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Original filing (PDF)20251011055540NAL0004632243001
TOMPKINS SOLUTIONS, INC.
Form 5500
FILING_RECEIVED
TOMPKINS SOLUTIONS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
42% in single holding
Active participants
131
Accounts w/ balance
196
Plan assets (EOY)
$21.2M
Net assets (EOY)
$21.2M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
79
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "ISHARES S&P 500 INDEX K" is 42% of plan.
- 54 bps in Schedule C fees — 85% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TOMPKINS SOLUTIONS, INC..
Plan sponsor
Name
TOMPKINS SOLUTIONS, INC.
EIN
56-1273771
Address
9660 FALLS OF NEUSE RD, · SUITE 138 PMB 132 · RALEIGH, NC · 27615
Phone
(419) 601-2198
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $60K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $54K | — |
Investments
28 direct securities · 1 pooled fund· $21.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$20.8M
28 holdings
Common Collective Trust
$303K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $9.0M | 42.3% | |
| CLEARBRIDGE LARGE CAP GR IS | Registered Investment Companies | — | — | $1.9M | 8.9% | |
| BLACKROCK LIFEPATH 2040 FUND K | Registered Investment Companies | — | — | $1.2M | 5.9% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $1.2M | 5.6% | |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $1.1M | 5.1% | |
| WASATCH CORE GROWTH INST | Registered Investment Companies | — | — | $911K | 4.3% | |
| TCW METWEST TOTAL RET BOND PL | Registered Investment Companies | — | — | $664K | 3.1% | |
| FIRST EAGLE GLOBAL FUND I | Registered Investment Companies | — | — | $552K | 2.6% | |
| BLACKROCK LIFEPATH 2045 FUND K | Registered Investment Companies | — | — | $453K | 2.1% | |
| ISHARES RUSSELL 2000 SM CAP K | Registered Investment Companies | — | — | $443K | 2.1% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $391K | 1.8% | |
| ISHARES RUSSELL MIDCAP INDEX K | Registered Investment Companies | — | — | $364K | 1.7% | |
| NEU MID CAP GROWTH FUND - R6 | Registered Investment Companies | — | — | $356K | 1.7% | |
| GALLIARD STABLE RETURN FUND C WELLS FARGO BANK, N.A. · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $303K | 1.4% | |
| ALS SPECIAL SMALL CAP VALUE R6 | Registered Investment Companies | — | — | $294K | 1.4% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $219K | 1.0% | |
| BLACKROCK LIFEPATH 2060 K | Registered Investment Companies | — | — | $215K | 1.0% | |
| BAIRD AGGREGATE BOND INST | Registered Investment Companies | — | — | $196K | 0.9% | |
| INVESCO DIVERSIFIED DIV R6 | Registered Investment Companies | — | — | $191K | 0.9% | |
| BLACKROCK LIFEPATH 2030 FUND K | Registered Investment Companies | — | — | $181K | 0.9% | |
| BLACKROCK LIFEPATH 2035 K | Registered Investment Companies | — | — | $178K | 0.8% | |
| LORD ABBETT INTL OPPS R6 | Registered Investment Companies | — | — | $174K | 0.8% | |
| BLACKROCK LIFEPATH 2050 FUND K | Registered Investment Companies | — | — | $144K | 0.7% | |
| INVESCO REAL ESTATE FUND R6 | Registered Investment Companies | — | — | $124K | 0.6% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $112K | 0.5% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $94K | 0.4% | |
| BLACKROCK LIFEPATH RET FUND K | Registered Investment Companies | — | — | $86K | 0.4% | |
| BLACKROCK LIFEPATH 2055 FUND K | Registered Investment Companies | — | — | $71K | 0.3% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $49K | 0.2% |
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