Original filing (PDF)20251009124242NAL0006592097001

ATLANTIC ANESTHESIA, INC.

Name: ATLANTIC ANESTHESIA, INC. — ATLANTIC ANESTHESIA, INC. 401(K) PLAN, Form 5500 (2024)
Creator: ATLANTIC ANESTHESIA, INC.

Form 5500

FILING_RECEIVED

ATLANTIC ANESTHESIA, INC. 401(K) PLAN

401(k) retirement plan

Signals · 2

39% in single holdingNo recordkeeper disclosed

Active participants

125

Accounts w/ balance

169

Plan assets (EOY)

$51.9M

Net assets (EOY)

$51.9M

How this plan invests

This plan

112 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

Participation health

100

Knocking points off

Top holding "interest, collateral, par or maturity value Type of investment Cost Current value PARTICIPANT DIRECTED FUNDS Fund" is 39% of plan.
26 bps in Schedule C fees — 61% above peer band of 16 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ATLANTIC ANESTHESIA, INC..

Plan sponsor

Name

ATLANTIC ANESTHESIA, INC.

EIN

54-1855514

Address

134 BUSINESS PARK DRIVE · VIRGINIA BEACH, VA · 234626523

Phone

(757) 473-0044

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

003

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

WALL, EINHORN & CHERNITZER

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
CERITY PARTNERS	27-1180831	—	PARTY-IN-INTEREST	$62K	—
MORRIS & WELLS WEALTH MANAGEMENT	26-3820649	—	PARTY-IN-INTEREST	$60K	—
FINANCIAL SECURITY ADVISORY, INC.	54-1832175	—	PARTY-IN-INTEREST	$12K	—

Investments

111 direct securities· $48.3M(93% of reported assets)

Uncategorized

$48.3M

110 holdings

OTHER

$28K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
interest, collateral, par or maturity value Type of investment Cost Current value PARTICIPANT DIRECTED FUNDS Fund	—	—	—	$19.0M	36.5%
Equity	—	—	—	$6.2M	12.0%
Bank Sweep for Employee Benefit Plan Money Market	—	—	—	$2.6M	5.0%
345 Shares Vanguard FTSE Developed Markets ETF Fund	—	—	—	$1.5M	2.8%
First Eagle Overseas Fund Class I Fund	—	—	—	$714K	1.4%
interest, collateral, par or maturity value Type of investment Cost Current value SoFi Technologies, Inc. Equity	—	—	—	$674K	1.3%
Docusign, Inc. Equity	—	—	—	$654K	1.3%
930 Shares Fortinet, Inc. Equity	—	—	—	$637K	1.2%
600 Shares International Business Machines Co. Equity	—	—	—	$588K	1.1%
Alphabet, Inc. Class C Equity	—	—	—	$567K	1.1%
Palo Alto Networks Equity	—	—	—	$533K	1.0%
Check Point Software Equity	—	—	—	$512K	1.0%
EOG Res, Inc. Equity	—	—	—	$491K	0.9%
Freeport-McMoRan Inc. Equity	—	—	—	$403K	0.8%
Crocs Inc. Equity	—	—	—	$388K	0.7%
250 Shares Micron Technology, Inc. Equity	—	—	—	$385K	0.7%
Newmont Corp. Equity	—	—	—	$370K	0.7%
870 Shares Apple, Inc. Equity	—	—	—	$365K	0.7%
Ishares S&P Mid Cap 400 Growth ETF Fund	—	—	—	$345K	0.7%
Microsoft Corp. Equity	—	—	—	$323K	0.6%
239 Shares Alphabet, Inc. Class A Equity	—	—	—	$306K	0.6%
Carters, Inc. Equity	—	—	—	$300K	0.6%
Vanguard FTSE Emerging Markets ETF Fund	—	—	—	$299K	0.6%
Nucor Corp. Equity	—	—	—	$297K	0.6%
411 Shares Avantis Emerging Markets Fund	—	—	—	$287K	0.6%
640 Shares Schlumberger Ltd. Equity	—	—	—	$286K	0.6%
Ishares S&P Small Cap 600 Growth ETF Fund	—	—	—	$285K	0.5%
361 Shares Mattel, Inc. Equity	—	—	—	$284K	0.5%
520 Shares Ishares MSCI Intl. Quality Factor ETF Fund	—	—	—	$262K	0.5%
285 Shares Seafarer Overseas Growth and Income Fund Instl. Class Fund	—	—	—	$260K	0.5%
Uber Technologies, Inc. Equity	—	—	—	$255K	0.5%
Diamondback Energy, Inc. Equity	—	—	—	$238K	0.5%
interest, collateral, par or maturity value Type of investment Cost Current value Cactus, Inc. Equity	—	—	—	$223K	0.4%
396 Shares JP Morgan Chase & Co. Equity	—	—	—	$217K	0.4%
Pan American Silver Corp. Equity	—	—	—	$216K	0.4%
Broadcom, Inc. Equity	—	—	—	$211K	0.4%
NVIDIA Corp. Equity	—	—	—	$206K	0.4%
Chevron Corp. Equity	—	—	—	$201K	0.4%
Cisco Systems, Inc. Equity	—	—	—	$194K	0.4%
Amazon.com, Inc. Equity	—	—	—	$191K	0.4%
260 Shares Mastercard, Inc. Equity	—	—	—	$190K	0.4%
Walmart, Inc. Equity	—	—	—	$183K	0.4%
590 Shares Merck & Co., Inc. Equity	—	—	—	$182K	0.3%
155 Shares Boston Scientific Co. Equity	—	—	—	$175K	0.3%
916 Shares UnitedHealth Group, Inc. Equity	—	—	—	$175K	0.3%
interest, collateral, par or maturity value Type of investment Cost Current value McDonald's Corp. Equity	—	—	—	$171K	0.3%
Bond	—	—	—	$169K	0.3%
ServiceNow, Inc. Equity	—	—	—	$160K	0.3%
Blackrock, Inc. Equity	—	—	—	$159K	0.3%
210 Shares TJX Companies, Inc. Equity	—	—	—	$152K	0.3%
Meta Platforms, Inc. Equity	—	—	—	$146K	0.3%
PepsiCo, Inc. Equity	—	—	—	$143K	0.3%
S&P Global Inc. Equity	—	—	—	$142K	0.3%
interest, collateral, par or maturity value Type of investment Cost Current value Home Depot, Inc. Equity	—	—	—	$138K	0.3%
Corning, Inc. Equity	—	—	—	$138K	0.3%
Emerson Electric Co. Equity	—	—	—	$136K	0.3%
355 Shares Honeywell International, Inc. Equity	—	—	—	$136K	0.3%
Walt Disney Co. Equity	—	—	—	$134K	0.3%
W. R. Berkley Corp. Equity	—	—	—	$130K	0.2%
Lockheed Martin Corp. Equity	—	—	—	$126K	0.2%
Autodesk, Inc. Equity	—	—	—	$121K	0.2%
United Parcel Service Equity	—	—	—	$116K	0.2%
Adobe Inc. Equity	—	—	—	$106K	0.2%
460 Shares Kimberly-Clark Corp. Equity	—	—	—	$106K	0.2%
Eastman Chemical Co. Equity	—	—	—	$105K	0.2%
IQVIA Holdings Inc. Equity	—	—	—	$102K	0.2%
Johnson & Johnson Equity	—	—	—	$102K	0.2%
360 Shares Lam Research Corp. Equity	—	—	—	$101K	0.2%
705 Shares Jones Lang Lasalle, Inc. Equity	—	—	—	$100K	0.2%
US Treasury Note Bond	—	—	—	$99K	0.2%
Charles Schwab Corp. Equity	—	—	—	$99K	0.2%
940 Shares Qualcomm, Inc. Equity	—	—	—	$98K	0.2%
Duke Energy Corp. Bond	—	—	—	$83K	0.2%
810 Shares Laboratory Corporation of America Holdings Equity	—	—	—	$83K	0.2%
766 Shares Mondelez Intl., Inc. Equity	—	—	—	$82K	0.2%
US Treasury Note Bond	—	—	—	$77K	0.1%
Verizon Communications, Inc. Equity	—	—	—	$76K	0.1%
interest, collateral, par or maturity value Type of investment Cost Current value Ryder System, Inc. Bond	—	—	—	$76K	0.1%
US Treasury Note Bond	—	—	—	$75K	0.1%
US Treasury Note Bond	—	—	—	$74K	0.1%
interest, collateral, par or maturity value Type of investment Cost Current value Citigroup, Inc. Bond	—	—	—	$73K	0.1%
Conocophilips Bond	—	—	—	$54K	0.1%
Stanley Black & Decker Bond	—	—	—	$51K	<0.1%
Electronic Arts Bond	—	—	—	$50K	<0.1%
Evernorth Health Bond	—	—	—	$50K	<0.1%
Booking Holdings Bond	—	—	—	$50K	<0.1%
Oklahoma St. Cap Bond	—	—	—	$49K	<0.1%
Columbia SC W/S Bond	—	—	—	$49K	<0.1%
RenaissanceRe FI Bond	—	—	—	$48K	<0.1%
Palm Beach CN FL PU Bond	—	—	—	$46K	<0.1%
Virginia St HSG Bond	—	—	—	$45K	<0.1%
First Trust Low Duration Opportunities ETF Fund	—	—	—	$45K	<0.1%
International Business Bond	—	—	—	$41K	<0.1%
US Treasury Note Bond	—	—	—	$40K	<0.1%
Anheuser-Busch I Bond	—	—	—	$40K	<0.1%
Walmart, Inc. Bond	—	—	—	$39K	<0.1%
Virginia Electric Bond	—	—	—	$39K	<0.1%
Comcast Corp. Bond	—	—	—	$38K	<0.1%
Cintas Corp No. 2 Bond	—	—	—	$29K	<0.1%
Georgia Pacific Bond	—	—	—	$28K	<0.1%
Florida St. Board Bond	—	—	—	$28K	<0.1%
Other	OTHER	—	—	$28K	<0.1%
Oracle Corp. Bond	—	—	—	$27K	<0.1%
Morgan Stanley Bond	—	—	—	$25K	<0.1%
907 Shares JP Morgan Ultra-Short Income ETF Fund	—	—	—	$23K	<0.1%
Autozone, Inc. Bond	—	—	—	$20K	<0.1%
Ralph Lauren Corp. Bond	—	—	—	$20K	<0.1%
RTX Corp. Bond	—	—	—	$19K	<0.1%
Altria Group, I Bond	—	—	—	$19K	<0.1%
US Treasury Note Bond	—	—	—	$10K	<0.1%
SEPARATELY MANAGED FUNDS Cash	—	—	—	$1K	<0.1%