Back to filter
Original filing (PDF)20251013142301NAL0001412145001
LUNA INNOVATIONS INCORPORATED
Form 5500
FILING_RECEIVED
LUNA 401(K) PLAN
401(k) retirement plan
Active participants
254
Accounts w/ balance
446
Plan assets (EOY)
$38.7M
Net assets (EOY)
$38.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (11 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LUNA INNOVATIONS INCORPORATED.
Plan sponsor
Name
LUNA INNOVATIONS INCORPORATED
EIN
54-1560050
Address
301 1ST ST SW · SUITE 200 · ROANOKE, VA · 240111921
Phone
(540) 769-8400
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BROWN, EDWARDS & COMPANY L.L.P.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $37K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $6K | — |
Investments
31 direct securities · 2 pooled funds· $40.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$37.2M
31 holdings
Common Collective Trust
$3.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| J.P. Morgan Large Cap Growth Fund R6 | — | — | — | $5.5M | 14.2% | |
| Fidelity Freedom Index 2040 Fund IPR | — | — | — | $4.9M | 12.8% | |
| Fidelity 500 Index Fund | — | — | — | $4.2M | 10.9% | |
| Fidelity Freedom Index 2050 Fund IPR | — | — | — | $2.4M | 6.1% | |
| Fidelity Freedom Index 2035 Fund IPR | — | — | — | $2.3M | 5.9% | |
| Fidelity Freedom Index 2030 Fund IPR | — | — | — | $2.1M | 5.5% | |
| Fidelity Freedom Index 2045 Fund IPR | — | — | — | $2.0M | 5.2% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.5M | 4.0% | |
| Fidelity Freedom Index 2055 Fund IPR | — | — | — | $1.5M | 4.0% | |
| Columbia Dividend Income Institutional 300 | — | — | — | $1.4M | 3.6% | |
| COL DIV INC INST 300 AMERIPRISE TRUST COMPANY · EIN 87-1854339 / PN 090 | Common Collective Trust | — | — | $1.4M | 3.6% | |
| Fidelity Mid Cap Index Fund | — | — | — | $1.4M | 3.6% | |
| MFS International Diversification Fund R6 | — | — | — | $1.4M | 3.5% | |
| Fidelity Freedom Index 2025 Fund IPR | — | — | — | $1.2M | 3.0% | |
| Vanguard High-Yield Corporate Fund Admiral | — | — | — | $695K | 1.8% | |
| Fidelity Small Cap Growth K6 | — | — | — | $690K | 1.8% | |
| Driehaus Emerging Growth Fund IS | — | — | — | $602K | 1.6% | |
| Fidelity Global Ex US Index Fund | — | — | — | $570K | 1.5% | |
| Fidelity Freedom Index 2060 Fund IPR | — | — | — | $547K | 1.4% | |
| Fidelity Freedom Index 2020 Fund IPR | — | — | — | $523K | 1.4% | |
| Fidelity Total Bond Fund K6 | — | — | — | $519K | 1.3% | |
| Notes from Participants Various loans between 4.25% - 10.50% - | — | — | — | $466K | 1.2% | |
| Fidelity US Bond Index Fund | — | — | — | $366K | 0.9% | |
| Allspring Special Mid Cap Value Fund R6 | — | — | — | $360K | 0.9% | |
| American Century Small Cap Value Fund R6 | — | — | — | $340K | 0.9% | |
| Vanguard Real Estate Index Fund Admiral | — | — | — | $333K | 0.9% | |
| Blackrock Mid-Cap Growth Equity Fund K | — | — | — | $326K | 0.8% | |
| Fidelity Small Cap Index Fund | — | — | — | $280K | 0.7% | |
| Fidelity Freedom Index 2065 Fund IPR | — | — | — | $201K | 0.5% | |
| Fidelity Freedom Index Income Fund IPR | — | — | — | $31K | <0.1% | |
| Fidelity Government Money Market Fund | — | — | — | $9K | <0.1% | |
| Fidelity Freedom Index 2010 Fund IPR | — | — | — | $8K | <0.1% | |
| Fidelity Freedom Index 2015 Fund IPR | — | — | — | $3K | <0.1% |
Related plans
Other plans using FIDELITY INVESTMENTS INSTITUTIONAL
KAISER PERMANENTE MEDICAL CARE PROGRAM
KAISER PERMANENTE GROUP TRUST
$66.6B
MICROSOFT CORPORATION
MICROSOFT CORPORATION SAVINGS PLUS 401K PLAN
$65.6B · 123,878 participants
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
VERIZON COMMUNICATIONS INC.
VERIZON MASTER SAVINGS TRUST
$41.1B
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN SAVINGS PLAN
$39.5B · 99,799 participants
Similar-size Information / Tech / Media plans
DTR HOLDINGS, LLC
VIRGIN ISLANDS TELEPHONE CORPORATION PENSION PLAN FOR HOURLY EMPLOYEES
$38.5M · 74 participants
ANUVU OPERATIONS LLC
ANUVU RETIREMENT PLAN
$38.5M · 449 participants
SERES THERAPEUTICS, INC.
SERES THERAPEUTICS, INC. 401(K) PLAN
$39.1M · 106 participants
ACE TELEPHONE ASSOCIATION
ACENTEK 401(K) PLAN
$38.0M · 116 participants
CABLE & WIRELESS COMMUNICATIONS, LLC
CABLE & WIRELESS COMMUNICATIONS 401(K) PLAN
$39.6M · 220 participants
ACUATIVE CORPORATION
ACUATIVE CORPORATION 401(K) PLAN
$37.6M · 336 participants
Large plans in Virginia
GENERAL DYNAMICS CORPORATION
GENERAL DYNAMICS CORPORATION 401(K) PLAN MASTER TRUST AGREEMENT
$23.5B
GENERAL DYNAMICS CORPORATION
GENERAL DYNAMICS CORPORATION 401(K) PLAN MASTER TRUST AGREEMENT
$23.5B
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN PENSION PLAN
$18.8B · 11,507 participants
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
401(K) PENSION PLAN
$16.8B · 61,593 participants
NORTHROP GRUMMAN CORPORATION
NG DB MT FIXED INCOME FUND
$13.0B
LEIDOS, INC.
LEIDOS, INC. MASTER TRUST
$12.5B