Original filing (PDF)20250711182951NAL0010698208001

ROBERT E. MASON & ASSOCIATES, INC.

Name: ROBERT E. MASON & ASSOCIATES, INC. — ROBERT E. MASON & ASSOCIATES, INC. PROFIT SHARING PLAN, Form 5500 (2023)
Creator: ROBERT E. MASON & ASSOCIATES, INC.

Form 5500

FILING_RECEIVED

ROBERT E. MASON & ASSOCIATES, INC. PROFIT SHARING PLAN

401(k) retirement plan

Active participants

351

Accounts w/ balance

432

Plan assets (EOY)

$68.3M

Net assets (EOY)

$68.3M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROBERT E. MASON & ASSOCIATES, INC..

Plan sponsor

Name

ROBERT E. MASON & ASSOCIATES, INC.

EIN

56-1782982

Address

1726 N. GRAHAM ST. · CHARLOTTE, NC · 28206

Phone

(704) 930-9911

Industry

Wholesale Tradesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-10-01

Tax period

2024-09-30

Filed

2025-07-11

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
NEWPORT GROUP, INC.	27-2037969	—	RECORDKEEPER	$50K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MMA SECURITIES LLC	—	NEW YORK, NY	ADVISOR	$36K	—

Trustee

Name	EIN	Location	Relation	Direct comp	Indirect comp

Investments

1 pooled fund· $2.4M(3% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.