | 4.2% | |
| Vanguard 500 Index Admiral Pooled Separate Accounts | — | — | — | $209K | 4.0% | |
| American Century Small Cap Growth R6 Pooled Separate Accounts | — | — | — | $205K | 3.9% | |
| JPMorgan Emerging Markets Equity R6 Pooled Separate Accounts | — | — | — | $196K | 3.8% | |
| JPMorgan Mid Cap Growth R6 Pooled Separate Accounts | — | — | — | $192K | 3.7% | |
| Massmutual Overseas I Pooled Separate Accounts | — | — | — | $175K | 3.3% | |
| American Funds 2045 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $167K | 3.2% | |
| American Funds 2050 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $128K | 2.4% | |
| Pimco Income Instl Pooled Separate Accounts | — | — | — | $120K | 2.3% | |
| Fidelity Advisor Total Bond Z Pooled Separate Accounts | — | — | — | $116K | 2.2% | |
| Massmutual Infl-Prot And Inc I Pooled Separate Accounts | — | — | — | $113K | 2.2% | |
| American Funds 2060 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $103K | 2.0% | |
| American Funds 2030 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $80K | 1.5% | |
| American Funds 2035 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $76K | 1.5% | |
| Vanguard Mid Cap Index Admiral Pooled Separate Accounts | — | — | — | $74K | 1.4% | |
| Vanguard Small Cap Index Adm Pooled Separate Accounts | — | — | — | $72K | 1.4% | |
| American Funds 2040 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $59K | 1.1% | |
| American Funds 2055 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $47K | 0.9% | |
| Massmutual High Yield I Pooled Separate Accounts | — | — | — | $36K | 0.7% | |
| Lord Abbett Short Duration Income R6 Pooled Separate Accounts | — | — | — | $35K | 0.7% | |
| American Funds 2020 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $19K | 0.4% | |
| similar party collateral, par, or maturity value Current Value * JPMorgan Us Government Mmkt Instl Pooled Separate Accounts | — | — | — | $10K | 0.2% | |
| American Funds 2025 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $10K | 0.2% | |
| American Funds 2065 Trgt Date Retire R6 Pooled Separate Accounts | — | — | — | $3K | <0.1% |
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