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Original filing (PDF)20250819083058NAL0002095649001
SUNRISE SENIOR LIVING, LLC
Form 5500
FILING_RECEIVED
SUNRISE SENIOR LIVING 401(K) PLAN
401(k) retirement plan
Active participants
18,934
Accounts w/ balance
23,402
Plan assets (EOY)
$360.1M
Net assets (EOY)
$360.1M
How this plan invests
This plan
8 pooled trusts
Schedule D
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 48 bps in Schedule C fees — 380% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUNRISE SENIOR LIVING, LLC.
Plan sponsor
Name
SUNRISE SENIOR LIVING, LLC
EIN
54-1746596
Address
7902 WESTPARK DRIVE · MCLEAN, VA · 221024202
Phone
(703) 273-7500
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-19
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $1.6M | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES LLC | — | AUSTIN, TX | INVESTMENT ADVISOR | $44K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY US LLP | — | NEW CASTLE, PA | AUDITOR | $48K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HUNTON & WILLIAMS LLP | — | ATLANTA, GA | ATTORNEY | $9K | — |
Investments
10 direct securities · 8 pooled funds· $390.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$161.8M
10 holdings
Pooled Separate Account
$139.6M
5 holdings
Common Collective Trust
$89.1M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| similar party collateral, par, or maturity value * Guaranteed Income Fund Evergreen Group Annuity Contract | — | — | — | $79.6M | 22.1% | |
| INTERNATIONAL EQUITY FUND FEE CLASS GREAT GRAY · EIN 38-4139853 / PN 631 | Common Collective Trust | — | — | $66.0M | 18.3% | |
| CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $50.7M | 14.1% | |
| DRYDEN S&P 500 INDEX FUND (IS PLATF EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 123 | Pooled Separate Account | — | — | $32.6M | 9.1% | |
| Vanguard Equity Income Admiral Mutual Fund | — | — | — | $27.7M | 7.7% | |
| Large Cap Growth II Fund Pooled Separate Account | — | — | — | $26.9M | 7.5% | |
| LG CAP GRW II (MGD BY ALLIANCEBERNS EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 128 | Pooled Separate Account | — | — | $26.9M | 7.5% | |
| MID CAP VALUE / ROBECO BOSTON PARTN EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 440 | Pooled Separate Account | — | — | $14.9M | 4.1% | |
| SCV/Victory Fund Pooled Separate Account | — | — | — | $14.5M | 4.0% | |
| SMALL CAP VALUE / VICTORY FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 701 | Pooled Separate Account | — | — | $14.5M | 4.0% | |
| MID CAP GROWTH I1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $11.8M | 3.3% | |
| SMALL CAP GROWTH FUND II FEE CLASS GREAT GRAY · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $11.3M | 3.1% | |
| Participant Loans At interest rates of 4.25% to 9.50% | — | — | — | $7.1M | 2.0% | |
| Vanguard Mid Cap Index Fund Mutual Fund | — | — | — | $1.9M | 0.5% | |
| Vanguard Small Cap Index Admiral Mutual Fund | — | — | — | $1.7M | 0.5% | |
| Vanguard FTSE All World Index Admiral Mutual Fund | — | — | — | $1.1M | 0.3% | |
| Vanguard Total Bond Market Index Mutual Fund | — | — | — | $1.1M | 0.3% | |
| Columbia Strategic Income Instl 3 Mutual Fund | — | — | — | $353K | <0.1% |