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Original filing (PDF)20251015163606NAL0002758451002
GENOVA DIAGNOSTICS, INC
Form 5500
FILING_RECEIVED
GENOVA DIAGNOSTICS 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
250
Accounts w/ balance
364
Plan assets (EOY)
$21.7M
Net assets (EOY)
$21.7M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 51 bps in Schedule C fees — 75% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GENOVA DIAGNOSTICS, INC.
Plan sponsor
Name
GENOVA DIAGNOSTICS, INC
EIN
56-1565047
Address
84 PEACHTREE RD · ASHEVILLE, NC · 28803
Phone
(828) 253-0621
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH LEONARD PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VALIC RETIREMENT SERVICES COMPANY | 51-0396365 | — | RECORDKEEPER | $60K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $19K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | PENNINGTON, NJ | INVESTMENT ADVISOR | $32K | — |
Investments
31 direct securities· $21.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nuveen Lifecycle Index 2035 Fund | — | — | — | $3.2M | 14.5% | |
| Nuveen Lifecycle Index 2050 Fund | — | — | — | $2.4M | 11.1% | |
| Nuveen Lifecycle Index 2045 Fund | — | — | — | $2.3M | 10.8% | |
| Nuveen Lifecycle Index 2040 Fund | — | — | — | $1.9M | 8.6% | |
| Nuveen Lifecycle Index 2030 Fund | — | — | — | $1.6M | 7.3% | |
| Nuveen Lifecycle Index 2055 Fund | — | — | — | $1.3M | 6.0% | |
| iShares S&P 500 Index Fund | — | — | — | $1.2M | 5.7% | |
| iShares US Aggregate Bond Index Fund | — | — | — | $969K | 4.5% | |
| Nuveen Lifecycle Index 2025 Fund | — | — | — | $787K | 3.6% | |
| VALIC General Account GFUA 315 - Group Fixed Unallocated Annuity | — | — | — | $782K | 3.6% | |
| T Rowe Price Blue Chip Growth Fund | — | — | — | $779K | 3.6% | |
| Empower Investments Fixed Account | — | — | — | $640K | 3.0% | |
| Nuveen Lifecycle Index Retirement Income Fund | — | — | — | $617K | 2.8% | |
| Nuveen Lifecycle Index 2020 Fund | — | — | — | $608K | 2.8% | |
| iShares MSCI EAFE International Index Fund | — | — | — | $361K | 1.7% | |
| American Funds Washington Mutual Fund | — | — | — | $288K | 1.3% | |
| iShares Russell Mid Cap Index Fund | — | — | — | $245K | 1.1% | |
| T Rowe Price Overseas Stock Fund | — | — | — | $219K | 1.0% | |
| Guggenheim Total Return Bond Fund | — | — | — | $198K | 0.9% | |
| Nuveen Lifecycle Index 2060 Fund | — | — | — | $196K | 0.9% | |
| Vanguard Small Cap Value Index Fund | — | — | — | $191K | 0.9% | |
| iShares Russell 2000 Small-Cap Index Fund | — | — | — | $190K | 0.9% | |
| Northern Emerging Markets Equity Index Fund | — | — | — | $165K | 0.8% | |
| Legg Mason ClearBridge Small Cap Growth Fund | — | — | — | $127K | 0.6% | |
| Notes receivable from participants Interest rates of 4.25% to 10.50% | — | — | — | $100K | 0.5% | |
| Invesco Balanced-Risk Commodity Strategy Fund | — | — | — | $99K | 0.5% | |
| Principal Real Estate Securities Fund | — | — | — | $77K | 0.4% | |
| PIMCO Real Return Fund | — | — | — | $54K | 0.2% | |
| MFS Mid Cap Growth Fund | — | — | — | $48K | 0.2% | |
| MFS Mid Cap Value Fund | — | — | — | $35K | 0.2% | |
| VALIC General Account Fixed Account Plus | — | — | — | $10K | <0.1% |