How big is Mark III Brokerage, Inc.'s plan?

Mark III Brokerage, Inc.'s plan reported $2.6M in assets and 72 participants for 2025.

Original filing (PDF)20260409103342NAL0012749840001

Mark III Brokerage, Inc.

Name: Mark III Brokerage, Inc. — Mark III Brokerage, Inc., Form 5500 (2025)
Creator: Mark III Brokerage, Inc.
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Mark III Brokerage, Inc. 401(k) Plan

401(k) retirement plan · Mark III Brokerage, Inc.'s Mark III Brokerage, Inc. 401(k) Plan held $2.6M in plan assets for 72 participants in 2025.

Active participants

Accounts w/ balance

Plan assets (EOY)

$2.6M

Net assets (EOY)

$2.6M

People on this filing

Andrea Mosley signed Mark III Brokerage, Inc.'s 2025 Form 5500 as plan administrator.

Andrea Mosley — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Mark III Brokerage, Inc.'s EIN is 56-1055004.

EIN 56-1055004

Plan number 001

Plan year 2025

ACK ID 20260409103342NAL0012749840001

Official Form 5500 document

Download the official 2025 Form 5500 (PDF) for Mark III Brokerage, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2025 Form 5500 (PDF)

Plan features

Mark III Brokerage, Inc.'s plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for MARK III BROKERAGE, INC.

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Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off