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Original filing (PDF)20250925102757NAL0008411905001
MOORE & VAN ALLEN PLLC
Form 5500
FILING_RECEIVED
MOORE & VAN ALLEN PLLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
697
Accounts w/ balance
897
Plan assets (EOY)
$403.2M
Net assets (EOY)
$403.2M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MOORE & VAN ALLEN PLLC.
Plan sponsor
Name
MOORE & VAN ALLEN PLLC
EIN
56-0559307
Address
100 NORTH TRYON STREET · SUITE 4700 · CHARLOTTE, NC · 28202
Phone
(704) 331-3861
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
GREERWALKER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORDKEEPER | $72K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | — | ATLANTA, GA | ADVISOR | $76K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT TRUST COMPANY | 27-4411131 | — | TRUSTEE | $150K | — |
Investments
32 direct securities · 1 pooled fund· $402.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$385.6M
32 holdings
Common Collective Trust
$16.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self Directed Brokerage Accounts | — | — | — | $66.4M | 16.5% | |
| NYLI Winslow Large Cap Growth R1 | — | — | — | $51.9M | 12.9% | |
| Vanguard Institutional Target Retirement Income Fund | — | — | — | $48.6M | 12.1% | |
| MFS Value R3 | — | — | — | $24.9M | 6.2% | |
| American Funds Balanced Fund R6 | — | — | — | $21.7M | 5.4% | |
| American Funds Europacific Growth R6 | — | — | — | $19.4M | 4.8% | |
| NEW YORK LIFE ANCHOR ACCOUNT 35 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $16.6M | 4.1% | |
| Fidelity Total Bond | — | — | — | $14.9M | 3.7% | |
| American Funds Fundamental Investors R6 | — | — | — | $13.7M | 3.4% | |
| JPMorgan Mid Cap Value Fund Class L | — | — | — | $13.6M | 3.4% | |
| Carillon Eagle Mid Cap Growth Fund R6 | — | — | — | $13.4M | 3.3% | |
| JPMorgan Core Bond Fund R6 | — | — | — | $12.8M | 3.2% | |
| Vanguard Mid Cap Index Fund Admiral Shares | — | — | — | $11.9M | 2.9% | |
| MFS International Intrinsic Value Fund R6 | — | — | — | $11.7M | 2.9% | |
| Vanguard Total International Stock Index Fund Admiral Shares | — | — | — | $9.6M | 2.4% | |
| Vanguard Small Cap Index Fund Admiral Shares | — | — | — | $8.1M | 2.0% | |
| Loomis Sayles Small Cap Growth Fund Institutional Class | — | — | — | $6.9M | 1.7% | |
| Victory Sycamore Small Company Opportunity Fund Class I | — | — | — | $5.3M | 1.3% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $4.6M | 1.1% | |
| Vanguard Total Bond Market Index Fund Admiral Shares | — | — | — | $3.7M | 0.9% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $3.3M | 0.8% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $2.9M | 0.7% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $2.6M | 0.6% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $2.4M | 0.6% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $1.9M | 0.5% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $1.9M | 0.5% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $1.7M | 0.4% | |
| PIMCO All Asset Fund Institutional | — | — | — | $1.5M | 0.4% | |
| Pinnacle Financial Stock | — | — | — | $1.4M | 0.4% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $1.0M | 0.2% | |
| Vanguard Target Retirement Income | — | — | — | $722K | 0.2% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $693K | 0.2% | |
| Participant Loans | — | — | — | $242K | <0.1% |