How big is E.J. POPE & SON, Inc.'s plan?

E.J. POPE & SON, Inc.'s plan reported $8.7M in assets and 119 participants for 2023.

Original filing (PDF)20250715080358NAL0004172306001

E.J. POPE & SON, Inc.

Name: E.J. POPE & SON, Inc. — E.J. POPE & SON, Inc. 401(k), Form 5500 (2023)
Creator: E.J. POPE & SON, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

E.J. POPE & SON, Inc. 401(k) Retirement Savings Plan

401(k) retirement plan · E.J. POPE & SON, Inc.'s E.J. POPE & SON, Inc. 401(k) Retirement Savings Plan held $8.7M in plan assets for 119 participants in 2023, with Empower as recordkeeper.

Signals · 3

28% in single holdingCorrective distributions issuedHigh average account balance

Active participants

119

Accounts w/ balance

Plan assets (EOY)

$8.7M

Net assets (EOY)

$8.7M

People on this filing

DAWN Turner signed E.J. POPE & SON, Inc.'s 2023 Form 5500 as plan administrator.

DAWN Turner — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

E.J. POPE & SON, Inc.'s EIN is 56-0660936.

EIN 56-0660936

Plan number 001

Plan year 2023

ACK ID 20250715080358NAL0004172306001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for E.J. POPE & SON, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

E.J. POPE & SON, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

1 pooled trust

Schedule D

25 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

Below-peer total plan cost (89th percentile).
High average account balance (99th percentile).

Plan sponsor

Name

E.J. POPE & SON, INC.

EIN

all filings

Address

1092 N. BREAZEALE AVENUE · MOUNT OLIVE, NC · 283651106

Phone

(919) 658-6566

Industry

Transportation & Warehousing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-10-01

Tax period

2024-09-30

Filed

2025-07-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY O	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$2K	—
EMPOWER ADVISORY GROUP, LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$905	—

Investments

25 direct securities · 1 pooled fund· $14.8M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Pooled Separate Account

$6.2M

1 holding

Pooled Separate Accounts

$6.2M

24 holdings

Other securities

$2.4M

1 holding

					% of plan
SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000	Pooled Separate Account	—	—	$6.2M	71.5%
Fixed Account General Account Investment	Other securities	—	—	$2.4M	27.4%
JP Morgan US Equity R2 Pooled Separate Accounts	Pooled Separate Accounts	—	—	$1.4M	16.3%
American Funds American Balanced R1 Pooled Separate Accounts	Pooled Separate Accounts	—	—	$1.4M	15.9%
T. Rowe Price Growth Stock R Pooled Separate Accounts	Pooled Separate Accounts	—	—	$1.2M	14.2%
MFS Value R2 Pooled Separate Accounts	Pooled Separate Accounts	—	—	$488K	5.6%
Eaton Vance Atlanta Capital SMID-Cap R Pooled Separate Accounts	Pooled Separate Accounts	—	—	$295K	3.4%
American Funds New Perspective R1 Pooled Separate Accounts	Pooled Separate Accounts	—	—	$268K	3.1%
Victory Sycamore Small Company Opp R Pooled Separate Accounts	Pooled Separate Accounts	—	—	$231K	2.7%
JP Morgan Core Bond R2 Pooled Separate Accounts	Pooled Separate Accounts	—	—	$189K	2.2%
ClearBridge Appreciation R Pooled Separate Accounts	Pooled Separate Accounts	—	—	$158K	1.8%
American Funds Pooled Separate Accounts	Pooled Separate Accounts	—	—	$82K	0.9%
Empower S&P Mid Cap 400 Index L Pooled Separate Accounts	Pooled Separate Accounts	—	—	$69K	0.8%
Invesco Small Cap Growth R Pooled Separate Accounts	Pooled Separate Accounts	—	—	$67K	0.8%
American Funds Pooled Separate Accounts ** 179 * American Funds Pooled Separate Accounts ** 36 * American Funds Pooled Separate Accounts	Pooled Separate Accounts	—	—	$62K	0.7%
Franklin Growth Allocation R Pooled Separate Accounts	Pooled Separate Accounts	—	—	$54K	0.6%
Mass Mutual International EQ R3 Pooled Separate Accounts	Pooled Separate Accounts	—	—	$40K	0.5%
Franklin International Equity R Pooled Separate Accounts	Pooled Separate Accounts	—	—	$34K	0.4%
American Funds Pooled Separate Accounts	Pooled Separate Accounts	—	—	$31K	0.4%
American Funds Pooled Separate Accounts	Pooled Separate Accounts	—	—	$30K	0.3%
Virtus Ceredex Mid-Cap Value Equity A Pooled Separate Accounts	Pooled Separate Accounts	—	—	$27K	0.3%
Mass Mutual Small Cap Growth R Pooled Separate Accounts	Pooled Separate Accounts	—	—	$25K	0.3%
Mass Mutual 40/60 Allocation R3 Pooled Separate Accounts	Pooled Separate Accounts	—	—	$18K	0.2%
American Funds Pooled Separate Accounts	Pooled Separate Accounts	—	—	$8K	<0.1%
American Funds Pooled Separate Accounts	Pooled Separate Accounts	—	—	$1K	<0.1%
American Funds Pooled Separate Accounts	Pooled Separate Accounts	—	—	$1K	<0.1%