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Original filing (PDF)20251015085721NAL0004127681001
APOGEE SOLUTIONS, INC.
Form 5500
FILING_RECEIVED
APOGEE 401(K) PLAN
401(k) retirement plan
Signals · 2
30% in single holding~83 bps in Sched C fees
Active participants
136
Accounts w/ balance
136
Plan assets (EOY)
$5.2M
Net assets (EOY)
$5.2M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "s T. Rowe Price T. Rowe Price Blue Chip Growth Fund" is 30% of plan.
- 83 bps in Schedule C fees — 60% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APOGEE SOLUTIONS, INC..
Plan sponsor
Name
APOGEE SOLUTIONS, INC.
EIN
54-2074565
Address
501 INDEPENDENCE PARKWAY, SUITE 108 · CHESAPEAKE, VA · 23320
Phone
(757) 549-2645
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CORBIN & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $19K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $15K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BARNES TPA & ASSOCIATES, LLC | — | CHESAPEAKE, VA | TPA | $2K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
Investments
28 direct securities· $5.2M(100% of reported assets)
Uncategorized
$3.6M
27 holdings
Mutual Funds
$1.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price T. Rowe Price Blue Chip Growth Fund | Mutual Funds | — | — | $1.5M | 29.9% | |
| AllianceBernstein Small Cap Growth I | — | — | — | $554K | 10.7% | |
| iShares S&P 500 Index Class K | — | — | — | $385K | 7.5% | |
| American Funds AF 2035 Target Date Retirement Fund | — | — | — | $309K | 6.0% | |
| Fixed Income * Empower Annuity Ins. Co of Am Key Guaranteed Portfolio Fund | — | — | — | $266K | 5.2% | |
| American Funds AF 2030 Target Date Retirement Fund | — | — | — | $250K | 4.9% | |
| American Funds AF 2040 Target Date Retirement Fund | — | — | — | $227K | 4.4% | |
| American Funds AF 2020 Target Date Retirement Fund | — | — | — | $181K | 3.5% | |
| iShares MSCI EAFE Intl Index Ins | — | — | — | $174K | 3.4% | |
| American Funds AF 2025 Target Date Retirement Fund | — | — | — | $155K | 3.0% | |
| PGIM Total Return Bond R6 | — | — | — | $145K | 2.8% | |
| iShares Russell Mid-Cap Index Class K | — | — | — | $138K | 2.7% | |
| American Funds AF New World Fund R5 | — | — | — | $128K | 2.5% | |
| American Funds AF 2015 Target Date Retirement Fund | — | — | — | $98K | 1.9% | |
| iShares Russell 2000 Small Cap Index K | — | — | — | $79K | 1.5% | |
| American Funds AF 2010 Target Date Retirement Fund | — | — | — | $77K | 1.5% | |
| American Funds AF International Growth & Income R6 | — | — | — | $74K | 1.4% | |
| JP Morgan JP Morgan Equity Income R6 | — | — | — | $61K | 1.2% | |
| Carillon Family of Funds Carillon Eagle Mid Cap Growth I | — | — | — | $55K | 1.1% | |
| John Hancock Financial John Hancock Disciplined Value Mid Cap | — | — | — | $49K | 0.9% | |
| Franklin Templeton Franklin Small Cap Value R6 | — | — | — | $43K | 0.8% | |
| American Funds AF 2050 Target Date Retirement Fund | — | — | — | $34K | 0.7% | |
| American Funds AF 2045 Target Date Retirement Fund | — | — | — | $32K | 0.6% | |
| PIMCO Int Bond (USD-hedged) Inst | — | — | — | $31K | 0.6% | |
| American Funds AF 2060 Target Date Retirement Fund | — | — | — | $21K | 0.4% | |
| Participant Loans Interest Rates of 8.5% - | — | — | — | $20K | 0.4% | |
| American Funds AF 2055 Target Date Retirement Fund | — | — | — | $20K | 0.4% | |
| Lord Abbett Lord Abbett Bond Debenture R6 | — | — | — | $11K | 0.2% |
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