How big is Wind River Financial, Inc. DBA Capital Concepts' plan?

Wind River Financial, Inc. DBA Capital Concepts' plan reported $1.5M in assets and 10 participants for 2024.

Original filing (PDF)20250213061716NAL0021801905001

Wind River Financial, Inc. DBA Capital Concepts

Name: Wind River Financial, Inc. DBA Capital Concepts — Form 5500 Plan 001 (2024)
Creator: Wind River Financial, Inc. DBA Capital Concepts
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Capital Concepts 401(k) Retirement Plan

401(k) retirement plan · Wind River Financial, Inc. DBA Capital Concepts' Capital Concepts 401(k) Retirement Plan held $1.5M in plan assets for 10 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.5M

Net assets (EOY)

$1.5M

People on this filing

Steven Sparks signed Wind River Financial, Inc. DBA Capital Concepts' 2024 Form 5500 as plan administrator.

Steven Sparks — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Wind River Financial, Inc. DBA Capital Concepts' EIN is 56-1853590.

EIN 56-1853590

Plan number 001

Plan year 2024

ACK ID 20250213061716NAL0021801905001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Wind River Financial, Inc. DBA Capital Concepts from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Wind River Financial, Inc. DBA Capital Concepts' plan includes ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for WIND RIVER FINANCIAL, INC. DBA CAPITAL CONCEPTS.

Finding similar companies…

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score