Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $70K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES | — | ST PETERSBURG, FL | INVESTMENT ADVISOR | $33K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $14.7M | 71.4% | |
| Empower General Account N/R | Other securities | — | — | $5.9M | 28.6% | |
| Retiree 2025 I * Empower MassMutual Select T.Rowe Price N/R | Other securities | — | — | $2.5M | 12.0% | |
| Empower MassMutual Blue Chip Growth I N/R | Other securities | — | — | $2.0M | 9.9% | |
| Empower American Funds Investment Company N/R | Other securities | — | — | $1.3M | 6.3% | |
| Empower Vanguard Total Intl Stock Adm N/R | Other securities | — | — | $872K | 4.2% | |
| Empower Vanguard Mid-Cap Growth Index Admrl N/R | Other securities | — | — | $645K | 3.1% | |
| Variable Annuities * Empower American Funds Capital Income Builder N/R | Other securities | — | — | $622K | 3.0% | |
| Empower Blackrock Inflation Projected Bond K N/R | Other securities | — | — | $618K | 3.0% | |
| Empower American Funds Amer Balanced R6 N/R | Other securities | — | — | $607K | 2.9% | |
| Retiree 2055 I * Empower MassMutual Select T.Rowe Price N/R | Other securities | — | — | $530K | 2.6% | |
| Empower American Funds New World R6 N/R | Other securities | — | — | $525K | 2.5% | |
| Empower Vanguard Total Bond Market Ind Adm N/R | Other securities | — | — | $503K | 2.4% | |
| Retiree 2040 I * Empower MassMutual Select T.Rowe Price N/R | Other securities | — | — | $468K | 2.3% | |
| American R6 * Empower Franklin Small Cap Value R6 N/R | Other securities | — | — | $365K | 1.8% | |
| Empower Invesco Small Cap Growth R6 N/R | Other securities | — | — | $353K | 1.7% | |
| Empower Lord Abbett High Yield R6 N/R | Other securities | — | — | $324K | 1.6% | |
| Retiree 2045 I * Empower American Funds Bond Fund of N/R | Other securities | — | — | $289K | 1.4% | |
| Empower Vanguard Mid-cap Value Index Admrl N/R | Other securities | — | — | $257K | 1.2% | |
| America R6 * Empower MassMutual Select T.Rowe Price N/R | Other securities | — | — | $250K | 1.2% | |
| Empower Templeton Global Bond R6 N/R | Other securities | — | — | $250K | 1.2% | |
| Retiree 2035 I * Empower MassMutual Select T.Rowe Price N/R | Other securities | — | — | $249K | 1.2% | |
| Empower Vanguard Value Index Adm N/R | Other securities | — | — | $227K | 1.1% | |
| Empower Vanguard Growth Index Adm N/R | Other securities | — | — | $197K | 1.0% | |
| Empower Vanguard Small Cap Value Index Adm N/R | Other securities | — | — | $188K | 0.9% | |
| Empower Columbia Commodity Strategy I-3 N/R | Other securities | — | — | $135K | 0.7% | |
| R6 * Empower American Funds Europacific Growth R6 N/R | Other securities | — | — | $127K | 0.6% | |
| Empower MFS Utilities R6 N/R | Other securities | — | — | $117K | 0.6% | |
| Empower DFA Real Estate Securities I N/R | Other securities | — | — | $116K | 0.6% | |
| Empower MassMutual Select T.Rowe Price N/R | Other securities | — | — | $34K | 0.2% | |
| Empower Columbia Global Value Inst3 N/R | Other securities | — | — | $32K | 0.2% | |
| Empower JPMorgan Government Bond R6 N/R | U.S. Treasuries | — | — | $17K | <0.1% | |
| Retiree 2050 I * Empower MassMutual Select T.Rowe Price N/R | Other securities | — | — | $4K | <0.1% |
