Back to filter
Original filing (PDF)20251015062055NAL0002014083001
ESP ASSOCIATES, INC.
Form 5500
FILING_RECEIVED
ESP ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
568
Accounts w/ balance
781
Plan assets (EOY)
$42.1M
Net assets (EOY)
$42.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ESP ASSOCIATES, INC..
Plan sponsor
Name
ESP ASSOCIATES, INC.
EIN
56-0599737
Address
3475 LAKEMONT BLVD · FORT MILL, SC · 29708
Phone
(803) 802-2440
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BURKETT BURKETT AND BURKETT CPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $12K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | INVESTMENT/FINANCIAL ADVI | $77K | — |
Investments
32 direct securities · 2 pooled funds· $41.5M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$40.9M
32 holdings
Common Collective Trust
$620K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $6.0M | 14.3% | |
| FID 500 IND | Registered Investment Companies | — | — | $4.7M | 11.0% | |
| T ROWE PRICE GROWTH STOCK I | Registered Investment Companies | — | — | $3.3M | 7.9% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $2.8M | 6.6% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $2.4M | 5.6% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $2.2M | 5.3% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $2.2M | 5.2% | |
| INVESCO DIVERSIFIED DIV R6 | Registered Investment Companies | — | — | $1.9M | 4.5% | |
| DFA US SMALL CAP GROWTH INST | Registered Investment Companies | — | — | $1.7M | 4.1% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $1.7M | 4.0% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $1.7M | 4.0% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $1.6M | 3.7% | |
| JPMORGAN SMALL CAP VALUE R6 | Registered Investment Companies | — | — | $1.2M | 2.9% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $1.0M | 2.4% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $976K | 2.3% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $659K | 1.6% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $620K | 1.5% | |
| MFS GLOBAL TOTAL RETURN R6 | Registered Investment Companies | — | — | $618K | 1.5% | |
| MACQUARIE SYST EMMKTS EQ R6 | Registered Investment Companies | — | — | $581K | 1.4% | |
| VAN INTERNATIONAL VALUE - INV | Registered Investment Companies | — | — | $523K | 1.2% | |
| DWS ENHANCED COMMODITY ST | Registered Investment Companies | — | — | $485K | 1.2% | |
| TCW METWEST TOTAL RET BOND PL | Registered Investment Companies | — | — | $473K | 1.1% | |
| VANGUARD EXT MKT IDX - ADMIRAL | Registered Investment Companies | — | — | $407K | 1.0% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $389K | 0.9% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $327K | 0.8% | |
| JOHN HANCOCK INCOME FUND - R6 | Registered Investment Companies | — | — | $248K | 0.6% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $191K | 0.5% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $184K | 0.4% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $154K | 0.4% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $108K | 0.3% | |
| ISHARES US AGGREGATE BD IDX K | Registered Investment Companies | — | — | $84K | 0.2% | |
| DFA INFLATION PROT SEC INST | Registered Investment Companies | — | — | $43K | 0.1% | |
| VANGUARD TOTAL INTL BD IDX ADM | Registered Investment Companies | — | — | $38K | <0.1% | |
| STATE ST CASH SERIES US GOVT L STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $2 | <0.1% |