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Original filing (PDF)20251013155304NAL0002344400001
THIRD SECURITY, LLC
Form 5500
FILING_RECEIVED
THIRD SECURITY, LLC 401(K) PLAN
401(k) retirement plan
Active participants
131
Accounts w/ balance
221
Plan assets (EOY)
$18.5M
Net assets (EOY)
$18.5M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THIRD SECURITY, LLC.
Plan sponsor
Name
THIRD SECURITY, LLC
EIN
54-1923091
Address
1881 GROVE AVENUE · RADFORD, VA · 24141
Phone
(540) 633-7922
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BROWN EDWARDS & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORDKEEPER | $2K | — |
Investments
33 direct securities · 1 pooled fund· $18.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$16.0M
33 holdings
Common Collective Trust
$2.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SouthernSun Small Cap Fund I | — | — | — | $2.9M | 15.4% | |
| T ROWE PRICE STABLE VALUE FUND A T ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $2.5M | 13.4% | |
| T. Rowe Price Blue Chip Growth Fund R | — | — | — | $2.1M | 11.5% | |
| American Funds New Perspective Fund A | — | — | — | $1.3M | 6.9% | |
| T. Rowe Price Retirement 2030 Fund R | — | — | — | $827K | 4.5% | |
| T. Rowe Price Retirement 2040 Fund R | — | — | — | $798K | 4.3% | |
| American Funds American Balanced Fund A | — | — | — | $783K | 4.2% | |
| Artisan International Value Investors Fund | — | — | — | $756K | 4.1% | |
| Calvert Equity Fund A | — | — | — | $742K | 4.0% | |
| Fidelity 500 Index Fund | — | — | — | $660K | 3.6% | |
| American Funds Fundamental Investors Fund R3 | — | — | — | $651K | 3.5% | |
| American Century Heritage Fund A | — | — | — | $505K | 2.7% | |
| MFS Value Fund R4 | — | — | — | $480K | 2.6% | |
| Baron Asset Fund | — | — | — | $475K | 2.6% | |
| Fidelity Advisor Capital & Income Fund M | — | — | — | $441K | 2.4% | |
| American Century Equity Growth Fund A | — | — | — | $436K | 2.4% | |
| Allspring Special Mid Cap Value Fund Admin | — | — | — | $410K | 2.2% | |
| Baron Growth Fund Retail Shares | — | — | — | $382K | 2.1% | |
| T. Rowe Price Retirement 2050 Fund R | — | — | — | $291K | 1.6% | |
| Vanguard Mid Cap Index Fund Admiral | — | — | — | $208K | 1.1% | |
| Allspring Emerging Markets Equity Fund A | — | — | — | $158K | 0.8% | |
| Vanguard Small Cap Index Fund Admiral | — | — | — | $151K | 0.8% | |
| T. Rowe Price Retirement 2060 Fund R | — | — | — | $148K | 0.8% | |
| T. Rowe Price Retirement 2020 Fund R | — | — | — | $117K | 0.6% | |
| T. Rowe Price Retirement 2035 Fund R | — | — | — | $116K | 0.6% | |
| T. Rowe Price Retirement 2055 Fund R | — | — | — | $82K | 0.4% | |
| T. Rowe Price Retirement 2025 Fund R | — | — | — | $58K | 0.3% | |
| Federated Hermes Total Return Bond Fund SS | — | — | — | $44K | 0.2% | |
| T. Rowe Price Retirement 2045 Fund R | — | — | — | $16K | <0.1% | |
| T. Rowe Price Retirement 2065 Fund R | — | — | — | $16K | <0.1% | |
| MFS International New Discovery Fund R3 | — | — | — | $8K | <0.1% | |
| SouthernSun US Equity Fund I | — | — | — | $6K | <0.1% | |
| Lord Abbett Short Duration Income Fund R5 | — | — | — | $6K | <0.1% | |
| T. Rowe Price Retirement 2010 Fund R | — | — | — | $1K | <0.1% |
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