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Original filing (PDF)20250825113015NAL0013680592003
RAILSIDE ENTERPRISES, INC.
Form 5500
FILING_RECEIVED
RAILSIDE ENTERPRISES, INC. & AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 4
No auditor on file94% in single holding94% employer stockNo recordkeeper disclosed
Active participants
129
Accounts w/ balance
179
Plan assets (EOY)
$17.9M
Net assets (EOY)
$17.9M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
76
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
60
Concentration risk
50
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No independent qualified public accountant (IQPA) named.
- Top holding "Railside Enterprises, Inc. 1,322.637 shares of Common Stock" is 94% of plan.
- 94% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RAILSIDE ENTERPRISES, INC..
Plan sponsor
Name
RAILSIDE ENTERPRISES, INC.
EIN
54-1932595
Address
73 RAILSIDE DRIVE · WEYERS CAVE, VA · 244862416
Phone
(540) 234-9185
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-25
Pension benefit codes
2I · Stock bonus
2P · Leveraged ESOP
2Q · S-corporation ESOP
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HANTZMON WIEBEL LLP | 54-0618213 | — | NONE | $15K | — |
| BROWN, EDWARDS & COMPANY, L.L.P. | 54-0504608 | — | NONE | $14K | — |
| SHAREHOLDER STRATEGIES, INC. | — | CHARLOTTESVILLE, VA | NONE | $10K | — |
| DAVENPORT & COMPANY LLC | — | RICHMOND, VA | NONE | $9K | — |
Investments
20 direct securities· $17.4M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Railside Enterprises, Inc. 1,322.637 shares of Common Stock | — | — | $4.3M | $16.4M | 91.5% | |
| United Bank Cash and Cash Equivalents | — | — | $121K | $121K | 0.7% | |
| Schwab Short Term US Treasury ETF Exchange-traded Fund | — | — | $81K | $80K | 0.4% | |
| SPDR Portfolio S&P 500 Exchange-traded Fund | — | — | $41K | $74K | 0.4% | |
| SPDR Portfolio High Yield Bond Exchange-traded Fund | — | — | $68K | $71K | 0.4% | |
| Vanguard Whitehall High Dividend Yield Exchange-traded Fund | — | — | $54K | $66K | 0.4% | |
| Vanguard Short-Term Corporate Bond Index Exchange-traded Fund | — | — | $70K | $66K | 0.4% | |
| Schwab US Dividend Equity ETF Exchange-traded Fund | — | — | $58K | $65K | 0.4% | |
| Vanguard Short-Term Bond ETF Exchange-traded Fund | — | — | $58K | $59K | 0.3% | |
| SPDR Investment Grade Floating Rate Exchange-traded Fund | — | — | $55K | $56K | 0.3% | |
| Vanguard Mid-Cap ETF Exchange-traded Fund | — | — | $41K | $54K | 0.3% | |
| Schwab US Large-Cap Growth ETF Exchange-traded Fund | — | — | $29K | $53K | 0.3% | |
| iShares Floating Rate Bond Exchange-traded Fund | — | — | $51K | $52K | 0.3% | |
| Schwab US Mid-Cap ETF Exchange-traded Fund | — | — | $37K | $48K | 0.3% | |
| Federated Hermes US Treasury Mutual Fund | — | — | $39K | $39K | 0.2% | |
| SPDR Portfolio S&P 600 Small-Cap ETF Exchange-traded Fund | — | — | $32K | $39K | 0.2% | |
| Vanguard Small-Cap ETF Exchange-traded Fund | — | — | $28K | $33K | 0.2% | |
| iShares Core MSCI EAFE Exchange-traded Fund | — | — | $27K | $31K | 0.2% | |
| iShares Corporate Bond Fund Exchange-traded Fund | — | — | $29K | $30K | 0.2% | |
| Vanguard International Equity Emerging Markets Exchange-traded Fund | — | — | $21K | $22K | 0.1% |
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