How big is Securities Compliance Management's plan?

Securities Compliance Management's plan reported $2.0M in assets and 11 participants for 2024.

Original filing (PDF)20250611100230NAL0025814256001

Securities Compliance Management

Name: Securities Compliance Management — Securities, Form 5500 (2024)
Creator: Securities Compliance Management
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Securities Compliance Management 401(k)

401(k) retirement plan · Securities Compliance Management's Securities Compliance Management 401(k) held $2.0M in plan assets for 11 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$2.0M

Net assets (EOY)

$2.0M

People on this filing

Kyle A. Weeks signed Securities Compliance Management's 2024 Form 5500 as plan administrator.

Kyle A. Weeks — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Securities Compliance Management's EIN is 54-2117435.

EIN 54-2117435

Plan number 001

Plan year 2024

ACK ID 20250611100230NAL0025814256001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Securities Compliance Management from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Securities Compliance Management's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SECURITIES COMPLIANCE MANAGEMENT.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score