· 2022–2024 · DOL EFAST2
Search
Browse
Resources
Pricing
WIND RIVER FINANCIAL, INC. DBA CAPITAL CONCEPTS — CAPITAL CONCEPTS 401(K) RETIREMENT PLAN, Form 5500 (2024) | Form 5500 Search
Back to filter
Original filing (PDF)
20250213061716NAL0021801905001
WIND RIVER FINANCIAL, INC. DBA CAPITAL CONCEPTS
Form 5500-SF
FILING_RECEIVED
CAPITAL CONCEPTS 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
10
Accounts w/ balance
12
Plan assets (EOY)
$1.5M
Net assets (EOY)
$1.5M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for
WIND RIVER FINANCIAL, INC. DBA CAPITAL CONCEPTS
.
Find decision makers
Plan sponsor
Name
WIND RIVER FINANCIAL, INC. DBA CAPITAL CONCEPTS
EIN
56-1853590
Address
PO BOX 3509 · HICKORY, NC · 28603
Phone
(828) 322-8210
Industry
Insurance Agencies & Brokerages
· Finance & Insurance
see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-02-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providers
Related plans
Similar-size Insurance Agencies & Brokerages plans
DIANA K. BARNES
DIANA K. BARNES PROFIT SHARING PLAN
$1.5M · 2 participants
R B VAHEY INSURANCE, INC.
R B VAHEY INSURANCE, INC. 401(K) PROFIT SHARING PLAN
$1.5M · 4 participants
STEVE MYERS INSURANCE AGENCY, INC.
STEVE MYERS INSURANCE AGENCY, INC 401(K) PLAN
$1.5M · 7 participants
GOLDWATER BREWING COMPANY, LLC
GOLDWATER BREWING COMPANY, LLC 401(K) PROFIT SHARING PLAN
$1.5M · 18 participants
ASA, INC.
ASA, INC. 401(K) PLAN
100
Helping the score
Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
No Schedule C compensation disclosed — likely a small plan or unbundled.
$1.5M · 8 participants
EGERTHE, LLC
EGERTHE, LLC 401(K) PLAN
$1.5M · 35 participants
Large plans in North Carolina
BANK OF AMERICA CORPORATION
THE BANK OF AMERICA 401(K) PLAN
$62.9B · 168,229 participants
HONEYWELL INTERNATIONAL INC EMPLOYEE SERVICES FINANCE MGMNT
HONEYWELL INTERNATIONAL INC. MASTER RETIREMENT TRUST
$17.9B
HONEYWELL INTERNATIONAL INC.
HONEYWELL RETIREMENT EARNINGS PLAN
$16.6B · 9,275 participants
HONEYWELL INTERNATIONAL INC
HONEYWELL 401(K) PLAN
$16.3B · 44,069 participants
HONEYWELL INTERNATIONAL INC
HONEYWELL SAVINGS AND OWNERSHIP PLAN MASTER TRUST
$16.2B
TRUIST FINANCIAL CORPORATION
TRUIST FINANCIAL CORPORATION PENSION PLAN
$14.7B · 33,167 participants
