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Original filing (PDF)20260319151201NAL0005227843001
KAPLAN EARLY LEARNING COMPANY
Form 5500
FILING_RECEIVED
KELC 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
Late filing · 4.1 mo
Active participants
1,189
Accounts w/ balance
1,287
Plan assets (EOY)
$37.8M
Net assets (EOY)
$37.8M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
84
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 4.1 months past the 10.5-month grace window.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KAPLAN EARLY LEARNING COMPANY.
Plan sponsor
Name
KAPLAN EARLY LEARNING COMPANY
EIN
56-0935286
Address
1310 LEWISVILLE-CLEMMONS ROAD · LEWISVILLE, NC · 27023
Phone
(336) 712-3206
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-02-01
Tax period
2024-12-31
Filed
2026-03-19
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SMITH LEONARD PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $91K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OPPENHEIMER & CO INC | — | NEW YORK, NY | INVESTMENT ADVISOR | $27K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $9K | — |
Investments
24 direct securities· $37.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Putnam Large Cap Value Fund | — | — | — | $4.9M | 13.0% | |
| Fidelity Investments Large Cap Growth Index Fund | — | — | — | $4.0M | 10.6% | |
| Fidelity Investments 500 Index Fund | — | — | — | $3.3M | 8.7% | |
| Empower Investments EI Fixed Account | — | — | — | $2.8M | 7.3% | |
| American Funds 2035 Target Date Retirement Fund | — | — | — | $2.4M | 6.3% | |
| Fidelity Investments Value Fund | — | — | — | $2.0M | 5.2% | |
| Alger Weatherbie Specialized Growth Fund | — | — | — | $1.9M | 5.0% | |
| American Funds 2025 Target Date Retirement Fund | — | — | — | $1.7M | 4.4% | |
| American Funds 2050 Target Date Retirement Fund | — | — | — | $1.6M | 4.3% | |
| American Funds 2030 Target Date Retirement Fund | — | — | — | $1.6M | 4.1% | |
| American Funds 2040 Target Date Retirement Fund | — | — | — | $1.5M | 4.1% | |
| American Funds 2055 Target Date Retirement Fund | — | — | — | $1.2M | 3.2% | |
| American Funds 2045 Target Date Retirement Fund | — | — | — | $1.2M | 3.1% | |
| American Funds 2060 Target Date Retirement Fund | — | — | — | $1.1M | 3.0% | |
| American Funds Europacific Growth Fund | — | — | — | $1.1M | 2.8% | |
| Invesco Equity and Income Fund | — | — | — | $1.0M | 2.8% | |
| Allspring Global Investments Core Bond Fund | — | — | — | $1.0M | 2.7% | |
| Fidelity Investments International Small Cap Fund | — | — | — | $906K | 2.4% | |
| Fidelity Investments Strategic Income Fund | — | — | — | $830K | 2.2% | |
| American Funds 2020 Target Date Retirement Fund | — | — | — | $675K | 1.8% | |
| Notes receivable from participants Interest rates of 4.25% to 9.50% | — | — | — | $561K | 1.5% | |
| American Funds 2065 Target Date Retirement Fund | — | — | — | $436K | 1.2% | |
| American Funds 2010 Target Date Retirement Fund | — | — | — | $45K | 0.1% | |
| American Funds 2015 Target Date Retirement Fund | — | — | — | $36K | <0.1% |
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