How big is The Forest at DUKE, Inc.'s plan?

The Forest at DUKE, Inc.'s plan reported $7.7M in assets and 303 participants for 2023.

Original filing (PDF)20250301003236NAL0001229539001

The Forest at DUKE, Inc.

Name: The Forest at DUKE, Inc. — The Forest at DUKE 403(b), Form 5500 (2023)
Creator: The Forest at DUKE, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

The Forest at DUKE 403(b) Plan

403(b) retirement plan · The Forest at DUKE, Inc.'s The Forest at DUKE 403(b) Plan held $7.7M in plan assets for 303 participants in 2023, with Fidelity as recordkeeper.

Signals · 2

Non-clean audit opinionHigh average account balance

Active participants

303

Accounts w/ balance

Plan assets (EOY)

$7.7M

Net assets (EOY)

$7.7M

Plan identifiers

The Forest at DUKE, Inc.'s EIN is 56-1630158.

EIN 56-1630158

Plan number 001

Plan year 2023

ACK ID 20250301003236NAL0001229539001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for The Forest at DUKE, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

The Forest at DUKE, Inc.'s plan includes 403(b) custodial accounts.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for THE FOREST AT DUKE, INC..

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How this plan invests

This plan

62 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Auditor issued a qualified / adverse / disclaimer opinion.
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (5th percentile).

Helping the score

Below-peer total plan cost (87th percentile).
High average account balance (99th percentile).

Plan sponsor

Name

THE FOREST AT DUKE, INC.

EIN

all filings

Address

2701 PICKETT ROAD · DURHAM, NC · 27705

Phone

(919) 490-8000

Industry

Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-10-01

Tax period

2024-09-30

Filed

2025-03-01

Pension benefit codes

2G · Total participant-directed accounts

2M · 403(b)(7) custodial accounts

Audit & trust (Schedule H)

Auditor

FORVIS MAZARS, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$4K	—

Investments

62 direct securities· $7.7M(100% of reported assets)

Mutual Funds

$6.2M

50 holdings

Common Collective Trusts

$1.4M

11 holdings

Agency / Mortgage-Backed

$50K

1 holding

					% of plan
s * Fidelity Management Trust Company FID BLUE CHIP GR	Mutual Funds	—	—	$922K	12.0%
Fidelity Management Trust Company FID 500 INDEX	Common Collective Trusts	—	—	$879K	11.4%
Fidelity Management Trust Company FID FREEDOM 2030 K	Mutual Funds	—	—	$666K	8.6%
Fidelity Management Trust Company FID FREEDOM 2020 K	Mutual Funds	—	—	$524K	6.8%
Fidelity Management Trust Company FID CONTRAFUND	Mutual Funds	—	—	$506K	6.6%
Fidelity Management Trust Company FID FREEDOM 2050 K	Mutual Funds	—	—	$459K	5.9%
Fidelity Management Trust Company FID ASSET MGR 70%	Mutual Funds	—	—	$373K	4.8%
Fidelity Management Trust Company FID FREEDOM 2035 K	Mutual Funds	—	—	$332K	4.3%
Fidelity Management Trust Company FID GOVT MMKT	Mutual Funds	—	—	$274K	3.6%
Fidelity Management Trust Company FID GROWTH COMPANY	Mutual Funds	—	—	$272K	3.5%
Fidelity Management Trust Company FID FREEDOM 2040 K	Mutual Funds	—	—	$221K	2.9%
Fidelity Management Trust Company FID GROWTH & INC	Mutual Funds	—	—	$174K	2.3%
Fidelity Management Trust Company FID FREEDOM 2055 K	Mutual Funds	—	—	$172K	2.2%
Fidelity Management Trust Company FID INTL INDEX	Mutual Funds	—	—	$171K	2.2%
Fidelity Management Trust Company FID MAGELLAN	Mutual Funds	—	—	$143K	1.9%
Fidelity Management Trust Company FID GOVT MMRK PRM	Mutual Funds	—	—	$139K	1.8%
Fidelity Management Trust Company FID US BOND IDX	Common Collective Trusts	—	—	$123K	1.6%
Fidelity Management Trust Company FID FREEDOM 2045 K	Mutual Funds	—	—	$118K	1.5%
Fidelity Management Trust Company FID CAPITAL & INCOME	Mutual Funds	—	—	$117K	1.5%
Fidelity Management Trust Company FID FDM IDX 2040 IPR	Common Collective Trusts	—	—	$116K	1.5%
Fidelity Management Trust Company FID FREEDOM 2025 K	Mutual Funds	—	—	$107K	1.4%
Fidelity Management Trust Company FID FDM IDX 2035 IPR	Common Collective Trusts	—	—	$89K	1.2%
Fidelity Management Trust Company FID EXTD MKT IDX	Common Collective Trusts	—	—	$84K	1.1%
Fidelity Management Trust Company FID FREEDOM 2060 K	Mutual Funds	—	—	$83K	1.1%
Fidelity Management Trust Company FID GOV CASH RESERVE	Mutual Funds	—	—	$78K	1.0%
Fidelity Management Trust Company FID FDM IDX 2045 IPR	Common Collective Trusts	—	—	$55K	0.7%
Fidelity Management Trust Company FID SEL HEALTHCARE	Mutual Funds	—	—	$52K	0.7%
Fidelity Management Trust Company FID GNMA	Agency / Mortgage-Backed	—	—	$50K	0.6%
Fidelity Management Trust Company FID SEL SOFTWARE	Mutual Funds	—	—	$45K	0.6%
Fidelity Management Trust Company FID FREEDOM INC K	Mutual Funds	—	—	$42K	0.5%
Fidelity Management Trust Company FID SEL SEMICONDUCT	Mutual Funds	—	—	$38K	0.5%
Fidelity Management Trust Company FID SM CAP IDX	Common Collective Trusts	—	—	$37K	0.5%
Fidelity Management Trust Company FID INTL SMALL CAP	Mutual Funds	—	—	$34K	0.4%
Fidelity Management Trust Company FID FDM IDX 2050 IPR	Common Collective Trusts	—	—	$32K	0.4%
Fidelity Management Trust Company FID SEL PHARMACEUTCL	Mutual Funds	—	—	$16K	0.2%
Fidelity Management Trust Company FID SEL UTILITIES	Mutual Funds	—	—	$13K	0.2%
Fidelity Management Trust Company FID SEL RETAILING	Mutual Funds	—	—	$13K	0.2%
Fidelity Management Trust Company FID NORDIC	Mutual Funds	—	—	$12K	0.2%
Fidelity Management Trust Company FID SEL COMM SERV	Mutual Funds	—	—	$12K	0.2%
Fidelity Management Trust Company FID SEL BIOTECH	Mutual Funds	—	—	$11K	0.1%
Fidelity Management Trust Company FID FREEDOM 2015 K	Mutual Funds	—	—	$11K	0.1%
Fidelity Management Trust Company FID SEL DEFENSE	Mutual Funds	—	—	$9K	0.1%
Fidelity Management Trust Company FID SEL ENT TECH SVC	Mutual Funds	—	—	$9K	0.1%
Fidelity Management Trust Company FID NASDAQ COMP INDX	Mutual Funds	—	—	$9K	0.1%
Fidelity Management Trust Company FID BLUE CHIP VALUE	Mutual Funds	—	—	$8K	0.1%
Fidelity Management Trust Company FID INFL PR BD IDX	Common Collective Trusts	—	—	$7K	<0.1%
Fidelity Management Trust Company FID SEL TRANSPORT	Mutual Funds	—	—	$7K	<0.1%
Fidelity Management Trust Company FID LT TR BD IDX	Common Collective Trusts	—	—	$6K	<0.1%
Fidelity Management Trust Company FID FDM IDX 2020 IPR	Common Collective Trusts	—	—	$5K	<0.1%
Fidelity Management Trust Company FID SEL TECHNOLOGY	Mutual Funds	—	—	$4K	<0.1%