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Original filing (PDF)20251015145139NAL0002605075001
CATAWBA COLLEGE
Form 5500
FILING_RECEIVED
CATAWBA COLLEGE RETIREMENT PLAN
403(b) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
398
Accounts w/ balance
681
Plan assets (EOY)
$46.9M
Net assets (EOY)
$46.9M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "TIAA TIAA Traditional Non-Fully Benefit-Responsive" is 26% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (15 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CATAWBA COLLEGE.
Plan sponsor
Name
CATAWBA COLLEGE
EIN
56-0530251
Address
2300 W. INNES STREET · SALISBURY, NC · 28144
Phone
(704) 645-4535
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2L · 403(b)(1) annuity
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $39K | — |
| OPPENHEIMER & CO. INC | 13-5657518 | — | NONE | $33K | — |
Investments
33 direct securities · 1 pooled fund· $46.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$45.1M
33 holdings
Pooled Separate Account
$1.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non-Fully Benefit-Responsive | — | — | — | $11.9M | 25.5% | |
| CREF Stock R1 | — | — | — | $6.7M | 14.3% | |
| CREF Global Equities R1 | — | — | — | $3.6M | 7.8% | |
| American Fds 2035 Tar Ret R6 | — | — | — | $2.5M | 5.3% | |
| CREF Social Choice R1 | — | — | — | $2.1M | 4.5% | |
| CREF Growth R1 | — | — | — | $2.1M | 4.5% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $1.6M | 3.5% | |
| American Fds 2040 Tar Ret R6 | — | — | — | $1.6M | 3.4% | |
| CREF Equity Index R1 | — | — | — | $1.4M | 3.0% | |
| American Fds 2045 Tar Ret R6 | — | — | — | $1.3M | 2.8% | |
| TIAA Traditional Fully Benefit-Responsive | — | — | — | $1.3M | 2.7% | |
| Vanguard Ttl Intl Stk Idx Adm | — | — | — | $1.3M | 2.7% | |
| Nuveen Equity Index R6 | — | — | — | $1.1M | 2.4% | |
| Transamerica Sm/Mid Cap Val R6 | — | — | — | $1.0M | 2.1% | |
| American Fds 2030 Tar Ret R6 | — | — | — | $987K | 2.1% | |
| CREF Core Bond R1 | — | — | — | $978K | 2.1% | |
| American Fds 2050 Tar Ret R6 | — | — | — | $829K | 1.8% | |
| JPMorgan Equity Inc Fd Cla R6 | — | — | — | $610K | 1.3% | |
| CREF Inflation-Linked Bond R1 | — | — | — | $581K | 1.2% | |
| American Fds 2055 Tar Ret R6 | — | — | — | $555K | 1.2% | |
| American Fds 2025 Tar Ret R6 | — | — | — | $410K | 0.9% | |
| CREF Social Choice R2 | — | — | — | $404K | 0.9% | |
| American Fds 2010 Tar Ret R6 | — | — | — | $329K | 0.7% | |
| American Fds 2060 Tar Ret R6 | — | — | — | $298K | 0.6% | |
| CREF Money Market R1 | — | — | — | $261K | 0.6% | |
| Vanguard Growth Index Adm | — | — | — | $172K | 0.4% | |
| American Funds 2065 Tar Ret R6 | — | — | — | $131K | 0.3% | |
| American EuroPac Growth R6 | — | — | — | $116K | 0.2% | |
| Nuveen Core Plus Bond R6 | — | — | — | $109K | 0.2% | |
| Alger Weatherbie Spec Grw Z | — | — | — | $99K | 0.2% | |
| American Fds 2020 Tar Ret R6 | — | — | — | $97K | 0.2% | |
| PIMCO Intl Bd USDolHed Inst | — | — | — | $59K | 0.1% | |
| Causeway International Value I | — | — | — | $36K | <0.1% | |
| from Participants maturing through July 2028. | — | — | — | $32K | <0.1% |