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Original filing (PDF)20260312135921NAL0006436337001
ST. MARYS MEDICAL CENTER
Form 5500
FILING_RECEIVED
RETIREMENT PLAN FOR EMPLOYEES OF ST. MARY'S MEDICAL CENTER
Defined-benefit pension plan
Signals · 4
Late filing · 0.9 mo27% in single holding27% employer stockNo recordkeeper disclosed
Active participants
728
Accounts w/ balance
—
Plan assets (EOY)
$157.8M
Net assets (EOY)
$157.8M
How this plan invests
This plan
181 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
78
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
62
Total plan cost
65
Vendor stack
55
Participation health
100
Knocking points off
- Filed 0.9 months past the 10.5-month grace window.
- Top holding "s See attached" is 27% of plan.
- 27% of plan in employer / sponsor stock.
- 41 bps in Schedule C fees — 308% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
- Plan is frozen (1I) — no new benefit accrual.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ST. MARYS MEDICAL CENTER.
Plan sponsor
Name
ST. MARYS MEDICAL CENTER
EIN
55-0357050
Address
2900 FIRST AVENUE · HUNTINGTON, WV · 25702
Phone
(304) 526-1234
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2026-03-12
Pension benefit codes
1I · Frozen plan — no new benefit accrual
Audit & trust (Schedule H)
Auditor
SUTTLE & STALNAKER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | RETAINED BY EMPLOYER | $459K | — |
| JOHN HANCOCK | 01-0233346 | — | RETAINED BY EMPLOYER | $185K | — |
Investments
177 direct securities· $175.5M(100% of reported assets)
Uncategorized
$91.9M
174 holdings
Common Stocks
$46.7M
1 holding
Mutual Funds
$24.5M
1 holding
Corporate Bonds
$12.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| See attached | Common Stocks | — | $37.5M | $46.7M | 29.6% | |
| Government securities See attached | — | — | $26.7M | $25.4M | 16.1% | |
| See attached | Mutual Funds | — | $23.8M | $24.5M | 15.5% | |
| Exchange-traded & closed-end funds See attached | — | — | $16.7M | $19.7M | 12.5% | |
| See attached | Corporate Bonds | — | $12.1M | $12.3M | 7.8% | |
| S&P BBB+; Issued 03/24/22; Asset Class: FI & Pref S&P BBB+; Issued 07/25/23; Asset Class: FI & PrefS&P BBB+; Issued 07/25/22; Asset Class: FI & PrefS&P BBB+; Issued 01/23/24; Asset Class: FI & Pref | — | — | — | $11.3M | 7.1% | |
| Private equity See attached | — | — | $10.0M | $11.0M | 7.0% | |
| REIT See attached | — | — | $6.2M | $6.1M | 3.9% | |
| Hedge funds See attached | — | — | $4.3M | $4.3M | 2.7% | |
| Money market funds See attached | — | — | $3.9M | $3.9M | 2.5% | |
| 5500 Unrealized | — | — | — | $1.8M | 1.2% | |
| Carrying Value Carrying Value | — | — | — | $989K | 0.6% | |
| Carrying Value$833,726.30Carrying Value | — | — | — | $834K | 0.5% | |
| Carrying Value4,587,371. | — | — | $4.6M | $587K | 0.4% | |
| Market Value | — | — | — | $552K | 0.3% | |
| Carrying Value | — | — | — | $285K | 0.2% | |
| Carrying Value | — | — | $1.7M | $246K | 0.2% | |
| Original Total Cost 229,225.67229,225.67 | — | — | $2K | $246K | 0.2% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFEDERAL NATIONAL MTG ASSN POOLMA4963Coupon RateInterest Paid Monthly; Yield to Maturity 4.095%; Factor .8912645; Issued 02/01/23; Current Face 94,474.037; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5444Coupon RateInterest Paid Monthly; Yield to Maturity 5.513%; Factor .9508986; Issued 07/01/24; Current Face 194,934.213; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFM7031Coupon RateInterest Paid Monthly; Yield to Maturity 4.384%; Factor .3319627; Issued 04/01/21; Current Face 40,499.449; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4655Coupon RateInterest Paid Monthly; Yield to Maturity 4.427%; Factor .8456980; Issued 06/01/22; Current Face 228,338.460; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFM3664Coupon RateInterest Paid Monthly; Yield to Maturity 4.399%; Factor .1686957; Issued 06/01/20; Current Face 29,521.748; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4580Coupon RateInterest Paid Monthly; Yield to Maturity 4.102%; Factor .7957075; Issued 03/01/22; Current Face 56,495.232; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4700Coupon RateInterest Paid Monthly; Yield to Maturity 4.427%; Factor .8557284; Issued 07/01/22; Current Face 11,124.469; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5296Coupon RateInterest Paid Monthly; Yield to Maturity 5.513%; Factor .8930652; Issued 02/01/24; Current Face 192,009.018; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5294Coupon RateInterest Paid Monthly; Yield to Maturity 5.127%; Factor .9450380; Issued 02/01/24; Current Face 228,699.196; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | — | — | — | $229K | 0.1% | |
| Carrying Value | — | — | — | $222K | 0.1% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFEDERAL NATIONAL MTG ASSN POOLBX4430Coupon RateInterest Paid Monthly; Yield to Maturity 3.771%; Factor .9642375; Issued 09/01/23; Current Face 47,247.638; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4656Coupon RateInterest Paid Monthly; Yield to Maturity 4.782%; Factor .8260143; Issued 06/01/22; Current Face 118,120.045; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5613Coupon RateInterest Paid Monthly; Yield to Maturity 5.136%; Factor .9935059; Issued 01/01/25; Current Face 183,798.592; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLCB3914Coupon RateInterest Paid Monthly; Yield to Maturity 4.428%; Factor .8176468; Issued 05/01/22; Current Face 32,705.872; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFS6943Coupon RateInterest Paid Monthly; Yield to Maturity 3.786%; Factor .9224658; Issued 01/01/24; Current Face 125,455.349; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFS8795Coupon RateInterest Paid Monthly; Yield to Maturity 5.881%; Factor .9634749; Issued 08/01/24; Current Face 115,616.988; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLCB3000Coupon RateInterest Paid Monthly; Yield to Maturity 3.134%; Factor .8519157; Issued 02/01/22; Current Face 27,261.302; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFS0879Coupon RateInterest Paid Monthly; Yield to Maturity 3.440%; Factor .8054870; Issued 02/01/22; Current Face 16,915.227; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLBT6607Coupon RateInterest Paid Monthly; Yield to Maturity 3.466%; Factor .7944186; Issued 02/01/22; Current Face 217,670.696; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | — | — | — | $218K | 0.1% | |
| Market Value Market Value Market Value | — | — | — | $153K | <0.1% | |
| $127,985.70CONTINUED | — | — | — | $128K | <0.1% | |
| Market Value173,013.52135,431.99259,343.24235,670.12210,119.06 Market Value | — | — | — | $114K | <0.1% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFHLMC 30 YR GOLD G07961Coupon RateInterest Paid Monthly; Yield to Maturity 4.031%; Factor .1437043; Issued 02/01/15; Current Face 27,878.634; Asset Class: FI & PrefFHLMC 30 YR GOLD QE2363Coupon RateInterest Paid Monthly; Yield to Maturity 4.105%; Factor .8420251; Issued 05/01/22; Current Face 101,885.037; Asset Class: FI & PrefFHLMC 30 YR GOLD QE1600Coupon RateInterest Paid Monthly; Yield to Maturity 4.428%; Factor .8809522; Issued 04/01/22; Current Face 19,380.948; Asset Class: FI & PrefFHLMC 30 YR GOLD RA6665Coupon RateInterest Paid Monthly; Yield to Maturity 3.792%; Factor .8326854; Issued 01/01/22; Current Face 4,996.112; Asset Class: FI & PrefFHLMC 30 YR GOLD RA7189Coupon RateInterest Paid Monthly; Yield to Maturity 4.102%; Factor .8375776; Issued 04/01/22; Current Face 44,391.613; Asset Class: FI & PrefFHLMC 30 YR GOLD RA6945Coupon RateInterest Paid Monthly; Yield to Maturity 4.108%; Factor .8075828; Issued 02/01/22; Current Face 94,487.188; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8243Coupon RateInterest Paid Monthly; Yield to Maturity 4.099%; Factor .8729491; Issued 08/01/22; Current Face 235,696.257; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8243Coupon RateInterest Paid Monthly; Yield to Maturity 4.099%; Factor .8729491; Issued 08/01/22; Current Face 103,007.994; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8244Coupon RateInterest Paid Monthly; Yield to Maturity 4.428%; Factor .8665056; Issued 08/01/22; Current Face 71,053.459; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8200Coupon RateInterest Paid Monthly; Yield to Maturity 3.470%; Factor .8215438; Issued 02/01/22; Current Face 67,366.592; Asset Class: FI & PrefFHLMC 30 YR GOLD SD2254Coupon RateInterest Paid Monthly; Yield to Maturity 4.069%; Factor .8647176; Issued 01/01/23; Current Face 74,365.714; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8225Coupon RateInterest Paid Monthly; Yield to Maturity 3.787%; Factor .8754319; Issued 06/01/22; Current Face 107,678.124; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | — | — | — | $108K | <0.1% | |
| BBB; Issued 05/24/21; Asset Class: FI & Pref | — | — | — | $103K | <0.1% | |
| Carrying Value | — | — | — | $100K | <0.1% | |
| Carrying Value Original Total Cost 22,580.50 | — | — | $23K | $99K | <0.1% | |
| S&P BB; Issued 02/10/25; Asset Class: FI & Pref 21,254.10 18,353.2129,427.5335,348.88 39,549.1122,513.97 23,940.28 | — | — | $24K | $98K | <0.1% | |
| S&P BB; Issued 10/05/21; Asset Class: FI & Pref S&P BBB-; Issued 03/04/24; Asset Class: FI & Pref Original Total Cost 21,214.20 18,203.4028,791.0034,749.02 39,277.4622,444.00 23,812.50 | — | — | $24K | $97K | <0.1% | |
| See Independent Auditor's Report Face Value21,000.00 18,000.0028,000.0034,000.00 45,000.0025,000.00 25,000.00 | — | — | $25K | $97K | <0.1% | |
| Face Value Percentage | — | — | — | $95K | <0.1% | |
| See Independent Auditor's Report S&P A-; Issued 02/03/09; Asset Class: FI & Pref Face Value61,000.00 64,000.00 52,000.0032,000.0020,000.0017,000.0011,000.00 | — | — | — | $94K | <0.1% | |
| See Independent Auditor's Report Face Value37,000.0054,000.00 | — | — | — | $92K | <0.1% | |
| Carrying Value Original Total Cost 29,445.2143,578.81 | — | — | — | $91K | <0.1% | |
| See Independent Auditor's Report Face Value | — | — | $15K | $81K | <0.1% | |
| Carrying Value Original Total Cost 45,151.34 | — | — | $45K | $79K | <0.1% | |
| S&P BBB-; Issued 06/12/19; Asset Class: FI & PrefS&P BBB-; Issued 05/13/24; Asset Class: FI & Pref Original S&P A-; Issued 11/07/22; Asset Class: FI & Pref Total Cost 61,238.51 64,635.52 51,915.7630,740.4819,973.2017,694.7911,143.77 | — | — | — | $78K | <0.1% | |
| See Independent Auditor's Report Face Value 45,000.00 | — | — | $45K | $77K | <0.1% | |
| N/A 46,252.08 34,160.1396,686.2573,435.4254,951.4271,593.55 | — | — | — | $67K | <0.1% | |
| Carrying Value Original Total Cost 42,925.27 38,638.1539,506.0155,215.0062,512.5028,003.1789,892.0113,525.3562,685.1757,179.35 | — | — | — | $66K | <0.1% | |
| See Independent Auditor's Report Face Value59,000.0020,000.0086,000.0085,000.0025,000.0019,000.00 26,000.0027,000.00 | — | — | — | $65K | <0.1% | |
| See Independent Auditor's Report Face Value | — | — | — | $62K | <0.1% | |
| N/A 39,736.63 35,321.1986,656.3987,402.1048,557.6667,377.57 | — | — | — | $60K | <0.1% | |
| See Independent Auditor's Report Face Value18,000.00 | — | — | $55K | $59K | <0.1% | |
| Carrying Value Original Total Cost 29,454.41 52,316.82 12,954.72 | — | — | $13K | $58K | <0.1% | |
| See Independent Auditor's Report Face Value68,000.00 | — | — | $38K | $58K | <0.1% | |
| Carrying Value Original Total Cost 17,655.30 | — | — | $54K | $58K | <0.1% | |
| Gain/(Loss)(2,042.99) | — | — | $47K | $56K | <0.1% | |
| Carrying Value Original Total Cost 57,746.1048,024.09 52,713.8593,029.5835,135.70 31,401.62 | — | — | $31K | $55K | <0.1% | |
| N/A 68,239.9948,267.83 24,334.5343,428.9286,943.3362,965.84 | — | — | — | $55K | <0.1% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFEDERAL NATIONAL MTG ASSN POOLMA5089Coupon RateInterest Paid Monthly; Yield to Maturity 4.421%; Factor .9067395; Issued 06/01/23; Current Face 61,658.286; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLCA3866Coupon RateInterest Paid Monthly; Yield to Maturity 4.085%; Factor .1328732; Issued 06/01/19; Current Face 48,631.591; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA2920Coupon RateInterest Paid Monthly; Yield to Maturity 3.785%; Factor .2591329; Issued 02/01/17; Current Face 41,720.397; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4624Coupon RateInterest Paid Monthly; Yield to Maturity 3.793%; Factor .8631818; Issued 05/01/22; Current Face 27,621.818; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA3905Coupon RateInterest Paid Monthly; Yield to Maturity 3.765%; Factor .2072282; Issued 12/01/19; Current Face 22,587.874; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5027Coupon RateInterest Paid Monthly; Yield to Maturity 4.423%; Factor .9143713; Issued 04/01/23; Current Face 34,746.109; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5530Coupon RateInterest Paid Monthly; Yield to Maturity 5.137%; Factor .9776207; Issued 10/01/24; Current Face 185,747.933; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA3991Coupon RateInterest Paid Monthly; Yield to Maturity 3.788%; Factor .2308289; Issued 03/01/20; Current Face 17,773.825; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFS4919Coupon RateInterest Paid Monthly; Yield to Maturity 3.444%; Factor .9000796; Issued 06/01/23; Current Face 52,204.617; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | — | — | — | $52K | <0.1% | |
| Carrying Value Original Total Cost 35,479.8617,886.97 38,864.42 66,279.0837,985.6834,931.5242,209.51 | — | — | — | $48K | <0.1% | |
| See Independent Auditor's Report Face Value | — | — | — | $46K | <0.1% | |
| Original Total Cost 75,310.3675,119.0051,665.2064,997.0864,890.9652,016.30 38,543.15 | — | — | $39K | $46K | <0.1% | |
| See Independent Auditor's Report Face Value | — | — | $59K | $45K | <0.1% | |
| See Independent Auditor's Report S&P AAA; Issued 08/15/23; Asset Class: FI & Pref Face Value | — | — | $47K | $43K | <0.1% | |
| Carrying Value Original Total Cost 44,584.11 | — | — | $45K | $43K | <0.1% | |
| Carrying Value Original Total Cost 59,120.90 | — | — | $34K | $42K | <0.1% | |
| See Independent Auditor's Report Face Value40,000.00 20,000.0064,000.00 | — | — | — | $42K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | $32K | $42K | <0.1% | |
| Original Total Cost | — | — | — | $39K | <0.1% | |
| Value Estimated | — | — | — | $39K | <0.1% | |
| N/A 66,868.7745,465.54 | — | — | $92K | $37K | <0.1% | |
| S&P BB+; Issued 08/26/20; Asset Class: FI & PrefS&P BBB; Issued 11/09/22; Asset Class: FI & Pref Original Total Cost 41,456.7498,261.4318,742.2062,093.88 | — | — | — | $36K | <0.1% | |
| 5500 Unrealized 5500 Unrealized UnrealizedGain/(Loss) | — | — | — | $36K | <0.1% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFEDERAL NATIONAL MTG ASSN POOLMA4731Coupon RateInterest Paid Monthly; Yield to Maturity 4.101%; Factor .8720315; Issued 08/01/22; Current Face 239,808.662; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4731Coupon RateInterest Paid Monthly; Yield to Maturity 4.101%; Factor .8720315; Issued 08/01/22; Current Face 28,777.040; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA3026Coupon RateInterest Paid Monthly; Yield to Maturity 4.094%; Factor .1207050; Issued 05/01/17; Current Face 6,155.955; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4803Coupon RateInterest Paid Monthly; Yield to Maturity 4.096%; Factor .8899721; Issued 10/01/22; Current Face 13,349.582; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4732Coupon RateInterest Paid Monthly; Yield to Maturity 4.428%; Factor .8538729; Issued 08/01/22; Current Face 219,445.335; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4160Coupon RateInterest Paid Monthly; Yield to Maturity 3.777%; Factor .3877290; Issued 09/01/20; Current Face 54,282.060; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4547Coupon RateInterest Paid Monthly; Yield to Maturity 3.136%; Factor .8457646; Issued 01/01/22; Current Face 68,506.933; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5584Coupon RateInterest Paid Monthly; Yield to Maturity 4.780%; Factor .9894768; Issued 12/01/24; Current Face 198,884.837; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLBC2849Coupon RateInterest Paid Monthly; Yield to Maturity 3.818%; Factor .2075819; Issued 09/01/16; Current Face 33,835.850; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | — | — | — | $34K | <0.1% | |
| Original Total Cost Total Cost Total Cost Total Cost 84,610.26 | — | — | $91K | $30K | <0.1% | |
| N/A 35,597.5272,424.00 45,258.5096,093.2548,573.1611,192.3616,711.1148,171.6593,561.02 | — | — | — | $30K | <0.1% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFHLMC 30 YR GOLD SD8284Coupon RateInterest Paid Monthly; Yield to Maturity 3.782%; Factor .8953268; Issued 12/01/22; Current Face 33,127.092; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8320Coupon RateInterest Paid Monthly; Yield to Maturity 3.781%; Factor .8964929; Issued 02/01/23; Current Face 48,410.617; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8394Coupon RateInterest Paid Monthly; Yield to Maturity 5.127%; Factor .9401945; Issued 12/01/23; Current Face 319,666.130; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8413Coupon RateInterest Paid Monthly; Yield to Maturity 4.417%; Factor .9701884; Issued 01/01/24; Current Face 160,081.086; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8185Coupon RateInterest Paid Monthly; Yield to Maturity 4.071%; Factor .7015516; Issued 11/01/21; Current Face 64,542.747; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8277Coupon RateInterest Paid Monthly; Yield to Maturity 5.494%; Factor .8224703; Issued 11/01/22; Current Face 90,471.733; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8213Coupon RateInterest Paid Monthly; Yield to Maturity 3.792%; Factor .8472058; Issued 04/01/22; Current Face 65,234.847; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8336Coupon RateInterest Paid Monthly; Yield to Maturity 4.094%; Factor .9184991; Issued 04/01/23; Current Face 67,968.933; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8273Coupon RateInterest Paid Monthly; Yield to Maturity 4.099%; Factor .8904320; Issued 11/01/22; Current Face 41,850.304; Asset Class: FI & PrefFHLMC 30 YR GOLD SD8201Coupon RateInterest Paid Monthly; Yield to Maturity 3.787%; Factor .8018364; Issued 02/01/22; Current Face 62,543.239; Asset Class: FI & PrefFHLMC 30 YR GOLD V81760Coupon RateInterest Paid Monthly; Yield to Maturity 4.397%; Factor .1238221; Issued 05/01/15; Current Face 27,364.684; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | — | — | — | $27K | <0.1% | |
| See Independent Auditor's Report Face Value | — | — | — | $23K | <0.1% | |
| See Independent Auditor's Report Face Value85,000.00 | — | — | $70K | $22K | <0.1% | |
| Carrying Value S&P BBB-; Issued 08/15/16; Asset Class: FI & Pref Original Total Cost 82,027.56 | — | — | $67K | $22K | <0.1% | |
| See Independent Auditor's Report Face Value49,000.00 | — | — | $40K | $21K | <0.1% | |
| Carrying Value S&P BB; Issued 04/24/24; Asset Class: FI & PrefS&P BBB-; Issued 07/15/23; Asset Class: FI & Pref Original Total Cost 22,739.42 25,185.44 18,096.3337,186.04 62,757.27 63,190.46 | — | — | $63K | $21K | <0.1% | |
| HoldingsFEDERAL AGENCIES (CONTINUED)Security DescriptionFEDERAL NATIONAL MTG ASSN POOLMA4866Coupon RateInterest Paid Monthly; Yield to Maturity 4.425%; Factor .8760937; Issued 12/01/22; Current Face 375,844.197; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLDB6901Coupon RateInterest Paid Monthly; Yield to Maturity 5.886%; Factor .9286424; Issued 07/01/24; Current Face 116,080.300; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4379Coupon RateInterest Paid Monthly; Yield to Maturity 3.457%; Factor .7220621; Issued 06/01/21; Current Face 139,357.985; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLCB6455Coupon RateInterest Paid Monthly; Yield to Maturity 4.410%; Factor .9028302; Issued 05/01/23; Current Face 111,950.945; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5165Coupon RateInterest Paid Monthly; Yield to Maturity 5.510%; Factor .8745240; Issued 09/01/23; Current Face 243,117.672; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLCB4109Coupon RateInterest Paid Monthly; Yield to Maturity 3.786%; Factor .8644417; Issued 06/01/22; Current Face 6,051.092; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5262Coupon RateInterest Paid Monthly; Yield to Maturity 4.086%; Factor .9612405; Issued 12/01/23; Current Face 28,837.215; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFM1635Coupon RateInterest Paid Monthly; Yield to Maturity 4.145%; Factor .1718149; Issued 10/01/19; Current Face 37,455.648; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLFS3826Coupon RateInterest Paid Monthly; Yield to Maturity 3.801%; Factor .8210790; Issued 01/01/23; Current Face 19,705.896; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | — | — | — | $20K | <0.1% | |
| UnrealizedGain/(Loss)23,781.44(8,633.94)14,673.5329,018.2512,621.21 (1,459.26)16,866.21 | — | — | -$5K | $17K | <0.1% | |
| See Independent Auditor's Report Face Value43,000.0029,000.00 43,000.0022,000.0044,000.00 38,000.00 66,000.00 46,000.00 | — | — | $46K | $16K | <0.1% | |
| 40,145.5929,879.61 42,828.9122,752.69S&P BBB; Issued 01/23/25; Asset Class: FI & Pref45,851.21 36,184.59 64,259.86 44,494.14 | — | — | $44K | $16K | <0.1% | |
| Carrying Value Original Total Cost 40,840.87 | — | — | $35K | $15K | <0.1% | |
| See Independent Auditor's Report Face Value Face Value | — | — | $38K | $14K | <0.1% | |
| HoldingsTREASURY SECURITIES (CONTINUED)Security DescriptionUNITED STATES TREASURY NOTECoupon RateInterest Paid Semi-Annually May/Nov; Yield to Maturity 4.123%; Moody AAA; Issued 11/15/22; Asset Class: FI & PrefUNITED STATES TREASURY NOTECoupon RateInterest Paid Semi-Annually May/Nov; Yield to Maturity 3.997%; Moody AAA; Issued 05/31/23; Asset Class: FI & PrefUNITED STATES TREASURY NOTECoupon RateInterest Paid Semi-Annually Jan/Jul; Yield to Maturity 3.935%; Moody AAA; Issued 01/31/22; Asset Class: FI & PrefUNITED STATES TREASURY NOTECoupon RateInterest Paid Semi-Annually Jun/Dec; Yield to Maturity 3.904%; Moody AAA; Issued 06/30/23; Asset Class: FI & PrefUNITED STATES TREASURY NOTECoupon RateInterest Paid Semi-Annually Jun/Dec; Yield to Maturity 3.952%; Moody AAA; Issued 06/30/22; Asset Class: FI & PrefTotal Treasury SecuritiesFEDERAL AGENCIESSecurity DescriptionFEDERAL NATIONAL MTG ASSN POOLFS4377Coupon RateInterest Paid Monthly; Yield to Maturity 3.796%; Factor .8969343; Issued 04/01/23; Current Face 257,420.144; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4305Coupon RateInterest Paid Monthly; Yield to Maturity 3.136%; Factor .7471278; Issued 03/01/21; Current Face 28,390.856; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA4438Coupon RateInterest Paid Monthly; Yield to Maturity 3.464%; Factor .7616201; Issued 09/01/21; Current Face 136,329.998; Asset Class: FI & PrefFEDERAL NATIONAL MTG ASSN POOLMA5341Coupon RateInterest Paid Monthly; Yield to Maturity 4.416%; Factor .9491134; Issued 03/01/24; Current Face 13,287.588; Asset Class: FI & PrefAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | — | — | — | $13K | <0.1% | |
| Original Total Cost 60,370.8837,088.9047,047.41 27,689.8428,421.6485,103.5864,075.3677,128.0163,742.45 | — | — | — | $13K | <0.1% | |
| See Independent Auditor's Report Face Value | — | — | — | $13K | <0.1% | |
| Original Total Cost 32,705.2840,039.2015,676.80 31,552.64 45,796.8840,136.8886,524.7157,091.3535,503.65 | — | — | — | $13K | <0.1% | |
| Carrying Value Original Total Cost 87,166.35 | — | — | $70K | $13K | <0.1% | |
| Original Total Cost Total Cost 22,659.45 | — | — | $23K | $13K | <0.1% | |
| Carrying Value Original Total Cost 29,814.5141,190.8137,226.48 62,600.0024,755.3368,073.38 26,197.3780,571.3752,836.05 | — | — | — | $11K | <0.1% | |
| Carrying Value S&P B+; Issued 06/18/20; Asset Class: FI & Pref Original S&P A+; Issued 10/28/22; Asset Class: FI & Pref Total Cost | — | — | — | $10K | <0.1% | |
| Carrying Value Original Total Cost 175,235.67132,285.63284,317.60164,043.97 | — | — | $8K | $10K | <0.1% | |
| UnrealizedGain/(Loss)3,042.94 | — | — | -$7K | $10K | <0.1% | |
| Market Value453,559.54 Market Value | — | — | — | $9K | <0.1% | |
| See Independent Auditor's Report Face Value | — | — | — | $9K | <0.1% | |
| S&P BBB-; Issued 10/31/22; Asset Class: FI & Pref Original S&P BBB+; Issued 06/23/22; Asset Class: FI & Pref Total Cost | — | — | — | $9K | <0.1% | |
| Gain/(Loss)3,302.98 | — | — | $3K | $8K | <0.1% | |
| See Independent Auditor's Report S&P BBB+; Issued 06/21/18; Asset Class: FI & PrefS&P BBB+; Issued 06/21/18; Asset Class: FI & Pref Face Value | — | — | — | $8K | <0.1% | |
| Market Value(15,500.00) Market Value$(2,912.65) Market Value160,079.16158,791.92113,363.57189,394.57105,289.69 | — | — | $5K | $8K | <0.1% | |
| Original Total Cost | — | — | — | $8K | <0.1% | |
| HoldingsOTHER FIXED INCOME (CONTINUED)Security DescriptionWELLS FARGO COML TR 2015-LC22 A-3Coupon RateInterest Paid Monthly; Yield to Maturity 3.588%; Factor .2563375; Moody AAA; Issued 09/01/15; Current Face 7,433.788; Asset Class: FI & PrefTotal Other Fixed IncomeTotal Fixed IncomeStocksCOMMON STOCKSSecurity DescriptionA A R CORPORATION (AIR)Asset Class: EquitiesABBOTT LABORATORIES (ABT)Next Dividend Payable 05/2025; Asset Class: EquitiesABBOTT LABORATORIES (ABT)Next Dividend Payable 05/2025; Asset Class: EquitiesABBVIE INC COM (ABBV)Next Dividend Payable 05/2025; Asset Class: EquitiesABBVIE INC COM (ABBV)Next Dividend Payable 05/2025; Asset Class: EquitiesACCENTURE PLC IRELAND CL A (ACN)Next Dividend Payable 05/2025; Asset Class: EquitiesADIDAS AG (ADDYY)Next Dividend Payable 05/2025; Asset Class: EquitiesADOBE INC (ADBE)Asset Class: EquitiesADOBE INC (ADBE)Asset Class: EquitiesAdditional information and disclosures about this report and the information contained herein can be found in the section entitled Messages at the end of this report. | — | — | — | $7K | <0.1% | |
| 88 Gain/(Loss) | — | — | -$2K | $7K | <0.1% | |
| See Independent Auditor's Report Face Value | — | — | — | $7K | <0.1% | |
| Gain/(Loss)2,443.57(3,189.25)1,886.96(3,394.28) | — | — | $2K | $7K | <0.1% | |
| Gain/(Loss) 6,515.45 (1,161.06) 6,393.764,215.98 | — | — | — | $7K | <0.1% | |
| Gain/(Loss) | — | — | $1K | $7K | <0.1% | |
| UnrealizedGain/(Loss)2,683.57 | — | — | $3K | $6K | <0.1% | |
| Gain/(Loss)7,901.66 1,027.63 | — | — | $1K | $6K | <0.1% | |
| See Independent Auditor's Report Face Value | — | — | — | $6K | <0.1% | |
| Carrying Value Original Total Cost | — | — | — | $6K | <0.1% | |
| UnrealizedGain/(Loss)(6,155.31)(7,590.33) 1,259.32 | — | — | — | $6K | <0.1% | |
| Original S&P BBB; Issued 01/12/24; Asset Class: FI & Pref Total Cost | — | — | — | $6K | <0.1% | |
| Carrying Value Original Total Cost | — | — | — | $6K | <0.1% | |
| UnrealizedGain/(Loss) $5,525.70UnrealizedGain/(Loss) | — | — | — | $6K | <0.1% | |
| Carrying Value Original Total Cost | — | — | — | $6K | <0.1% | |
| Carrying Value Original Total Cost | — | — | — | $5K | <0.1% | |
| UnrealizedGain/(Loss)1,266.49 1,337.73 | — | — | $1K | $5K | <0.1% | |
| Accrued 1,260.44 | — | — | $1K | $5K | <0.1% | |
| See Independent Auditor's Report Face Value 183,000.00137,000.00367,000.00162,000.00 | — | — | $3K | $5K | <0.1% | |
| Gain/(Loss) | — | — | -$5K | $5K | <0.1% | |
| Gain/(Loss)(6,155.31)(7,590.33) 1,259.32 (7,329.34) (2,118.72) | — | — | -$2K | $5K | <0.1% | |
| S&P B; Issued 07/15/23; Asset Class: FI & Pref Original Total Cost | — | — | — | $5K | <0.1% | |
| Carrying Value Original Total Cost | — | — | — | $5K | <0.1% | |
| Carrying Value Original Total Cost | — | — | — | $4K | <0.1% | |
| UnrealizedGain/(Loss)(6,749.83) | — | — | -$7K | $4K | <0.1% | |
| Gain/(Loss)1,466.37 | — | — | $1K | $4K | <0.1% | |
| UnrealizedGain/(Loss)1,889.19 | — | — | $2K | $4K | <0.1% | |
| Value | — | — | — | $4K | <0.1% | |
| Gain/(Loss)5,222.67 | — | — | -$8K | $4K | <0.1% | |
| Gain/(Loss) | — | — | — | $3K | <0.1% | |
| Gain/(Loss)2,078.92 2,439.48 | — | — | $2K | $3K | <0.1% | |
| UnrealizedGain/(Loss)1,619.263,181.171,157.791,219.07 | — | — | $4K | $3K | <0.1% | |
| Gain/(Loss) | — | — | $1K | $3K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | $2K | $3K | <0.1% | |
| Gain/(Loss) | — | — | — | $3K | <0.1% | |
| Gain/(Loss)2,647.41 7,162.183,767.863,630.71 Gain/(Loss) | — | — | — | $3K | <0.1% | |
| Gain/(Loss) | — | — | — | $3K | <0.1% | |
| UnrealizedGain/(Loss) 1,417.99 1,123.131,707.43 | — | — | — | $3K | <0.1% | |
| Gain/(Loss)1,114.37(1,512.50) 1,090.915,162.313,077.811,152.831,823.14 | — | — | — | $3K | <0.1% | |
| Gain/(Loss) | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) 4,198.442,230.91 | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | $1K | $2K | <0.1% | |
| Carrying Value Original Total Cost | — | — | — | $2K | <0.1% | |
| Gain/(Loss)3,921.493,555.84(5,042.93) 1,756.104,618.102,001.923,752.06 | — | — | — | $2K | <0.1% | |
| Gain/(Loss) | — | — | $3K | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | $1K | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | $1K | $2K | <0.1% | |
| 76 Gain/(Loss)(5,317.42) (6,438.92) (7,833.96)(7,943.99)(3,256.56)5,135.733,402.55 | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $2K | <0.1% | |
| Gain/(Loss)(1,478.33) Gain/(Loss) Gain/(Loss)5,691.38 | — | — | $6K | $2K | <0.1% | |
| Gain/(Loss) | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) 3,039.29 | — | — | $1K | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $2K | <0.1% | |
| 3,017.000 Percentage 9,878.0009,878.000 | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | $1K | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | -$3K | $2K | <0.1% | |
| Gain/(Loss)1,297.37 | — | — | -$1K | $2K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $1K | <0.1% | |
| UnrealizedGain/(Loss)1,058.00 (6,793.99) (4,538.30) | — | — | -$1K | $1K | <0.1% | |
| Original Total Cost | — | — | — | $1K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | $1K | $1K | <0.1% | |
| Gain/(Loss)1,071.45 | — | — | $1K | $1K | <0.1% | |
| Gain/(Loss)1,668.45 | — | — | $4K | $1K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $1K | <0.1% | |
| Gain/(Loss)1,012.23 | — | — | $1K | $1K | <0.1% | |
| Gain/(Loss) | — | — | — | $1K | <0.1% | |
| UnrealizedGain/(Loss) | — | — | — | $1K | <0.1% | |
| Estimated | — | — | — | $1K | <0.1% | |
| Gain/(Loss) | — | — | — | $1K | <0.1% | |
| Gain/(Loss) | — | — | — | $1K | <0.1% | |
| Gain/(Loss)2,475.83 1,078.24 3,166.55 1,156.43 | — | — | $1K | $1K | <0.1% | |
| Gain/(Loss) | — | — | — | $1K | <0.1% | |
| 90 Gain/(Loss)8,442.865,899.80 | — | — | — | $1K | <0.1% | |
| Gain/(Loss) | — | — | $2K | $1K | <0.1% |