Original filing (PDF)20251015123337NAL0009604754001

PHASE2 TECHNOLOGY, LLC

Name: PHASE2 TECHNOLOGY, LLC — PHASE2 TECHNOLOGY LLC 401(K) PROFIT SHARING PLAN AND TRUST, Form 5500 (2024)
Creator: PHASE2 TECHNOLOGY, LLC

Form 5500

FILING_RECEIVED

PHASE2 TECHNOLOGY LLC 401(K) PROFIT SHARING PLAN AND TRUST

401(k) retirement plan

Active participants

129

Accounts w/ balance

279

Plan assets (EOY)

$21.1M

Net assets (EOY)

$21.1M

How this plan invests

This plan

59 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

43 bps in Schedule C fees — modestly above peer band of 29 bps.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHASE2 TECHNOLOGY, LLC.

Plan sponsor

Name

PHASE2 TECHNOLOGY, LLC

EIN

54-2058155

Address

1735 NORTH LYNN ST., SUITE 720 · ARLINGTON, VA · 22209

Phone

(703) 548-6050

Industry

Custom Computer Programming· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

APRIO LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ADP, INC.	13-3036745	—	RECORD KEEPER	$35K	—
ADP BROKER-DEALER	22-3319984	—	RECORD KEEPER	$0	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH PIERCE FENNER & SMITH	13-5674085	—	INVESTMENT ADVISOR	$56K	—

Investments

48 direct securities· $26.0M(100% of reported assets)

Uncategorized

$20.0M

34 holdings

Registered Investment Companies

$5.9M

14 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
iShares S&P 500 Index Fund Mutual Fund NR	—	—	—	$5.2M	24.5%
AMERFUNDS AMER BALANCED - R6	Registered Investment Companies	—	—	$4.6M	22.0%
American Funds American Balanced Fund Mutual Fund NR	—	—	—	$4.6M	22.0%
T. Rowe Price Large Cap Growth Fund Mutual Fund NR	—	—	—	$1.8M	8.8%
BlackRock LifePath Index 2030 Fund Mutual Fund NR	—	—	—	$1.7M	8.0%
BlackRock LifePath Index 2040 Fund Mutual Fund NR	—	—	—	$967K	4.6%
BlackRock LifePath Index 2035 Fund Mutual Fund NR	—	—	—	$611K	2.9%
iShares MSCI EAFE International Index Fund Mutual Fund NR	—	—	—	$501K	2.4%
BlackRock LifePath Index 2050 Fund Mutual Fund NR	—	—	—	$489K	2.3%
iShares Russell Mid Cap Index Fund Mutual Fund NR	—	—	—	$400K	1.9%
Nuveen Dividend Growth Fund Mutual Fund NR	—	—	—	$387K	1.8%
BlackRock LifePath Index 2055 Fund Mutual Fund NR	—	—	—	$380K	1.8%
iShares Russell 2000 Small Cap Index Fund Mutual Fund NR	—	—	—	$362K	1.7%
iShares U.S. Aggregate Bond Index Fund Mutual Fund NR	Registered Investment Companies	—	—	$362K	1.7%
Victory Sycamore Established Value Fund Mutual Fund NR	—	—	—	$333K	1.6%
MFS Value Fund Mutual Fund NR	—	—	—	$308K	1.5%
Janus Henderson Triton Fund Mutual Fund NR	—	—	—	$277K	1.3%
MFS Mid Cap Growth Fund Mutual Fund NR	—	—	—	$241K	1.1%
MFS Conservative Allocation Fund Mutual Fund NR 42 MFS International Growth Fund Mutual Fund NR	—	—	—	$239K	1.1%
First Eagle Global Fund Mutual Fund NR	—	—	—	$200K	0.9%
BlackRock LifePath Index 2045 Fund Mutual Fund NR	—	—	—	$174K	0.8%
PIMCO COMMODITIESPLUS STR INST	Registered Investment Companies	—	—	$151K	0.7%
JPMorgan Core Bond Fund Mutual Fund NR	Registered Investment Companies	—	—	$136K	0.6%
Calvert U.S. Large Cap Core Responsible Index Fund Mutual Fund NR	Registered Investment Companies	—	—	$127K	0.6%
BLACKROCK LIFEPATH RET FUND K	Registered Investment Companies	—	—	$120K	0.6%
Cohen & Steers Realty Shares Fund Mutual Fund NR	—	—	—	$116K	0.5%
American Funds New World Fund Mutual Fund NR	—	—	—	$114K	0.5%
BlackRock Liquidity Funds Mutual Fund NR	—	—	—	$105K	0.5%
BLACKROCK FEDFUND - PREMIER	Registered Investment Companies	—	—	$105K	0.5%
Various, bearing interest * Participant loans from 4.25% - 9.50% -	—	—	—	$97K	0.5%
BlackRock LifePath Index 2060 Fund Mutual Fund NR	—	—	—	$84K	0.4%
Touchstone Non-US ESG Equity Fund Mutual Fund NR	—	—	—	$82K	0.4%
JANUS HENDERSON GLBL EQ INC A	Registered Investment Companies	—	—	$68K	0.3%
IMPAX ELLEVATE GLBLWMNSLDR INS	Registered Investment Companies	—	—	$56K	0.3%
Undiscovered Managers Behavioral Value Fund Mutual Fund NR	—	—	—	$52K	0.2%
UNDISC MGRS BEHAVIORAL VAL R6	Registered Investment Companies	—	—	$52K	0.2%
PGIM High Yield Fund Mutual Fund NR	—	—	—	$49K	0.2%
MFS GRTH ALLOC R4	Registered Investment Companies	—	—	$46K	0.2%
MFS Growth Allocation Fund Mutual Fund NR	—	—	—	$46K	0.2%
PIMCO International Bond Fund (U.S. Dollar-Hedged) Mutual Fund NR	Registered Investment Companies	—	—	$44K	0.2%
PIMCO Real Return Fund Mutual Fund NR	—	—	—	$33K	0.2%
VIC PIO STRATEGIC INCOME R6	Registered Investment Companies	—	—	$20K	<0.1%
MFS Moderate Allocation Fund Mutual Fund NR	—	—	—	$16K	<0.1%
MFS MOD ALLOC - R4	Registered Investment Companies	—	—	$16K	<0.1%
Lord Abbett Short Duration Income Fund Mutual Fund NR	—	—	—	$10K	<0.1%
(1) X This form is filed for a CCT, PSA, or MTIA.	—	—	—	$3K	<0.1%
performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither.	—	—	$3K	$3K	<0.1%
Yes No Amount a	—	—	—	$3K	<0.1%