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Original filing (PDF)20250402075429NAL0005255363001
DUPLIN WINE CELLARS, INC
Form 5500
FILING_RECEIVED
DUPLIN WINE CELLARS, INC 401K PLAN
Defined-contribution retirement plan
Active participants
162
Accounts w/ balance
173
Plan assets (EOY)
$9.3M
Net assets (EOY)
$9.3M
How this plan invests
This plan
20 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- Below-peer total fees (9 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUPLIN WINE CELLARS, INC.
Plan sponsor
Name
DUPLIN WINE CELLARS, INC
EIN
56-1119842
Address
PO BOX 756 · ROSE HILL, NC · 28458
Phone
(910) 282-0374
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-10-01
Tax period
2024-09-30
Filed
2025-04-02
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BERNARD ROBINSON & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY | 01-0233346 | — | RECORDKEEPING | $9K | — |
Investments
20 pooled funds· $6.6M(71% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| T ROWE PRICE RET 2040 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | $1.5M | 16.6% |
| EUROPACIFIC GROWTH FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289843 / PN 001 | Common Collective Trust | $792K | 8.6% |
| T ROWE PRICE RET 2035 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | $665K | 7.2% |
| T ROWE PRICE RET 2045 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | $609K | 6.6% |
| T ROWE PRICE RET 2060 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | $550K | 5.9% |
| T ROWE PRICE RET 2025 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | $462K | 5.0% |
| T ROWE PRICE RET 2030 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | $417K | 4.5% |
| MFS LARGE CAP VALUE FD CIT GREAT GRAY TRUST COMPANY, LLC · EIN 38-7275332 / PN 781 | Common Collective Trust | $321K | 3.5% |
| FIAM CORE PLUS COMM POOL FIAM TRUST COMPANY · EIN 20-4659714 / PN 052 | Common Collective Trust | $312K | 3.4% |
| T ROWE PRICE RET 2055 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | $262K | 2.8% |
| T ROWE PRICE RET 2065 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | $161K | 1.7% |
| MASSMUTUAL SC GRWTH EQU CIT CT GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271375 / PN 756 | Common Collective Trust | $139K | 1.5% |
| T ROWE PRICE RET 2050 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | $81K | 0.9% |
| MFS MID CAP GROWTH FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4126294 / PN 597 | Common Collective Trust | $80K | 0.9% |
| MFS MID CAP VALUE FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4139822 / PN 616 | Common Collective Trust | $78K | 0.8% |
| T ROWE PRICE RET 2020 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | $63K | 0.7% |
| GALLIARD STABLE RETURN FD E SEI TRUST COMPANY · EIN 52-2250957 / PN 001 | Common Collective Trust | $48K | 0.5% |
| T ROWE PRICE RET 2015 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | $27K | 0.3% |
| T ROWE PRICE RET 2010 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | $10K | 0.1% |
| T ROWE PRICE RET 2005 TRUST K T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | $653 | <0.1% |
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