Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $18K | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $50 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $10 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| The Vanguard Group 500 Index Fund | — | — | — | $3.5M | 11.9% | |
| Empower Participant-directed brokerage accounts | — | — | — | $2.6M | 8.7% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|
| FIDUCIENT ADVISORS LLC | — | CHICAGO, IL | INVESTMENT ADVISOR | $52K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RUBINO & COMPANY CHARTERED | — | BETHESDA, MD | AUDITOR | $34K | — |
| Diamond Hill Large Cap Growth Fund | — | — | — | $2.3M | 7.9% |
| MFS Investment Management Growth Fund | — | — | — | $2.2M | 7.3% |
| * Great-West Life & Annuity Key Guaranteed Portfolio Fund | Guaranteed Income / GIC | — | — | $2.0M | 6.9% |
| T. Rowe Price Retirement 2025 Fund | — | — | — | $1.8M | 6.0% |
| T. Rowe Price Retirement 2015 Fund | — | — | — | $1.7M | 5.7% |
| T. Rowe Price Retirement 2020 Fund | — | — | — | $1.3M | 4.4% |
| T. Rowe Price Retirement 2030 Fund | — | — | — | $1.2M | 4.1% |
| The Vanguard Group Mid Cap Index Fund | — | — | — | $1.2M | 4.1% |
| T. Rowe Price Retirement 2035 Fund | — | — | — | $1.1M | 3.8% |
| T. Rowe Price Overseas Stock Fund | — | — | — | $1.1M | 3.8% |
| The Vanguard Group Small Cap Index Fund | — | — | — | $1.0M | 3.4% |
| T. Rowe Price Retirement 2040 Fund | — | — | — | $1.0M | 3.4% |
| ClearBridge Small Cap Growth Fund | — | — | — | $997K | 3.4% |
| The Vanguard Group Total Bond Market Index Fund | — | — | — | $923K | 3.1% |
| Eaton Vance Income Fund of Boston | — | — | — | $705K | 2.4% |
| T. Rowe Price Retirement 2045 Fund | — | — | — | $676K | 2.3% |
| Harbor Small Cap Value Fund | — | — | — | $352K | 1.2% |
| T. Rowe Price Retirement 2050 Fund | — | — | — | $273K | 0.9% |
| T. Rowe Price Retirement 2010 Fund | — | — | — | $259K | 0.9% |
| MFS Investment Management International Growth Fund | — | — | — | $206K | 0.7% |
| Registered investment companies (mutual funds) Blackrock Total Return Fund | — | — | — | $193K | 0.7% |
| Invesco Developing Markets Fund | — | — | — | $183K | 0.6% |
| J.P. Morgan Large Cap Growth Fund | — | — | — | $157K | 0.5% |
| T. Rowe Price Retirement 2005 Fund | — | — | — | $135K | 0.5% |
| T. Rowe Price Retirement 2060 Fund | — | — | — | $127K | 0.4% |
| T. Rowe Price Retirement 2055 Fund | — | — | — | $124K | 0.4% |
| Participant Loans receivable from participants, maturity at various dates, with interest rates of 4.25% - 9.50% - | Participant loans | — | — | $114K | 0.4% |
| The Vanguard Group Total International Stock Index Fund | — | — | — | $49K | 0.2% |
