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Original filing (PDF)20250929190903NAL0011644545001
CARTERET SURGICAL ASSOCIATES, P.A. DBA CAROLINAS CENTER FOR SURGERY
Form 5500
FILING_RECEIVED
CAROLINAS CENTER FOR SURGERY 401(K) PLAN
401(k) retirement plan
Signals · 1
36% in single holding
Active participants
46
Accounts w/ balance
125
Plan assets (EOY)
$14.6M
Net assets (EOY)
$14.6M
How this plan invests
This plan
1 pooled trust
Schedule D
13 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Vanguard Target Retirement 2020 Inv" is 36% of plan.
Helping the score
- Below-peer total fees (16 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARTERET SURGICAL ASSOCIATES, P.A. DBA CAROLINAS CENTER FOR SURGERY.
Plan sponsor
Name
CARTERET SURGICAL ASSOCIATES, P.A. DBA CAROLINAS CENTER FOR SURGERY
EIN
56-1120277
Address
306 MEDICAL PARK COURT · MOREHEAD CITY, NC · 28557
Phone
(252) 222-5865
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $4K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHERRY BEKAERT LLP | — | VIRGINIA BEACH, VA | AUDITOR | $19K | — |
Investments
12 direct securities · 1 pooled fund· $14.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.9M
12 holdings
Common Collective Trust
$629K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2020 Inv | — | — | — | $5.3M | 36.5% | |
| Vanguard Target Retirement 2035 Inv | — | — | — | $2.2M | 15.0% | |
| Vanguard Target Retirement 2045 Inv | — | — | — | $1.7M | 11.9% | |
| Vanguard Target Retirement 2040 Inv | — | — | — | $1.4M | 9.5% | |
| Vanguard Target Retirement 2025 Inv | — | — | — | $1.1M | 7.5% | |
| Vanguard Target Retirement 2030 Inv | — | — | — | $714K | 4.9% | |
| Vanguard Target Retirement 2055 Inv | — | — | — | $648K | 4.4% | |
| GALLIARD STABLE RETURN FUND M WELLS FARGO MUTUAL FUNDS · EIN 94-6751924 / PN 001 | Common Collective Trust | — | — | $629K | 4.3% | |
| Vanguard Target Retirement 2050 Inv | — | — | — | $567K | 3.9% | |
| Vanguard Target Retirement 2060 Inv | — | — | — | $205K | 1.4% | |
| Vanguard Target Retirement Inc Instl | — | — | — | $68K | 0.5% | |
| to 9.50%, collateralized by participant accounts. | — | — | — | $22K | 0.1% | |
| Vanguard Target Retirement 2065 Inv | — | — | — | $9K | <0.1% |