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Original filing (PDF)20251008172617NAL0003460979001
OMEGA CONSTRUCTION, INC.
Form 5500
FILING_RECEIVED
OMEGA CONSTRUCTION, INC. 401(K) PLAN
401(k) retirement plan
Active participants
135
Accounts w/ balance
140
Plan assets (EOY)
$7.9M
Net assets (EOY)
$7.9M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 72 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OMEGA CONSTRUCTION, INC..
Plan sponsor
Name
OMEGA CONSTRUCTION, INC.
EIN
56-1087591
Address
1100 SOUTH STRATFORD ROAD · BUILDING C, SUITE 110 · WINSTON-SALEM, NC · 27103
Phone
(336) 701-1100
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH LEONARD PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $26K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| APRIO WEALTH MANAGEMENT LLC | 58-2484343 | ATLANTA, GA | INVESTMENT ADVISOR | $24K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $5K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| APRIO BENEFIT ADVISORS, LLC | 58-2526504 | ATLANTA, GA | CONTRACT ADMINISTRATOR | $2K | — |
Investments
31 direct securities· $7.9M(100% of reported assets)
Uncategorized
$6.7M
30 holdings
Mutual Funds
$1.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nuveen Lifecycle Index 2025 Fund | Mutual Funds | — | — | $1.2M | 15.1% | |
| Nuveen Lifecycle Index 2040 Fund | — | — | — | $885K | 11.2% | |
| Nuveen Lifecycle Index 2050 Fund | — | — | — | $727K | 9.2% | |
| AllianceBernstein Large Cap Growth Fund | — | — | — | $704K | 8.9% | |
| Nuveen Lifecycle Index 2060 Fund | — | — | — | $550K | 7.0% | |
| Nuveen Lifecycle Index 2030 Fund | — | — | — | $496K | 6.3% | |
| Vanguard 500 Index Fund | — | — | — | $473K | 6.0% | |
| Nuveen Lifecycle Index 2035 Fund | — | — | — | $368K | 4.7% | |
| Nuveen Lifecycle Index 2045 Fund | — | — | — | $316K | 4.0% | |
| BNY Mellon Dynamic Value Fund | — | — | — | $262K | 3.3% | |
| Nuveen Lifecycle Index 2055 Fund | — | — | — | $215K | 2.7% | |
| Vanguard Developed Markets Index Fund | — | — | — | $201K | 2.5% | |
| Nuveen Lifecycle Index 2020 Fund | — | — | — | $164K | 2.1% | |
| Vanguard Small Cap Index Fund | — | — | — | $141K | 1.8% | |
| Nuveen Lifecycle Index Retirement Income Fund | — | — | — | $139K | 1.8% | |
| General Insurance Account * Empower Key Guaranteed Portfolio Fund | — | — | — | $136K | 1.7% | |
| Dimensional Fund Advisors Emerging Markets Core Equity Fund | — | — | — | $127K | 1.6% | |
| Dimensional Fund Advisors International Large Cap Growth Fund | — | — | — | $119K | 1.5% | |
| Notes Receivable * Notes receivable from participants Interest rates of 4.25% to 9.50% | — | — | — | $107K | 1.4% | |
| Vanguard Mid Cap Index Fund | — | — | — | $98K | 1.2% | |
| American Funds The Bond Fund of America | — | — | — | $97K | 1.2% | |
| PGIM Jennison Small Company Fund | — | — | — | $87K | 1.1% | |
| Vanguard Tax-Managed Capital Appreciation Fund | — | — | — | $70K | 0.9% | |
| Nuveen Lifecycle Index 2015 Fund | — | — | — | $57K | 0.7% | |
| American Century Small Cap Value Fund | — | — | — | $51K | 0.6% | |
| Federated Hermes MDT Mid Cap Growth Fund | — | — | — | $36K | 0.5% | |
| American Century High Income Fund | — | — | — | $21K | 0.3% | |
| MassMutual Inflation Protection and Income Fund | — | — | — | $19K | 0.2% | |
| Fidelity Small Cap Discovery Fund | — | — | — | $16K | 0.2% | |
| PIMCO International Bond Fund | — | — | — | $13K | 0.2% | |
| Allspring Special Mid Cap Value Fund | — | — | — | $6K | <0.1% |
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